16 companies

T. Rowe Price Group

Market Cap: US$19.3b

A publicly owned investment manager.

TROW

US$89.58

7D

2.4%

1Y

-5.1%

OTC Markets Group

Market Cap: US$617.4m

Operates regulated markets for trading 12,000 U.S.

OTCM

US$52.43

7D

-0.7%

1Y

12.3%

Hennessy Advisors

Market Cap: US$75.4m

An publicly owned investment manager.

HNNA

US$9.76

7D

0.9%

1Y

-6.2%

Federated Hermes

Market Cap: US$4.1b

A publicly owned investment manager.

FHI

US$57.50

7D

2.8%

1Y

38.5%

Moelis

Market Cap: US$4.3b

Operates as an investment banking advisory company in North and South America, Europe, the Middle East, Asia, and Australia.

MC

US$55.30

7D

4.1%

1Y

-10.3%

Virtus Investment Partners

Market Cap: US$872.1m

A publicly owned investment manager.

VRTS

US$132.50

7D

1.8%

1Y

-24.2%

Cass Information Systems

Market Cap: US$569.7m

Provides payment and information processing services to manufacturing, distribution, and retail enterprises in the United States.

CASS

US$43.94

7D

1.1%

1Y

1.9%

Franklin Resources

Market Cap: US$12.3b

A publicly owned asset investment manager.

BEN

US$23.89

7D

0.9%

1Y

20.3%

Silvercrest Asset Management Group

Market Cap: US$156.0m

A wealth management firm, provides financial advisory and related family office services in the United States.

SAMG

US$13.23

7D

-0.6%

1Y

-19.8%

Value Line

Market Cap: US$337.1m

Engages in the production and sale of investment periodicals and related publications.

VALU

US$35.98

7D

0.3%

1Y

-9.0%

SuRo Capital

Market Cap: US$251.1m

A venture capital, mezzanine, secondary(direct) and business development company specializing in growth capital, emerging growth, late stage and venture capital-backed private companies.

New

SSSS

US$10.55

7D

5.8%

1Y

92.2%

FinVolution Group

Market Cap: US$1.2b

An investment holding company, operates in the online consumer finance industry in the People’s Republic of China, Indonesia, and internationally.

FINV

US$4.74

7D

-19.4%

1Y

-51.7%

Radian Group

Market Cap: US$4.5b

Provides mortgage insurance in the United States.

RDN

US$32.97

7D

0.6%

1Y

-0.6%

Central Securities

Market Cap: US$1.5b

Central Securities Corp. is a publicly owned investment manager.

CET

US$50.16

7D

0.2%

1Y

10.4%

BlackRock

Market Cap: US$159.3b

A publicly owned investment manager.

BLK

US$981.35

7D

1.3%

1Y

1.4%

Adams Diversified Equity Fund

Market Cap: US$2.7b

A publicly owned investment manager.

ADX

US$22.21

7D

-1.4%

1Y

15.2%