U.S. Diversified Financials Upcoming Dividends

Hennessy Advisors

Market Cap: US$89.5m

An employee owned investment manager.

Banco Latinoamericano de Comercio Exterior S. A

Market Cap: US$1.6b

Banco Latinoamericano de Comercio Exterior, S.

Cohen

Market Cap: US$66.3m

A publicly owned investment manager.

Federated Hermes

Market Cap: US$3.8b

A publicly owned investment manager.

MarketAxess Holdings

Market Cap: US$7.0b

Operates an electronic trading platform for institutional investor and broker-dealer firms in the United States, the United Kingdom, and internationally.

Virtus Investment Partners

Market Cap: US$1.3b

A publicly owned investment manager.

Northern Trust

Market Cap: US$24.0b

A financial holding company, provides wealth management, asset servicing, asset management, and banking solutions for corporations, institutions, families, and individuals worldwide.

Cass Information Systems

Market Cap: US$545.0m

Provides payment and information processing services to manufacturing, distribution, and retail enterprises in the United States.

OTC Markets Group

Market Cap: US$647.1m

Operates regulated markets for trading 12,000 U.S.

Silvercrest Asset Management Group

Market Cap: US$203.5m

A wealth management firm, provides financial advisory and related family office services in the United States.

Voya Financial

Market Cap: US$6.8b

Provides workplace benefits, and savings solutions and technologies in the United States and internationally.

BlackRock

Market Cap: US$174.2b

A privately owned investment manager.

State Street

Market Cap: US$31.5b

Through its subsidiaries, provides a range of financial products and services to institutional investors worldwide.

Value Line

Market Cap: US$354.9m

Engages in the production and sale of investment periodicals and related publications.

Artisan Partners Asset Management

Market Cap: US$3.7b

Artisan Partners Asset Management Inc. is publicly owned investment manager.

Ameriprise Financial

Market Cap: US$47.6b

Operates as a diversified financial services company in the United States and internationally.

FirstCash Holdings

Market Cap: US$6.0b

Operates retail pawn stores in the United States, Mexico, and rest of Latin America.

Jefferies Financial Group

Market Cap: US$12.1b

Operates as an investment banking and capital markets firm in the Americas, Europe, the Middle East, and the Asia-Pacific.

Nelnet

Market Cap: US$4.4b

Engages in loan servicing, education technology services, and payment businesses worldwide.

OneMain Holdings

Market Cap: US$6.6b

A financial service holding company, engages in the consumer finance and insurance businesses in the United States.

Nasdaq

Market Cap: US$55.6b

Operates as a technology company that serves capital markets and other industries worldwide.

PROG Holdings

Market Cap: US$1.2b

A financial technology holding company, provides payment options to consumers in the United States.

Morgan Stanley

Market Cap: US$228.6b

A financial holding company, provides various financial products and services to governments, financial institutions, and individuals in the Americas, Asia, Europe, Middle East, and Africa.

Main Street Capital

Market Cap: US$5.9b

A business development company and a small business investment company specializing in direct and indirect investments.

Invesco

Market Cap: US$9.2b

A publicly owned investment manager.

FactSet Research Systems

Market Cap: US$14.5b

Operates as a financial digital platform and enterprise solutions provider for the investment community worldwide.

Lazard

Market Cap: US$4.9b

Operates as a financial advisory and asset management firm in the Americas, Europe, the Middle East, Africa, and the Asia Pacific.

Medallion Financial

Market Cap: US$231.4m

Operates as a specialty finance company in the United States.

HA Sustainable Infrastructure Capital

Market Cap: US$3.2b

Through its subsidiaries, engages in the investment in energy efficiency, renewable energy, and sustainable infrastructure markets in the United States.

Goldman Sachs Group

Market Cap: US$208.4b

A financial institution, provides a range of financial services for corporations, financial institutions, governments, and individuals in the Americas, Europe, the Middle East, Africa, and Asia.

Charles Schwab

Market Cap: US$176.2b

Operates as a savings and loan holding company that provides wealth management, securities brokerage, banking, asset management, custody, and financial advisory services in the United States and internationally.

Arbor Realty Trust

Market Cap: US$2.5b

Invests in a diversified portfolio of structured finance assets in the multifamily, single-family rental, and commercial real estate markets in the United States.

Intercontinental Exchange

Market Cap: US$106.7b

Provides technology and data to financial institutions, corporations, and government entities in the United States, the United Kingdom, the European Union, India, Israel, Canada, and Singapore.

Evercore

Market Cap: US$11.7b

Operates as an independent investment banking firm in the Americas, Europe, Middle East, Africa, and Asia-Pacific.

Houlihan Lokey

Market Cap: US$13.3b

An investment banking company, provides merger and acquisition (M&A), capital market, financial restructurings and liability management, and financial and valuation advisory services worldwide.

Virtu Financial

Market Cap: US$6.5b

Operates as a financial services company in the United States, Ireland, and internationally.