Heritage Commerce Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:HTBK Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
31 Jan 24	SellUS$61,941	Jack Conner	Individual		6,944	US$8.92

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HTBK?
Owner Type	Number of Shares	Ownership Percentage
Employee Share Scheme	76,677	0.125%
Individual Insiders	2,403,594	3.92%
Hedge Funds	3,635,570	5.93%
General Public	11,106,126	18.1%
Institutions	44,081,399	71.9%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 62.45% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
13.4%	BlackRock, Inc.	8,230,844	US$78.9m	-0.57%	no data
5.93%	FJ Capital Management, LLC	3,635,570	US$34.9m	-39.3%	3.47%
5.59%	The Vanguard Group, Inc.	3,427,215	US$32.9m	2.81%	no data
5.32%	Dimensional Fund Advisors LP	3,262,544	US$31.3m	6.93%	no data
3.32%	Wellington Management Group LLP	2,033,715	US$19.5m	0%	no data
3.32%	JP Morgan Asset Management	2,033,239	US$19.5m	-5.31%	no data
3.21%	State Street Global Advisors, Inc.	1,965,643	US$18.9m	3.24%	no data
2.51%	Boston Partners Global Investors, Inc.	1,538,299	US$14.8m	-12.3%	0.01%
2.32%	Geode Capital Management, LLC	1,422,060	US$13.6m	0.18%	no data
2.15%	Manulife Asset Management	1,316,810	US$12.6m	-2.87%	0.01%
1.78%	American Century Investment Management Inc	1,093,089	US$10.5m	18.6%	0.01%
1.38%	Ategra Capital Management, LLC	847,801	US$8.1m	0%	5.42%
1.27%	Goldman Sachs Group, Investment Banking and Securities Investments	775,584	US$7.4m	1.93%	no data
1.16%	Hotchkis and Wiley Capital Management, LLC	711,170	US$6.8m	-5.39%	0.02%
1.08%	Ranson Webster	660,525	US$6.3m	0%	no data
1.06%	Tiedemann Advisors, LLC	648,286	US$6.2m	0%	0.15%
1.01%	Endeavour Capital Advisors Inc.	621,688	US$6.0m	-4.56%	2.08%
0.95%	Kennedy Capital Management LLC	585,175	US$5.6m	-37.3%	0.12%
0.95%	Northern Trust Global Investments	584,041	US$5.6m	-1.86%	no data
0.82%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	502,028	US$4.8m	-0.02%	no data
0.81%	Two Sigma Investments, LP	497,859	US$4.8m	6.53%	0.01%
0.81%	Charles Schwab Investment Management, Inc.	496,190	US$4.8m	1.41%	no data
0.77%	BNY Asset Management	473,514	US$4.5m	-5.66%	no data
0.76%	Two Sigma Advisers, LP	467,802	US$4.5m	-15.1%	0.01%
0.74%	AQR Capital Management, LLC	452,240	US$4.3m	-16.5%	0.01%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/22 02:59
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Heritage Commerce Corp is covered by 12 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Gary Tenner	D.A. Davidson & Co.
null null	D.A. Davidson & Co.
Timothy Coffey	FIG Partners