Cathay General Bancorp Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:CN7 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
10 Dec 24	Sell€244,032	Anthony Tang	Individual	5,000	€49.03
06 Nov 24	Sell€146,116	Anthony Tang	Individual	3,000	€48.71
06 Nov 24	Sell€1,970,571	Peter Wu	Individual	40,000	€49.26
31 Oct 24	Sell€865,142	Peter Wu	Individual	20,000	€43.33
30 Oct 24	Sell€38,950	Thomas Lo	Individual	900	€43.28
26 Aug 24	Sell€497,362	Dunson Cheng	Individual	12,401	€40.11
26 Jul 24	Sell€832,420	Peter Wu	Individual	20,000	€41.62
25 Jul 24	Sell€248,041	Kim Bingham	Individual	6,000	€41.34
25 Jul 24	Sell€315,847	Anthony Tang	Individual	7,620	€41.45
29 Jan 24	Sell€281,523	Anthony Tang	Individual	7,000	€40.22

Insider Trading Volume

Insider Buying: CN7 insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of CN7?
Owner Type	Number of Shares	Ownership Percentage
State or Government	21,314	0.0299%
Individual Insiders	3,282,514	4.61%
General Public	15,785,513	22.2%
Institutions	52,109,291	73.2%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 64.73% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
15.1%	BlackRock, Inc.	10,719,012	€502.8m	0.23%	0.01%
11.4%	The Vanguard Group, Inc.	8,127,833	€381.2m	-0.55%	0.01%
5.92%	Dimensional Fund Advisors LP	4,218,038	€197.8m	0.57%	0.03%
5.09%	State Street Global Advisors, Inc.	3,626,274	€170.1m	-1.76%	0.01%
3.87%	Charles Schwab Investment Management, Inc.	2,758,777	€129.4m	0%	0.02%
2.41%	Geode Capital Management, LLC	1,713,650	€80.4m	1.23%	0.01%
1.96%	American Century Investment Management Inc	1,398,534	€65.6m	10.7%	0.03%
1.84%	Invesco Ltd.	1,309,973	€61.4m	7.08%	0.02%
1.83%	T. Rowe Price Group, Inc.	1,304,853	€61.2m	-2.13%	0.01%
1.52%	Massachusetts Financial Services Company	1,084,947	€50.9m	-2.69%	0.01%
1.36%	Anthony Tang	966,247	€45.3m	-0.53%	no data
1.31%	Northern Trust Global Investments	935,718	€43.9m	-1.84%	0.01%
1.19%	LSV Asset Management	846,393	€39.7m	-9.68%	0.08%
1.14%	Dunson Cheng	808,277	€37.9m	-1.37%	no data
1.1%	BNY Asset Management	781,789	€36.7m	-8.15%	0.01%
1.02%	GW&K Investment Management, LLC	722,935	€33.9m	-4.39%	0.28%
0.97%	Norges Bank Investment Management	693,805	€32.5m	0%	no data
0.97%	Peter Wu	692,153	€32.5m	-7.98%	no data
0.97%	Boston Trust Walden Company	690,242	€32.4m	-6.31%	0.23%
0.8%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	572,984	€26.9m	-7.33%	0.01%
0.67%	Millennium Management LLC	473,727	€22.2m	6,710%	0.02%
0.62%	The Glenmede Trust Company, National Association	438,405	€20.6m	-1.23%	0.1%
0.59%	Eaton Vance Management	421,456	€19.8m	1.68%	no data
0.56%	Morgan Stanley, Investment Banking and Brokerage Investments	397,398	€18.6m	13.6%	no data
0.54%	Assenagon Asset Management S.A.	381,764	€17.9m	821%	0.03%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/01/20 14:22
End of Day Share Price	2025/01/17 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Cathay General Bancorp is covered by 26 analysts. 4 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Peter Winter	BMO Capital Markets Equity Research
Lana Chan	BMO Capital Markets Equity Research
Leanne Caravaggio	BMO Capital Markets Equity Research