CASI Pharmaceuticals Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:CASI Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
15 Jul 24	BuyUS$1,500,000	Wei-Wu He	Individual		300,000	US$5.00

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CASI?
Owner Type	Number of Shares	Ownership Percentage
Institutions	386,867	2.57%
Individual Insiders	775,224	5.15%
Private Companies	908,788	6.04%
General Public	6,386,483	42.4%
VC/PE Firms	6,591,143	43.8%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 13%.

Top Shareholders

Top 25 shareholders own 57.56% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
12.5%	IDG Capital	1,873,731	US$9.9m	0%	0.66%
8.79%	Panacea Venture Management Co., Ltd.	1,323,429	US$7.0m	30%	12.75%
8.7%	Foresite Capital Management, LLC	1,309,383	US$6.9m	0%	2.21%
7.29%	Emerging Technology Partners, LLC	1,097,341	US$5.8m	0%	100.0%
6.56%	VR Adviser, LLC	987,259	US$5.2m	784%	0.24%
6.04%	Wealth Strategy Holding Ltd	908,788	US$4.8m	0%	no data
5.07%	Wei-Wu He	763,209	US$4.0m	11.1%	no data
0.88%	Wellington Shields Capital Management, LLC	132,308	US$695.9k	0%	0.08%
0.43%	ADAR1 Capital Management, LLC	64,835	US$341.0k	687%	0.06%
0.33%	Huiying Memorial Foundation, Endowment Arm	50,000	US$263.0k	0%	no data
0.28%	Renaissance Technologies LLC	41,500	US$218.3k	1.72%	no data
0.2%	Woodline Partners LP	30,532	US$160.6k	0%	no data
0.15%	Citadel Advisors LLC	22,714	US$119.5k	0%	no data
0.13%	Geode Capital Management, LLC	19,363	US$101.8k	-12.9%	no data
0.098%	UBS Asset Management AG	14,681	US$77.2k	29.7%	no data
0.066%	Zuie-Chin Huang	10,000	US$52.6k	0%	no data
0.046%	Brewin Dolphin Wealth Management Limited	6,900	US$36.3k	0%	no data
0.013%	Wei Zhang	2,015	US$10.6k	0%	no data
0.013%	Dimensional Fund Advisors LP	1,927	US$10.1k	0%	no data
0.0096%	Morgan Stanley, Investment Banking and Brokerage Investments	1,440	US$7.6k	0%	no data
0.0034%	Wells Fargo & Company, Securities and Brokerage Investments	506	US$2.7k	0%	no data
0.002%	BlackRock, Inc.	296	US$1.6k	0%	no data
0.00066%	West Paces Advisors, Inc.	100	US$522.4	0%	no data
0.00019%	Merrill Lynch & Co. Inc., Banking Investments	28	US$150.4	-47.2%	no data
0.00017%	JPMorgan Chase & Co, Brokerage and Securities Investments	25	US$134.6	0%	no data