Caterpillar Management
Management criteria checks 3/4
Caterpillar's CEO is Jim Umpleby, appointed in Jan 2017, has a tenure of 7.33 years. total yearly compensation is $20.61M, comprised of 8.2% salary and 91.8% bonuses, including company stock and options. directly owns 0.11% of the company’s shares, worth $174.23M. The average tenure of the management team and the board of directors is 4.3 years and 7.3 years respectively.
Key information
Jim Umpleby
Chief executive officer
US$20.6m
Total compensation
| CEO salary percentage | 8.2% |
| CEO tenure | 7.3yrs |
| CEO ownership | 0.1% |
| Management average tenure | 4.3yrs |
| Board average tenure | 7.3yrs |
Recent management updates
Recent updates
Caterpillar Inc. Just Recorded A 14% EPS Beat: Here's What Analysts Are Forecasting Next
Apr 27
Caterpillar: Market Leading Compounder With Limited Valuation Upside
Apr 15We Ran A Stock Scan For Earnings Growth And Caterpillar (NYSE:CAT) Passed With Ease
Apr 06The Trend Of High Returns At Caterpillar (NYSE:CAT) Has Us Very Interested
Mar 26Is Caterpillar Inc. (NYSE:CAT) Trading At A 35% Discount?
Mar 15Caterpillar: Delivered Impressive 2023 Earnings, The Stock Is Priced To Perfection
Mar 14The Caterpillar Inc. (NYSE:CAT) Full-Year Results Are Out And Analysts Have Published New Forecasts
Feb 20Caterpillar: Why The Stock Has Upside Potential From Current Levels
Feb 11Is Caterpillar (NYSE:CAT) A Risky Investment?
Feb 05Caterpillar Q4 Earnings Report: What Investors Need To Know
Feb 02Is Now The Time To Look At Buying Caterpillar Inc. (NYSE:CAT)?
Jan 24Caterpillar Could Fly Higher If Cyclical And Secular Tailwinds Align
Jan 09Investor Optimism Abounds Caterpillar Inc. (NYSE:CAT) But Growth Is Lacking
Dec 19Caterpillar: Low Dividend Yield, But Still A Solid Pillar For Portfolio Construction
Dec 19Caterpillar: Solid Q3 And Strong Fundamentals Make It A Buy
Dec 07Do Caterpillar's (NYSE:CAT) Earnings Warrant Your Attention?
Dec 07Dividend Brilliance And Economic Risks - An Important Message For Caterpillar Investors
Nov 18Is Caterpillar Inc. (NYSE:CAT) Worth US$248 Based On Its Intrinsic Value?
Nov 15These 4 Measures Indicate That Caterpillar (NYSE:CAT) Is Using Debt Reasonably Well
Nov 04One CAT(Erpillar) And Two Kittens
Oct 19Caterpillar (NYSE:CAT) Is Investing Its Capital With Increasing Efficiency
Oct 13Caterpillar: Making Itself Indispensable To Its Customers
Oct 02At US$280, Is It Time To Put Caterpillar Inc. (NYSE:CAT) On Your Watch List?
Sep 20Caterpillar: Beware The Dip
Sep 11Caterpillar Goes Boom! Now What?
Sep 01Does Caterpillar (NYSE:CAT) Deserve A Spot On Your Watchlist?
Aug 27Caterpillar: A Buy After Hitting Record Highs
Aug 14Is Caterpillar (NYSE:CAT) A Risky Investment?
Aug 05Caterpillar: Tailwinds, Headwinds, And Q2 Earnings
Jul 28Caterpillar (NYSE:CAT) Could Become A Multi-Bagger
Jul 13Caterpillar: Set To Maintain Margins And Continue EPS Growth
Jun 27Caterpillar (NYSE:CAT) Is Paying Out A Larger Dividend Than Last Year
Jun 20Caterpillar: A Surprising Strength You Shouldn't Overlook
Jun 20Estimating The Fair Value Of Caterpillar Inc. (NYSE:CAT)
Jun 14Is There Now An Opportunity In Caterpillar Inc. (NYSE:CAT)?
Jun 03Caterpillar's Potential Shareholder Value Is Nothing Short Of Impressive
May 25Here's Why We Think Caterpillar (NYSE:CAT) Might Deserve Your Attention Today
May 12Caterpillar (NYSE:CAT) Seems To Use Debt Quite Sensibly
May 01There's Been No Shortage Of Growth Recently For Caterpillar's (NYSE:CAT) Returns On Capital
Mar 13Caterpillar Inc. (NYSE:CAT) Shares Could Be 22% Above Their Intrinsic Value Estimate
Feb 21Is Caterpillar Inc. (NYSE:CAT) Potentially Undervalued?
