40 companies

T. Rowe Price Group

Market Cap: US$23.6b

A publicly owned investment manager.

TROW

US$110.27

7D

2.1%

1Y

14.3%

Western Union

Market Cap: US$2.4b

Provides money movement payments, and digital financial services in the United States and internationally.

WU

US$7.54

7D

6.3%

1Y

-10.5%

Virtus Investment Partners

Market Cap: US$986.1m

A publicly owned investment manager.

VRTS

US$147.58

7D

5.0%

1Y

-18.6%

Northern Trust

Market Cap: US$32.2b

A financial holding company, provides wealth management, asset servicing, asset management, and banking solutions for corporations, institutions, families, and individuals.

NTRS

US$173.87

7D

-1.0%

1Y

37.1%

State Street

Market Cap: US$46.5b

Provides various financial products and services to institutional investors.

STT

US$168.11

7D

-3.2%

1Y

58.1%

Raymond James Financial

Market Cap: US$29.2b

A diversified financial services company, provides private client group, capital markets, asset management, banking, and other services to individuals, corporations, and municipalities in the United States, Canada, and Europe.

RJF

US$149.94

7D

-4.3%

1Y

-2.2%

Federal Agricultural Mortgage

Market Cap: US$2.1b

Provides a secondary market for various loans made to borrowers in the United States.

AGM

US$194.94

7D

6.5%

1Y

0.3%

Intercontinental Exchange

Market Cap: US$70.2b

Provides technology and data to financial institutions, corporations, and government entities in the United States, the United Kingdom, the European Union, Canada, Asia Pacific, and the Middle East.

ICE

US$123.86

7D

-5.7%

1Y

-32.5%

Jefferies Financial Group

Market Cap: US$10.0b

Operates as an investment banking and capital markets firm in the Americas, Europe, the Middle East, and the Asia-Pacific.

New

JEF

US$49.10

7D

-21.8%

1Y

-10.2%

Alerus Financial

Market Cap: US$774.5m

Operates as the bank holding company for Alerus Financial, National Association that provides various financial services to businesses and consumers in the United States.

ALRS

US$30.82

7D

3.6%

1Y

42.4%

Mastercard

Market Cap: US$440.9b

A technology company, provides transaction processing and other payment-related products and services in the United States and internationally.

MA

US$499.02

7D

3.1%

1Y

-11.2%

Noah Holdings

Market Cap: US$651.5m

Operates as a wealth and asset management service provider with the focus on investment and asset allocation services for high net worth individuals and corporate entities in Mainland of China, Hong Kong, and internationally.

NOAH

US$9.98

7D

-3.1%

1Y

-16.4%

Main Street Capital

Market Cap: US$4.7b

A business development company and a small business investment company specializing in direct and indirect investments.

MAIN

US$51.01

7D

1.3%

1Y

-13.7%

American Express

Market Cap: US$232.2b

Operates as an integrated payments company in the United States, Europe, the Middle East and Africa, the Asia Pacific, Australia, New Zealand, Latin America, Canada, the Caribbean, and internationally.

AXP

US$340.36

7D

0.7%

1Y

6.7%

Franklin Resources

Market Cap: US$17.3b

A publicly owned asset investment manager.

BEN

US$33.21

7D

-2.1%

1Y

39.2%

GAMCO Investors

Market Cap: US$515.3m

A publicly owned holding investment manager.

GAMI

US$23.89

7D

-0.1%

1Y

-1.1%

U.S. Global Investors

Market Cap: US$38.9m

A publicly owned investment manager.

GROW

US$3.14

7D

-1.6%

1Y

20.8%

Morningstar

Market Cap: US$5.9b

Provides independent investment insights for investors in the United States, Asia, Australia, Canada, Continental Europe, the United Kingdom, and internationally.

MORN

US$154.65

7D

0.8%

1Y

-50.7%

S&P Global

Market Cap: US$120.8b

Provides benchmarks, data, analytics, and workflow solutions in the global capital, energy and commodity, and automotive markets.

