23 companies

T. Rowe Price Group

Market Cap: US$25.7b

A publicly owned investment manager.

TROW

US$117.96

7D

1.6%

1Y

16.3%

Hennessy Advisors

Market Cap: US$79.5m

An publicly owned investment manager.

HNNA

US$10.26

7D

1.1%

1Y

-18.7%

OTC Markets Group

Market Cap: US$603.5m

Operates regulated markets for trading 12,000 U.S.

OTCM

US$51.03

7D

-0.1%

1Y

-13.9%

Federated Hermes

Market Cap: US$4.2b

A publicly owned investment manager.

FHI

US$57.12

7D

3.3%

1Y

24.4%

MarketAxess Holdings

Market Cap: US$4.2b

Operates an electronic trading platform for institutional investor and broker-dealer firms in the United States, the United Kingdom, and internationally.

MKTX

US$117.14

7D

2.3%

1Y

-46.6%

Virtus Investment Partners

Market Cap: US$1.0b

A publicly owned investment manager.

VRTS

US$154.39

7D

6.4%

1Y

-21.8%

Radian Group

Market Cap: US$5.1b

Provides mortgage insurance in the United States.

RDN

US$37.49

7D

-0.6%

1Y

7.1%

Value Line

Market Cap: US$363.6m

Engages in the production and sale of investment periodicals and related publications.

VALU

US$40.75

7D

0.6%

1Y

7.2%

Houlihan Lokey

Market Cap: US$9.6b

An investment banking company, provides merger and acquisition (M&A), capital market, financial restructurings and liability management, and financial and valuation advisory services worldwide.

HLI

US$134.31

7D

-2.6%

1Y

-29.0%

Neostellar Capital

Market Cap: US$298.2m

A venture capital, mezzanine, secondary(direct) and business development company specializing in growth capital, emerging growth, late stage and venture capital-backed private companies.

NSLR

US$11.48

7D

-5.6%

1Y

36.7%

FinVolution Group

Market Cap: US$1.2b

An investment holding company, operates in the online consumer finance industry in the People’s Republic of China, Indonesia, Philippines, and internationally.

FINV

US$4.71

7D

-4.7%

1Y

-52.5%

Moelis

Market Cap: US$5.7b

Operates as an investment banking advisory company in North and South America, Europe, the Middle East, Asia, and Australia.

MC

US$64.58

7D

-2.8%

1Y

-5.4%

Alerus Financial

Market Cap: US$780.0m

Operates as the bank holding company for Alerus Financial, National Association that provides various financial services to businesses and consumers in the United States.

ALRS

US$30.34

7D

-3.9%

1Y

34.4%

Noah Holdings

Market Cap: US$673.0m

Operates as a wealth and asset management service provider with the focus on investment and asset allocation services for high net worth individuals and corporate entities in Mainland of China, Hong Kong, and internationally.

NOAH

US$10.25

7D

2.8%

1Y

-13.1%

Silvercrest Asset Management Group

Market Cap: US$120.3m

A wealth management firm, provides financial advisory and related family office services in the United States.

SAMG

US$10.67

7D

5.5%

1Y

-35.3%

Franklin Resources

Market Cap: US$17.9b

A publicly owned asset investment manager.

BEN

US$33.50

7D

-1.6%

1Y

34.5%

U.S. Global Investors

Market Cap: US$37.0m

A publicly owned investment manager.

GROW

US$2.99

7D

-5.1%

1Y

24.1%

MarketWise

Market Cap: US$291.7m

Operates a content and technology multi-brand platform for self-directed investors in the United States and Internationally.

New

MKTW

US$18.93

7D

6.1%

1Y

2.0%

Central Securities

Market Cap: US$1.6b

A publicly owned investment manager.

CET

US$52.45

7D

-0.9%

1Y

8.7%

BlackRock

Market Cap: US$164.1b

A publicly owned investment manager.

BLK

US$990.34

7D

1.0%

1Y

-9.0%

General American Investors Company

Market Cap: US$1.6b

A publicly owned investment manager.

New

GAM

US$64.22

7D

0.4%

1Y

13.2%

Adams Diversified Equity Fund

Market Cap: US$3.2b

A publicly owned investment manager.

ADX

US$25.55

7D

-0.3%

1Y

16.5%

CME Group

Market Cap: US$87.2b

Operates contract markets for the trading of futures and options on futures contracts worldwide.

CME

US$243.07

7D

5.2%

1Y

-11.8%