SmartFinancial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:SMBK Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
09 Dec 24	SellUS$242,406	John Presley	Individual	6,916	US$35.05
06 Dec 24	SellUS$739,513	John Presley	Individual	20,657	US$36.05
04 Dec 24	SellUS$7,122	Rhett Jordan	Individual	200	US$35.61
07 Nov 24	SellUS$268,425	John Presley	Individual	7,500	US$35.79
05 Nov 24	SellUS$223,032	Steven Tucker	Individual	6,730	US$33.14
05 Nov 24	SellUS$9,756	Rhett Jordan	Individual	300	US$32.52
31 Oct 24	SellUS$3,316	Rhett Jordan	Individual	100	US$33.16
12 Sep 24	SellUS$2,001	Rhett Jordan	Individual	70	US$28.58
13 Aug 24	SellUS$5,380	Rhett Jordan	Individual	200	US$26.90
04 Jun 24	SellUS$5,633	Rhett Jordan	Individual	250	US$22.53
29 May 24	SellUS$169,875	John Presley	Individual	7,500	US$22.65
07 May 24	SellUS$7,788	Rhett Jordan	Individual	350	US$22.25
07 Feb 24	BuyUS$21,670	Wesley Welborn	Individual	1,000	US$21.67

Insider Trading Volume

Insider Buying: SMBK insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of SMBK?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,611,418	15.4%
General Public	4,848,346	28.6%
Institutions	9,466,610	55.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 56.64% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.23%	BlackRock, Inc.	1,392,202	US$43.7m	1.95%	no data
7.6%	Kenneth Lehman	1,285,826	US$40.3m	0%	no data
5.06%	The Vanguard Group, Inc.	856,648	US$26.9m	6.42%	no data
4.29%	Dimensional Fund Advisors LP	725,651	US$22.8m	3.69%	no data
3.3%	Private Capital Management, LLC	557,745	US$17.5m	-2.61%	1.89%
3.04%	1st & Main Growth Partners	514,713	US$16.1m	-8.23%	1.71%
2.67%	Cravens & Company Advisors, LLC	451,492	US$14.2m	-30.1%	11.54%
2.01%	Wellington Management Group LLP	340,418	US$10.7m	69%	no data
1.99%	State Street Global Advisors, Inc.	336,147	US$10.5m	3.26%	no data
1.98%	Geode Capital Management, LLC	335,501	US$10.5m	0.39%	no data
1.41%	Benjamin Partners	238,789	US$7.5m	-2.05%	4.5%
1.39%	American Century Investment Management Inc	234,843	US$7.4m	27.8%	no data
1.37%	David Ogle	231,480	US$7.3m	0%	no data
1.23%	Geoffrey Wolpert	207,971	US$6.5m	0%	no data
1.22%	AllianceBernstein L.P.	206,963	US$6.5m	-17.5%	no data
1.18%	DePrince, Race & Zollo, Inc.	199,726	US$6.3m	-0.42%	0.13%
1.14%	Kennedy Capital Management LLC	192,345	US$6.0m	-21.3%	0.14%
1.13%	Bridgeway Capital Management, LLC	191,074	US$6.0m	3.63%	0.1%
1.09%	Foundry Partners, LLC	184,555	US$5.8m	23.9%	0.3%
0.93%	William Carroll	156,999	US$4.9m	0%	no data
0.92%	Victor Barrett	156,017	US$4.9m	0%	no data
0.91%	Russell Investment Management, LLC	154,389	US$4.8m	24.3%	0.01%
0.91%	Stieven Capital Advisors, L.P.	154,134	US$4.8m	0%	0.88%
0.84%	Ted Miller	141,709	US$4.4m	0%	no data
0.82%	Renaissance Technologies LLC	139,274	US$4.4m	-0.71%	0.01%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/20 11:40
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

SmartFinancial, Inc. is covered by 10 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Brett Rabatin	Hovde Group, LLC
Christopher Marinac	Janney Montgomery Scott LLC
Feddie Strickland	Janney Montgomery Scott LLC