Announcement • May 16
ClimateRock announced delayed 10-Q filing On 05/15/2026, ClimateRock announced that they will be unable to file their next 10-Q by the deadline required by the SEC. Announcement • Apr 02
ClimateRock announced delayed annual 10-K filing On 04/01/2026, ClimateRock announced that they will be unable to file their next 10-K by the deadline required by the SEC. Announcement • Aug 15
ClimateRock announced delayed 10-Q filing On 08/14/2025, ClimateRock announced that they will be unable to file their next 10-Q by the deadline required by the SEC. Announcement • Jul 14
The Nasdaq Stock Market to Delist the Class A Ordinary Shares of ClimateRock The Nasdaq Stock Market announced that it will delist the Class A ordinary shares, warrants, units, and rights of ClimateRock. ClimateRock’s securities were suspended on April 10, 2025 and have not traded on Nasdaq since that time. Announcement • Jun 27
ClimateRock Auditor Raises 'Going Concern' Doubt ClimateRock filed its Annual on Jun 25, 2025 for the period ending Dec 31, 2024. In this report its auditor, UHY LLP, gave an unqualified opinion expressing doubt that the company can continue as a going concern. Announcement • Apr 11
ClimateRock(OTCPK:CLRC.F) dropped from NASDAQ Composite Index ClimateRock has been dropped from the NASDAQ Composite Index . Announcement • Apr 02
ClimateRock announced delayed annual 10-K filing On 03/31/2025, ClimateRock announced that they will be unable to file their next 10-K by the deadline required by the SEC. Announcement • Nov 01
Climaterock Submit A Request to Appeal the Notice to the Panel As previously disclosed, on April 10, 2024, ClimateRock received a deficiency letter from the Listing Qualifications Department (the Staff") of the Nasdaq Stock Market (Nasdaq") notifying the Company that the Company's public holders of its Class A ordinary shares (Public Holders") were below the 400 Public Holders minimum requirement for continued inclusion on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(2) (the Public Holders Requirement"). The notifications received had no immediate effect on the Company's Nasdaq listing. The Nasdaq rules provide the Company 45 calendar days to submit a plan to regain compliance and a compliance period of up to 180 calendar days in which to evidence compliance. The Company submitted to Nasdaq a plan to regain compliance on May 28, 2024, and the Staff granted the Company an extension until October 7, 2024 to comply with the Public Holders Requirement. On October 8, 2024, the Company received a notice (the Notice") from the Staff that, since the Company had not regained compliance with the Public Holders Requirement, it would be subject to delisting from Nasdaq, unless the Company timely requests a hearing before the Hearing Panel (the Panel") of Nasdaq by October 15, 2024. On October 15, 2024, the Company submitted a request to appeal the Notice to the Panel. Announcement • May 23
Climaterock Appoints Dariusz Sliwinski to the Board of Directors ClimateRock announced the appointment of Dariusz Sliwinski as an independent member to its Board of Directors, effective May 20, 2024. Concurrently, Mr. Sliwinski was appointed as a member and Chairman of the Audit Committee and to serve on the Company’s Special Committee, the Compensation Committee, and the Nominating and Corporate Governance Committee. Mr. Sliwinski has been serving as the Director of Institutional Product Development at Burj Financial Consultants since 2018, a director at Morningside Financial Ltd, a business consulting firm, since May 2022, and an independent director and advisor at Palmela Capital Limited, an investment fund, since February 2024. From 2021 to 2023, Mr. Sliwinski served as an advisor at the Untitled Ventures, a venture capital fund in the United Kingdom, providing oversight of fund and portfolio management including capital raising efforts and establishment of strategic partnerships. From 2017 to 2018, Mr. Sliwinski served as Chief Investment Officer and Head of Asset Management at Ubhar Capital, a private investment bank, leading the bank’s investment management practice. Mr. Sliwinski’s prior leadership positions in international hedge funds and alternative asset management firms provide a solid foundation of financial management decision making and complex due diligence expertise. Mr. Sliwinski holds a master’s degree in business administration from SDA Bocconi, Milan, a postgraduate European studies degree from University of Lodz and a master’s degree in electronic engineering from Lodz University of Technology. Announcement • Apr 14