New

SPGI

US$408.16

7D

0.2%

1Y

-22.6%

Goldman Sachs Group

Market Cap: US$312.6b

A financial institution, provides a range of financial services for corporations, financial institutions, governments, and individuals in the Americas, Europe, the Middle East, Africa, and Asia.

GS

US$1,019.61

7D

-7.8%

1Y

44.1%

HA Sustainable Infrastructure Capital

Market Cap: US$5.1b

Through its subsidiaries, engages in the investment in energy efficiency, renewable energy, and other sustainable infrastructure markets in the United States.

HASI

US$39.58

7D

0.9%

1Y

47.4%

Cherry Hill Mortgage Investment

Market Cap: US$92.8m

A residential real estate finance company, acquires, invests, and manages residential mortgage assets in the United States.

CHMI

US$2.48

7D

8.3%

1Y

-9.2%

Ares Management

Market Cap: US$36.0b

Operates as an alternative asset manager.

New

ARES

US$109.13

7D

-13.3%

1Y

-37.0%

Lument Finance Trust

Market Cap: US$53.0m

A real estate investment trust, focuses on investing in, originating, financing, and managing a portfolio of commercial real estate (CRE) debt investments in the United States.

LFT

US$1.01

7D

1.0%

1Y

-54.3%

NexPoint Real Estate Finance

Market Cap: US$354.3m

Operates as a commercial mortgage real estate investment trust in the United States.

NREF

US$15.38

7D

3.2%

1Y

11.5%

TPG Mortgage Investment Trust

Market Cap: US$257.3m

Operates as a residential mortgage real estate investment trust in the United States.

MITT

US$8.09

7D

3.5%

1Y

7.2%

NewtekOne

Market Cap: US$423.9m

Operates as the bank holding company for Newtek Bank, National Association that provides various business and financial solutions under the Newtek and NewtekOne brands to the small- and medium-sized business market.

NEWT

US$14.69

7D

6.9%

1Y

30.2%

Franklin BSP Realty Trust

Market Cap: US$634.9m

A real estate finance company, originates and manages a diversified portfolio of commercial real estate debt investments through a REIT structure in the United States and internationally.

FBRT

US$8.25

7D

-0.5%

1Y

-22.8%

KKR Real Estate Finance Trust

Market Cap: US$461.0m

A mortgage real estate investment trust, focuses primarily on originating and acquiring transitional senior loans secured by commercial real estate (CRE) assets in the United States.

KREF

US$7.17

7D

2.7%

1Y

-18.2%

Invesco Mortgage Capital

Market Cap: US$735.2m

Operates as a real estate investment trust (REIT) that invests, finances, and manages mortgage-backed securities and other mortgage-related assets in the United States.

IVR

US$7.92

7D

0.1%

1Y

1.0%

Manhattan Bridge Capital

Market Cap: US$50.9m

A real estate finance company, originates, services, and manages a portfolio of first mortgage loans in the United States.

LOAN

US$4.45

7D

0.7%

1Y

-18.6%

TPG RE Finance Trust

Market Cap: US$654.0m

A commercial real estate finance company, originates and acquires a portfolio of commercial real estate-related assets in the United States.

TRTX

US$8.46

7D

-0.9%

1Y

9.6%

Waterstone Financial

Market Cap: US$350.4m

Operates as a bank holding company for WaterStone Bank SSB that provides various financial services to customers in southeastern Wisconsin, the United States.

New

WSBF

US$20.36

7D

6.4%

1Y

47.4%

Westwood Holdings Group

Market Cap: US$169.6m

Through its subsidiaries, manages investment assets and provides services for its clients.

WHG

US$19.92

7D

9.6%

1Y

27.7%

Capital Southwest

Market Cap: US$1.4b

A business development company.

CSWC

US$23.15

7D

-0.2%

1Y

5.0%

Adamas Trust

Market Cap: US$854.6m

Acquires, invests in, finances, and manages mortgage-related single-family and multifamily residential assets in the United States.

ADAM

US$9.51

7D

6.4%

1Y

41.9%

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