SBI Shinsei Bank Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of LCJ?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	0	0%
General Public	20,215,715	9.86%
Private Companies	66,912,888	32.6%
Institutions	117,905,950	57.5%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 89.98% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
53.5%	SBI Holdings Inc., Asset Management Arm	109,707,388	€1.9b	0%	50.11%
22.9%	Deposit Insurance Corporation of Japan	46,912,888	€825.9m	0%	no data
9.75%	Office Support Co. Ltd.	20,000,000	€352.1m	0%	no data
1.03%	The Vanguard Group, Inc.	2,114,388	€37.2m	-0.57%	no data
0.63%	Norges Bank Investment Management	1,283,475	€22.6m	0%	no data
0.46%	BlackRock, Inc.	949,980	€16.7m	2.55%	no data
0.33%	Nikko Asset Management Co., Ltd.	681,000	€12.0m	-0.9%	0.01%
0.31%	Daiwa Asset Management Co., Ltd.	636,600	€11.2m	-5.81%	0.01%
0.29%	SPARX Asset Management Co., Ltd.	589,900	€10.4m	0%	0.36%
0.19%	Mitsubishi UFJ Kokusai Asset Management Co., Ltd.	399,800	€7.0m	-13.1%	0.01%
0.13%	York Capital Management	273,300	€4.8m	0%	0.82%
0.075%	Charles Schwab Investment Management, Inc.	154,798	€2.7m	0.45%	no data
0.072%	JP Morgan Asset Management	147,800	€2.6m	1.79%	no data
0.043%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	88,300	€1.6m	0%	no data
0.043%	Dimensional Fund Advisors LP	88,000	€1.5m	-67.2%	no data
0.042%	State Street Global Advisors, Inc.	85,850	€1.5m	0%	no data
0.038%	Sumitomo Mitsui Trust Asset Management Co., Ltd.	77,200	€1.4m	0%	no data
0.033%	Asset Management One Co., Ltd.	66,700	€1.2m	-25.1%	no data
0.025%	Legal & General Investment Management Limited	51,119	€899.9k	-1.35%	no data
0.018%	Geode Capital Management, LLC	36,278	€638.6k	-0.26%	no data
0.015%	HSBC Global Asset Management (UK) Limited	31,706	€558.1k	1.67%	no data
0.015%	Credit Suisse Asset Management (Switzerland)	31,500	€554.5k	-5.69%	no data
0.015%	Eaton Vance Management	31,400	€552.7k	0%	no data
0.014%	Royal London Asset Management Ltd.	28,700	€505.4k	0%	no data
0.013%	Sumitomo Mitsui DS Asset Management Compny,Limited	25,700	€452.3k	-14.9%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2023/10/04 01:02
End of Day Share Price	2023/09/27 00:00
Earnings	2023/06/30
Annual Earnings	2023/03/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

SBI Shinsei Bank, Limited is covered by 14 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
null null	Barclays
Toyoki Sameshima	BNP Paribas Securities (Asia)
Shinichiro Nakamura	BofA Global Research