Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:CAT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
23 Feb 24	BuyUS$113,180	David MacLennan	Individual	350	US$323.37
05 Feb 24	SellUS$6,429,134	Andrew R. Bonfield	Individual	20,000	US$333.13
25 Jan 24	SellUS$3,000,400	Andrew R. Bonfield	Individual	10,000	US$300.04
03 Aug 23	SellUS$865,059	Joseph Creed	Individual	3,037	US$284.84

Insider Trading Volume

Insider Buying: CAT insiders have sold more shares than they have bought in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAT?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	115,494	0.0231%
State or Government	510,212	0.102%
Individual Insiders	978,254	0.196%
General Public	137,117,065	27.5%
Institutions	360,656,244	72.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 50.53% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.68%	The Vanguard Group, Inc.	48,353,370	US$17.6b	0.27%	0.3%
7.55%	State Street Global Advisors, Inc.	37,722,884	US$13.7b	0.26%	0.57%
6.71%	BlackRock, Inc.	33,510,465	US$12.2b	0.93%	0.22%
6.33%	Capital Research and Management Company	31,590,262	US$11.5b	-3.47%	0.59%
3.56%	State Farm Insurance Companies, Asset Management Arm	17,761,276	US$6.5b	0%	5.69%
1.98%	Geode Capital Management, LLC	9,872,982	US$3.6b	2.27%	0.31%
1.63%	Fisher Asset Management, LLC	8,139,040	US$3.0b	2.17%	1.42%
1.47%	Bill & Melinda Gates Foundation Trust	7,353,614	US$2.7b	0%	5.47%
1.33%	Northern Trust Global Investments	6,653,373	US$2.4b	-4.44%	0.39%
1.12%	Norges Bank Investment Management	5,616,260	US$2.0b	14.5%	0.18%
0.96%	FMR LLC	4,775,784	US$1.7b	-9.96%	0.12%
0.88%	Morgan Stanley, Investment Banking and Brokerage Investments	4,399,530	US$1.6b	13.5%	0.22%
0.83%	UBS Asset Management AG	4,120,318	US$1.5b	11.9%	0.21%
0.77%	Legal & General Investment Management Limited	3,822,478	US$1.4b	29.7%	0.29%
0.75%	BNY Mellon Asset Management	3,723,191	US$1.4b	-12.4%	0.25%
0.65%	Charles Schwab Investment Management, Inc.	3,270,457	US$1.2b	-0.01%	0.21%
0.65%	Amundi Asset Management SAS	3,221,249	US$1.2b	11.4%	0.24%
0.57%	Dimensional Fund Advisors LP	2,833,681	US$1.0b	4.88%	0.19%
0.54%	Eaton Vance Management	2,717,527	US$987.1m	0%	0.27%
0.52%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,604,926	US$946.2m	-4.93%	0.25%
0.51%	Goldman Sachs Asset Management, L.P.	2,552,651	US$927.3m	-6.43%	0.27%
0.4%	Invesco Ltd.	2,017,603	US$732.9m	-18%	0.2%
0.39%	Columbia Management Investment Advisers, LLC	1,963,604	US$713.3m	-5.27%	0.17%
0.39%	Merrill Lynch & Co. Inc., Banking Investments	1,937,732	US$703.9m	-0.1%	0.28%
0.36%	PRIMECAP Management Company	1,804,480	US$655.5m	-2.51%	0.49%