Guotai Junan Securities Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:153A Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
10 Oct 24	Sell€77,782,956	Shanghai Wealspring Asset Management Co., Ltd.	Company	48,946,200	€1.59
30 Aug 24	Sell€2,306,527	Shanghai Wealspring Asset Management Co., Ltd.	Company	2,379,600	€0.97
30 Aug 24	Sell€147,962,484	Apax Partners LLP	Company	163,609,600	€0.90
30 Aug 24	Buy€145,249,395	New China Asset Management (Hong Kong) Co., Ltd.	Company	160,609,600	€0.90
31 May 24	Sell€335,399	Apax Partners LLP	Company	332,200	€1.01
13 May 24	Sell€1,661,218	Apax Partners LLP	Company	1,567,800	€1.06

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 153A?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	4,366,686	0.0492%
Public Companies	254,455,909	2.87%
Sovereign Wealth Funds	712,802,157	8.03%
General Public	1,011,729,675	11.4%
Institutions	1,437,472,765	16.2%
Private Companies	5,451,322,844	61.4%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 86.96% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
32.2%	Shanghai International Group Co.,Ltd.	2,859,179,539	€6.6b	0%	no data
25.5%	Aluminum Corporation of China	2,263,684,000	€5.3b	0%	no data
8.03%	Shenzhen Investment Holdings Co., Ltd	712,802,157	€1.7b	0%	no data
4.77%	New China Asset Management (Hong Kong) Co., Ltd.	423,294,000	€982.0m	63.8%	92.69%
2.94%	China Securities Finance Corp, Asset Management Arm	260,547,316	€604.4m	0%	0.78%
2.87%	Shenzhen Energy Group Co., Ltd.	254,455,909	€590.3m	0%	no data
2.78%	Shanghai Chengtou Group Corporation	246,566,512	€572.0m	0%	no data
1.1%	Guotai Asset Management Company Limited	97,185,703	€225.5m	0%	0.96%
1%	E Fund Management Co., Ltd.	88,615,939	€205.6m	0%	0.21%
0.86%	China National Nuclear Corporation	76,292,793	€177.0m	0%	no data
0.8%	Hwabao WP Fund Management Co., Ltd	70,605,809	€163.8m	0%	1.17%
0.56%	The Vanguard Group, Inc.	49,517,454	€114.9m	3.89%	no data
0.53%	Shanghai Wealspring Asset Management Co., Ltd.	47,053,800	€109.2m	-50.8%	7.87%
0.41%	Huatai-PineBridge Fund Management Co., Ltd.	36,611,569	€84.9m	0%	0.21%
0.39%	Shanghai International Group Assets Management Co.,Ltd.	34,732,152	€80.6m	0%	15.3%
0.33%	Harvest Fund Management Co. Ltd.	29,656,473	€68.8m	0%	0.16%
0.33%	China Asset Management Co. Ltd.	29,070,867	€67.4m	0%	0.08%
0.27%	Tianhong Asset Management Co., Ltd.	23,517,469	€54.6m	0%	0.29%
0.24%	China Universal Asset Management Company Ltd.	20,964,997	€48.6m	0%	0.18%
0.23%	BlackRock, Inc.	20,785,075	€48.2m	8.12%	no data
0.23%	China Southern Asset Management Co., Ltd.	20,630,957	€47.9m	0%	0.13%
0.18%	Fullgoal Fund Management Co. Ltd.	15,647,386	€36.3m	0%	0.11%
0.13%	Penghua Fund Management Co., Ltd.	11,892,402	€27.6m	-5.02%	0.18%
0.13%	Bank of Communications Schroder Fund Management Co., Ltd.	11,415,751	€26.5m	0%	0.22%
0.12%	Invesco Great Wall Fund Management Co. Ltd	10,246,206	€23.8m	0%	0.12%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/27 20:44
End of Day Share Price	2024/12/27 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Guotai Junan Securities Co., Ltd. is covered by 29 analysts. 9 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Susie Liu	BofA Global Research
Michael Li	BofA Global Research
Yung Chen	CCB International Securities Limited