Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

BVL:CAT Recent Insider Transactions by Companies or Individuals
DateValueNameEntityRoleSharesMax Price
04 Sep 24BuyUS$33,859Gerald JohnsonIndividual100US$338.59
22 Aug 24SellUS$1,018,878Cheryl JohnsonIndividual2,975US$342.48
16 Jul 24SellUS$527,800Cheryl JohnsonIndividual1,508US$350.00
30 May 24SellUS$512,720Cheryl JohnsonIndividual1,508US$340.00
20 May 24BuyUS$35,640Gerald JohnsonIndividual100US$356.40
03 May 24BuyUS$168,695David MacLennanIndividual500US$337.39
23 Feb 24BuyUS$113,180David MacLennanIndividual350US$323.37
05 Feb 24SellUS$6,429,134Andrew R. BonfieldIndividual20,000US$333.13
25 Jan 24SellUS$3,000,400Andrew R. BonfieldIndividual10,000US$300.04

Insider Trading Volume

Insider Buying: CAT insiders have sold more shares than they have bought in the past 3 months.


Ownership Breakdown

What is the ownership structure of CAT?
Owner TypeNumber of SharesOwnership Percentage
Private Companies29,9300.00617%
State or Government512,4180.106%
Individual Insiders960,5980.198%
General Public132,641,89127.4%
Institutions350,753,27972.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 50.04% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
9.59%
The Vanguard Group, Inc.
46,478,953US$17.6b-2.9%0.26%
7.55%
State Street Global Advisors, Inc.
36,614,119US$13.8b-2.08%0.51%
7.47%
BlackRock, Inc.
36,212,981US$13.7b7.99%0.22%
4.52%
Capital Research and Management Company
21,923,980US$8.3b-29.5%0.38%
3.66%
State Farm Insurance Companies, Asset Management Arm
17,734,370US$6.7b-0.15%5.65%
2.09%
Geode Capital Management, LLC
10,146,307US$3.8b-0.72%0.27%
1.8%
Fisher Asset Management, LLC
8,747,620US$3.3b4.87%1.36%
1.52%
Bill & Melinda Gates Foundation Trust
7,353,614US$2.8b0%5.42%
1.31%
Northern Trust Global Investments
6,362,589US$2.4b-0.88%0.35%
1.22%
Norges Bank Investment Management
5,915,124US$2.2b5.32%0.17%
1.12%
UBS Asset Management AG
5,454,747US$2.1b23.5%0.21%
0.93%
FMR LLC
4,517,053US$1.7b-12.3%0.1%
0.9%
Morgan Stanley, Investment Banking and Brokerage Investments
4,353,897US$1.6b0.97%0.19%
0.8%
Legal & General Investment Management Limited
3,862,443US$1.5b2.01%0.26%
0.7%
BNY Asset Management
3,372,368US$1.3b-5.21%0.22%
0.67%
Charles Schwab Investment Management, Inc.
3,225,186US$1.2b-2.18%0.19%
0.63%
Dimensional Fund Advisors LP
3,069,840US$1.2b5.69%0.18%
0.59%
Eaton Vance Management
2,853,360US$1.1b1.59%0.25%
0.51%
Goldman Sachs Asset Management, L.P.
2,495,266US$943.8m2.17%0.24%
0.46%
Amundi Asset Management SAS
2,210,777US$836.2m-10.7%0.16%
0.45%
Teachers Insurance and Annuity Association-College Retirement Equities Fund
2,199,278US$831.9m-7.45%0.21%
0.43%
Columbia Management Investment Advisers, LLC
2,108,817US$797.7m10.4%0.17%
0.42%
Merrill Lynch & Co. Inc., Banking Investments
2,035,037US$769.7m3.62%0.28%
0.36%
Bank of America Corporation, Asset Management Arm
1,755,568US$664.0m4.1%0.21%
0.33%
PRIMECAP Management Company
1,622,727US$613.8m-6.25%0.42%