Feb 07CEO Compensation Analysis
| Date | Total Compensation | Salary | Company Earnings |
|---|---|---|---|
| Mar 31 2024 | n/a | n/a | US$11b |
| Dec 31 2023 | n/a | n/a | US$10b |
| Sep 30 2023 | n/a | n/a | US$9b |
| Jun 30 2023 | n/a | n/a | US$8b |
| Mar 31 2023 | n/a | n/a | US$7b |
| Dec 31 2022 | US$21m | US$2m | US$7b |
| Sep 30 2022 | n/a | n/a | US$7b |
| Jun 30 2022 | n/a | n/a | US$7b |
| Mar 31 2022 | n/a | n/a | US$6b |
| Dec 31 2021 | US$24m | US$2m | US$6b |
| Sep 30 2021 | n/a | n/a | US$5b |
| Jun 30 2021 | n/a | n/a | US$4b |
| Mar 31 2021 | n/a | n/a | US$3b |
| Dec 31 2020 | US$14m | US$2m | US$3b |
| Sep 30 2020 | n/a | n/a | US$3b |
| Jun 30 2020 | n/a | n/a | US$4b |
| Mar 31 2020 | n/a | n/a | US$5b |
| Dec 31 2019 | US$35m | US$2m | US$6b |
| Sep 30 2019 | n/a | n/a | US$6b |
| Jun 30 2019 | n/a | n/a | US$6b |
| Mar 31 2019 | n/a | n/a | US$6b |
| Dec 31 2018 | US$27m | US$1m | US$6b |
| Sep 30 2018 | n/a | n/a | US$4b |
| Jun 30 2018 | n/a | n/a | US$3b |
| Mar 31 2018 | n/a | n/a | US$2b |
| Dec 31 2017 | US$14m | US$1m | US$754m |
Compensation vs Market: Jim's total compensation ($USD20.61M) is above average for companies of similar size in the US market ($USD13.59M).
Compensation vs Earnings: Jim's compensation has been consistent with company performance over the past year.
CEO
Jim Umpleby (65 yo)
7.3yrs
Tenure
US$20,607,600
Compensation
Mr. D. James Umpleby III, also known as Jim, has been the Chief Executive Officer and Director of Caterpillar Inc. since January 1, 2017 and has been its Chairman of the Board since December 12, 2018. Mr....
Leadership Team
| Name | Position | Tenure | Compensation | Ownership |
|---|---|---|---|---|
| Chairman of the Board & CEO | 7.3yrs | US$20.61m | 0.11% $ 174.2m | |
| Chief Financial Officer | 5.7yrs | US$7.22m | 0.013% $ 21.1m | |
| Chief Operating Officer | less than a year | US$5.98m | 0.0048% $ 7.8m | |
| Group President of Resource Industries | 8.1yrs | US$6.59m | 0.0071% $ 11.5m | |
| Group President of Services | 7.3yrs | US$6.65m | 0.014% $ 22.9m | |
| VP & Chief Accounting Officer | 2.3yrs | no data | 0.00034% $ 550.5k | |
| CTO & Senior VP | no data | no data | no data | |
| Senior VP & Chief Information Officer | 4.3yrs | no data | no data | |
| Chief Compliance Officer | 2.3yrs | no data | no data | |
| Chief Legal Officer & General Counsel | less than a year | no data | 0.00082% $ 1.3m | |
| Chief Human Resources Officer | 6.8yrs | no data | 0.0043% $ 7.0m | |
| Chief Audit Officer | 4.3yrs | no data | no data |
4.3yrs
Average Tenure
55yo
Average Age
Experienced Management: CAT's management team is considered experienced (4.3 years average tenure).
Board Members
| Name | Position | Tenure | Compensation | Ownership |
|---|---|---|---|---|
| Chairman of the Board & CEO | 7.3yrs | US$20.61m | 0.11% $ 174.2m | |
| Independent Director | 3.1yrs | US$337.52k | 0.0010% $ 1.7m | |
| Independent Presiding Director | 13.3yrs | US$377.52k | 0.010% $ 16.2m | |
| Independent Director | 14.9yrs | US$337.52k | 0.0046% $ 7.5m | |
| Independent Director | 18.3yrs | US$388.17k | 0.0011% $ 1.9m | |
| Independent Director | 9.3yrs | US$389.25k | 0.0023% $ 3.7m | |
| Independent Director | 7.3yrs | US$356.53k | 0.0014% $ 2.2m | |
| Independent Director | 1.2yrs | no data | 0.00014% $ 226.7k | |
| Independent Director | 1.2yrs | no data | 0.00098% $ 1.6m | |
| Independent Director | 3.2yrs | US$337.52k | 0.00042% $ 680.0k |
7.3yrs
Average Tenure
64.5yo
Average Age
Experienced Board: CAT's board of directors are considered experienced (7.3 years average tenure).