18 companies

T. Rowe Price Group

Market Cap: US$22.4b

A publicly owned investment manager.

TROW

US$103.42

7D

4.4%

1Y

12.8%

OTC Markets Group

Market Cap: US$629.8m

Operates regulated markets for trading 12,000 U.S.

OTCM

US$54.90

7D

-1.1%

1Y

9.9%

Hennessy Advisors

Market Cap: US$78.9m

An publicly owned investment manager.

HNNA

US$10.02

7D

1.6%

1Y

-6.3%

Federated Hermes

Market Cap: US$4.2b

A publicly owned investment manager.

FHI

US$54.12

7D

-3.1%

1Y

29.8%

MarketAxess Holdings

Market Cap: US$5.6b

Operates an electronic trading platform for institutional investor and broker-dealer firms in the United States, the United Kingdom, and internationally.

New

MKTX

US$152.87

7D

-6.3%

1Y

-32.3%

Virtus Investment Partners

Market Cap: US$972.6m

A publicly owned investment manager.

VRTS

US$136.00

7D

-5.0%

1Y

-14.6%

Franklin Resources

Market Cap: US$15.6b

A publicly owned asset investment manager.

BEN

US$29.84

7D

10.0%

1Y

48.8%

Silvercrest Asset Management Group

Market Cap: US$155.1m

A wealth management firm, provides financial advisory and related family office services in the United States.

SAMG

US$13.09

7D

-2.3%

1Y

-17.4%

Value Line

Market Cap: US$330.3m

Engages in the production and sale of investment periodicals and related publications.

VALU

US$34.75

7D

-3.2%

1Y

-14.8%

SuRo Capital

Market Cap: US$339.9m

A venture capital, mezzanine, secondary(direct) and business development company specializing in growth capital, emerging growth, late stage and venture capital-backed private companies.

SSSS

US$13.57

7D

4.1%

1Y

179.2%

FinVolution Group

Market Cap: US$1.3b

An investment holding company, operates in the online consumer finance industry in the People’s Republic of China, Indonesia, and internationally.

FINV

US$5.03

7D

4.6%

1Y

-40.1%

Alerus Financial

Market Cap: US$688.6m

Operates as the bank holding company for Alerus Financial, National Association that provides various financial services to businesses and consumers in the United States.

New

ALRS

US$26.95

7D

5.8%

1Y

30.6%

Moelis

Market Cap: US$5.3b

Operates as an investment banking advisory company in North and South America, Europe, the Middle East, Asia, and Australia.

MC

US$64.76

7D

-4.9%

1Y

18.2%

General American Investors Company

Market Cap: US$1.5b

A publicly owned investment manager.

GAM

US$64.09

7D

-1.6%

1Y

24.1%

Radian Group

Market Cap: US$4.8b

Provides mortgage insurance in the United States.

RDN

US$35.43

7D

-0.5%

1Y

4.7%

Central Securities

Market Cap: US$1.6b

A publicly owned investment manager.

CET

US$53.48

7D

0.8%

1Y

18.9%

BlackRock

Market Cap: US$173.7b

A publicly owned investment manager.

BLK

US$1,061.68

7D

1.6%

1Y

14.3%

Adams Diversified Equity Fund

Market Cap: US$2.9b

A publicly owned investment manager.

ADX

US$24.12

7D

-2.1%

1Y

24.8%