ClimateRock Receives Deficiency Letter from Nasdaq Regarding Non- Compliance with Minimum 400 Public Holders Requirement Pursuant to Nasdaq Listing Rule 5450(a)(2) On April 10, 2024, ClimateRock (the ‘Company’) received a deficiency letter from the Listing Qualifications Department (the ‘Staff’) of the Nasdaq Stock Market (‘Nasdaq’) notifying the Company that the Company’s public holders of its Class A ordinary shares (‘Public Holders’) were below the 400 Public Holders minimum requirement for continued inclusion on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(2) (the ‘Public Holders Requirement’). The notifications received have no immediate effect on the Company’s Nasdaq listing. The Nasdaq rules provide the Company 45 calendar days to submit a plan to regain compliance and a compliance period of up to 180 calendar days in which to evidence compliance. Board Change • Feb 29
High number of new and inexperienced directors There are 5 new directors who have joined the board in the last 3 years. The company's board is composed of: 5 new directors. 1 experienced director. No highly experienced directors. Executive Chairman Charles Ratelband is the most experienced director on the board, commencing their role in 2021. The following issues are considered to be risks according to the Simply Wall St Risk Model: Lack of board continuity. Lack of experienced directors. Announcement • Dec 01
E.E.W. Eco Energy World PLC cancelled the acquisition of ClimateRock (NasdaqGM:CLRC) from group of shareholders. E.E.W. Eco Energy World PLC signed a definitive business combination agreement to acquire ClimateRock (NasdaqGM:CLRC) from a group of shareholders in a reverse merger for $650 million on October 6, 2022. The Business Combination will require approval of the shareholders of ClimateRock and acceptance by EEW shareholders of an offer by Pubco to exchange their EEW shares for shares of Pubco, subject to the satisfaction of customary closing conditions. The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRock’s trust account or additional equity or debt financing to be obtained prior to closing. White & Case LLP is acting as legal counsel to EEW. Alantra, LLC is acting as lead financial advisor to ClimateRock. Ellenoff Grossman & Schole LLP is acting as lead legal counsel to ClimateRock. Simmons & Simmons LLP is acting as UK legal counsel for ClimateRock. Newbridge Advisors Llp acted as fairness opinion provider to ClimateRock. As compensation for Newbridge’s services in connection with the rendering of its opinion to the board, ClimateRock agreed to pay Newbridge a fee of $150,000. $15,000 of the fee was paid upon commencement of the engagement, and the remaining $135,000 was paid upon the delivery of the first written opinion, dated September 27, 2022. An additional $10,000 was agreed to by both parties for the delivery of the second written opinion on June 28th, 2023, in connection with the signing of the Amended and Restated Business Combination Agreement, and is currently due upon the conclusion reached in the opinion. Mark Zimkind of Continental Stock Transfer & Trust Company acted as transfer agent to ClimateRock.E.E.W. Eco Energy World PLC cancelled the acquisition of ClimateRock (NasdaqGM:CLRC) from group of shareholders on November 29, 2023. Announcement • Oct 08
E.E.W. Eco Energy World PLC signed a definitive business combination agreement to acquire ClimateRock (NasdaqGM:CLRC) in a reverse merger for $650 million. E.E.W. Eco Energy World PLC signed a definitive business combination agreement to acquire ClimateRock (NasdaqGM:CLRC) in a reverse merger for $650 million on October 6, 2022. The Business Combination will require approval of the shareholders of ClimateRock and acceptance by EEW shareholders of an offer by Pubco to exchange their EEW shares for shares of Pubco, subject to the satisfaction of customary closing conditions. The closing of the Business Combination is conditional, among other things, upon $40 million of cash being available, after any ClimateRock shareholder redemptions and payment of transaction expenses, from ClimateRock’s trust account or additional equity or debt financing to be obtained prior to closing.
White & Case LLP is acting as legal counsel to EEW. Alantra is acting as lead financial advisor to ClimateRock. Ellenoff Grossman & Schole LLP is acting as lead legal counsel to ClimateRock. Simmons & Simmons LLP is acting as UK legal counsel for ClimateRock. 