NewtekOne Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:1N31 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
26 Nov 24	Buy€42,259	Barry Sloane	Individual	3,000	€14.09
15 Nov 24	Buy€13,222	Gregory Zink	Individual	1,000	€13.22
23 Sep 24	Buy€423,555	Barry Sloane	Individual	40,134	€10.71
20 Sep 24	Buy€5,261	Salvatore Mulia	Individual	500	€10.52
20 Sep 24	Buy€5,266	Richard Salute	Individual	500	€10.53
18 Sep 24	Buy€10,236	Gregory Zink	Individual	1,000	€10.24
14 Aug 24	Buy€73,121	Barry Sloane	Individual	6,649	€11.04
18 Jun 24	Buy€8,225	Richard Salute	Individual	700	€11.75
17 Jun 24	Buy€118,706	Barry Sloane	Individual	10,000	€12.05
17 Jun 24	Buy€23,487	Michael Price	Individual	2,000	€11.76
17 Jun 24	Buy€12,049	Gregory Zink	Individual	1,000	€12.05
22 May 24	Buy€6,105	Nicolas Young	Individual	500	€12.21
15 May 24	Buy€130,393	Barry Sloane	Individual	10,000	€13.05
15 May 24	Buy€13,021	Gregory Zink	Individual	1,000	€13.07

Insider Trading Volume

Insider Buying: 1N31 insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 1N31?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	1,632,990	6.21%
Institutions	9,593,731	36.5%
General Public	15,078,335	57.3%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 6.7%.

Top Shareholders

Top 25 shareholders own 34.63% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.77%	BlackRock, Inc.	2,042,642	€24.9m	11.8%	no data
5.4%	The Vanguard Group, Inc.	1,421,626	€17.3m	2.44%	no data
4.42%	Barry Sloane	1,161,855	€14.1m	1.27%	no data
2.86%	Royce & Associates, LP	751,292	€9.1m	-42.2%	0.08%
2.18%	Geode Capital Management, LLC	573,608	€7.0m	4.02%	no data
1.8%	State Street Global Advisors, Inc.	474,419	€5.8m	0.98%	no data
1.12%	Marshall Wace LLP	293,683	€3.6m	8.55%	0.01%
0.74%	The B Sloane Family Foundation., Endowment Arm	193,671	€2.4m	0%	no data
0.73%	Charles Schwab Investment Management, Inc.	192,073	€2.3m	0%	no data
0.73%	Northern Trust Global Investments	191,695	€2.3m	0.21%	no data
0.7%	Morgan Stanley, Investment Banking and Brokerage Investments	183,361	€2.2m	23.2%	no data
0.63%	BNY Asset Management	165,740	€2.0m	-9.95%	no data
0.58%	Wellington Management Group LLP	152,638	€1.9m	0%	no data
0.58%	Barrett & Company, Inc., Asset Management Arm	151,723	€1.8m	-5.07%	0.83%
0.54%	Ancora Advisors LLC	141,793	€1.7m	10.7%	0.04%
0.46%	Bard Associates Inc.	120,354	€1.5m	-1.97%	0.52%
0.43%	Trexquant Investment LP	112,015	€1.4m	132%	0.02%
0.42%	Mellon Investments Corporation	111,608	€1.4m	0.05%	no data
0.42%	Boothbay Fund Management, LLC	109,503	€1.3m	-22.8%	0.05%
0.39%	First Trust Advisors LP	101,411	€1.2m	35.8%	no data
0.37%	ExodusPoint Capital Management, LP	97,972	€1.2m	246%	0.01%
0.35%	Goldman Sachs Asset Management, L.P.	92,663	€1.1m	-10.9%	no data
0.35%	Peter Downs	91,379	€1.1m	12.7%	no data
0.35%	Connor, Clark & Lunn Investment Management Ltd.	91,226	€1.1m	245%	0.01%
0.34%	Millennium Management LLC	89,333	€1.1m	26.7%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/22 12:15
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

NewtekOne, Inc. is covered by 12 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Bryce Rowe	B. Riley Securities, Inc.
Merrill Ross	Compass Point Research & Trading, LLC
Peter Heckmann	D.A. Davidson & Co.