Northern Trust Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:NT4 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
25 Oct 23	Buy€106,002	Jason Tyler	Individual	1,750	€60.97
24 Oct 23	Buy€304,144	Susan Levy	Individual	5,000	€60.83
23 Oct 23	Buy€1,223,880	Michael O’Grady	Individual	20,000	€61.19
21 Jul 23	Sell€919	Peter Cherecwich	Individual	12	€88.45
20 Jun 23	Buy€1,549	Peter Cherecwich	Individual	18	€113.49
02 Jun 23	Sell€4,050	Jose Prado Becerra	Individual	46	€107.80

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of NT4?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	37,777	0.0185%
State or Government	276,756	0.135%
Individual Insiders	2,838,931	1.39%
General Public	27,213,949	13.3%
Institutions	174,224,311	85.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 63.82% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
11.4%	The Vanguard Group, Inc.	23,377,258	€1.8b	-0.37%	0.03%
7.48%	BlackRock, Inc.	15,312,135	€1.2b	3.68%	0.02%
4.91%	State Street Global Advisors, Inc.	10,047,673	€777.9m	4.53%	0.03%
3.85%	FMR LLC	7,868,787	€609.2m	7.87%	0.04%
3.37%	PRIMECAP Management Company	6,891,902	€533.6m	6.08%	0.42%
3.19%	Massachusetts Financial Services Company	6,533,855	€505.8m	31.2%	0.12%
2.84%	Wellington Management Group LLP	5,802,792	€449.2m	140%	0.08%
2.81%	Northern Trust Global Investments	5,749,787	€445.1m	-3.45%	0.08%
2.3%	Geode Capital Management, LLC	4,715,441	€365.1m	2.14%	0.03%
2.18%	Charles Schwab Investment Management, Inc.	4,469,957	€346.1m	0%	0.07%
2.16%	Goldman Sachs Asset Management, L.P.	4,421,825	€342.3m	36.2%	0.11%
2.16%	American Century Investment Management Inc	4,412,428	€341.6m	-16.2%	0.2%
2.16%	State Farm Insurance Companies, Asset Management Arm	4,409,919	€341.4m	0%	0.33%
1.84%	Strategic Advisers LLC	3,767,175	€291.7m	7.73%	0.15%
1.51%	Nuance Investments, LLC	3,082,081	€238.6m	-14%	5.59%
1.44%	JP Morgan Asset Management	2,948,883	€228.3m	6.7%	0.03%
1.3%	Ariel Investments, LLC	2,655,090	€205.6m	3.13%	2.15%
1.05%	Fiduciary Management, Inc.	2,145,287	€166.1m	-7.83%	1.23%
1.03%	Invesco Capital Management LLC	2,109,763	€163.3m	-1.18%	0.09%
0.87%	Dimensional Fund Advisors LP	1,771,963	€137.2m	0.52%	0.03%
0.84%	Legal & General Investment Management Limited	1,717,930	€133.0m	16.8%	0.03%
0.82%	Champlain Investment Partners, LLC	1,685,671	€130.5m	-2.32%	0.83%
0.81%	Goldman Sachs Group, Investment Banking and Securities Investments	1,655,029	€128.1m	21.2%	0.07%
0.75%	UBS Asset Management AG	1,532,317	€118.6m	17.4%	0.02%
0.72%	Eaton Vance Management	1,479,154	€114.5m	0%	0.03%