Caterpillar Inc.

NYSE:CAT Stock Report

Market Cap: US$403.4b

Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:CAT Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
13 May 26SellUS$326,160William SchauppIndividual360US$906.00
04 May 26BuyUS$219,210David MacLennanIndividual250US$876.84
05 Mar 26SellUS$1,797,317Joseph CreedIndividual2,500US$721.00
17 Feb 26SellUS$742,802William SchauppIndividual972US$764.20
17 Feb 26SellUS$1,346,620Rodney ShurmanIndividual1,764US$763.39
12 Feb 26SellUS$1,312,623Jason KaiserIndividual1,690US$776.70
31 Dec 25SellUS$5,750,589Andrew R. BonfieldIndividual10,000US$578.41
01 Dec 25SellUS$5,714,448Andrew R. BonfieldIndividual10,000US$574.52
06 Nov 25BuyUS$170,658David MacLennanIndividual300US$568.86
05 Nov 25SellUS$686,664William SchauppIndividual1,200US$572.22
10 Oct 25SellUS$8,673,808D. UmplebyIndividual17,166US$505.29
22 Sep 25SellUS$7,941,850D. UmplebyIndividual17,166US$462.65
02 Sep 25SellUS$7,088,152D. UmplebyIndividual17,168US$412.87
15 Aug 25SellUS$952,840Susan SchwabIndividual2,324US$410.00

Insider Trading Volume

Insider Buying: CAT insiders have sold more shares than they have bought in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAT?
Owner TypeNumber of SharesOwnership Percentage
Private Companies9780.000212%
State or Government490,1560.106%
Individual Insiders943,9910.205%
General Public126,441,47327.5%
Institutions332,715,38572.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 47.49% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
8.04%
BlackRock, Inc.
37,046,903US$32.4b2.5%0.37%
7.57%
State Street Global Advisors, Inc.
34,880,604US$30.6b-1.44%0.85%
6.56%
Vanguard Capital Management, LLC
30,234,453US$26.5b0%0.45%
3.16%
State Farm Mutual Automobile Insurance Company
14,564,726US$12.8b-16.4%8.99%
2.54%
Vanguard Portfolio Management, LLC
11,705,890US$10.3b0%0.48%
2.42%
Geode Capital Management, LLC
11,127,483US$9.7b4.88%0.46%
2.25%
Capital Research and Management Company
10,374,350US$9.1b14.1%0.33%
2.12%
Fisher Asset Management, LLC
9,775,952US$8.6b2.98%2.62%
1.38%
Bill & Melinda Gates Foundation Trust
6,353,614US$5.6b0%16.6%
1.23%
Northern Trust Global Investments
5,678,795US$5.0b-2.95%0.55%
1.21%
T. Rowe Price Group, Inc.
5,582,018US$4.9b-6.87%0.39%
1.01%
UBS Asset Management AG
4,672,110US$4.1b-3.15%0.27%
0.93%
Morgan Stanley
4,260,893US$3.7b7.36%0.3%
0.73%
Charles Schwab Investment Management, Inc.
3,357,905US$2.9b0.21%0.35%
0.73%
BNY Asset Management
3,340,136US$2.9b-3.99%0.47%
0.69%
Eaton Vance Management
3,181,413US$2.8b4.5%0.48%
0.62%
FMR LLC
2,846,305US$2.5b-8.41%0.11%
0.61%
Goldman Sachs Asset Management, L.P.
2,815,161US$2.5b4.54%0.43%
0.6%
Legal & General Investment Management Limited
2,772,592US$2.4b1.92%0.42%
0.6%
Dimensional Fund Advisors LP
2,746,073US$2.4b-0.95%0.28%
0.57%
Vanguard Fiduciary Trust Company
2,626,721US$2.3b223%0.29%
0.51%
Amundi Asset Management SAS
2,338,623US$2.0b25%0.28%
0.48%
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2,217,029US$1.9b-0.81%0.55%
0.47%
Invesco Capital Management LLC
2,164,265US$1.9b30.5%0.45%
0.45%
Teachers Insurance and Annuity Association-College Retirement Equities Fund
2,092,106US$1.8b-4.45%0.38%

Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2026/05/31 06:28
End of Day Share Price 2026/05/29 00:00
Earnings2026/03/31
Annual Earnings2025/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Caterpillar Inc. is covered by 62 analysts. 19 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
John EadeArgus Research Company
Mircea DobreBaird
Adam SeidenBarclays