Announcement • Jun 18
Gencor Industries Regains Compliance on NYSE American As previously disclosed, on May 19, 2026, Gencor Industries, Inc. received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NYSE American Company Guide. The NYSE informed the Company that, under the rules of the NYSE American, the Company had an initial six-month period from the Form 10-Q filing due date of May 18, 2026, to regain compliance with the NYSE American listing standards by filing the Form 10-Q and any subsequently delayed filings with the SEC. The NYSE further noted that, if the Company fails to file the Form 10-Q within the six-month period, the NYSE may grant, at its sole discretion, an extension of up to six additional months for the Company to regain compliance, depending on the Company’s specific circumstances. The Delinquency Notification also provides that the NYSE may nevertheless commence suspension and delisting proceedings at any time if it deems that the circumstances warrant. On June 12, 2026 the Company filed its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026 which was within to the NYSE American six-month Deadline. On June 15, 2026, the Company received a notification letter from the NYSE indicating that the Company has now regained compliance with Section 1007 of the NYSE American Company Guide and will be removed from the NYSE’s late filers’ list. Announcement • Jun 05
Gencor Industries, Inc. Appoints Raymond Cole as the Interim Chief Financial Officer Gencor Industries, Inc. appointed Mr. Raymond Cole as the Company’s Interim Chief Financial Officer. Mr. Cole, age 61, most recently served as a consultant to ECD Automotive Design, Inc. (“ECD Auto Design”), an automotive restoration company, and the world’s largest Land Rover restoration company, from January 2025 to May 2026, assisting with specialty sales and business development. Previously, Mr. Cole served as the Chief Financial Officer of ECD Auto Design from May 2023 to October 2024, where Mr. Cole led and oversaw restructuring of the internal financial department and internal controls, the Company’s de-SPAC transaction, capital raises and two acquisitions. Mr. Cole also previously served as the Chief Executive Officer at LuckyJack, LLC from November 2020 to April 2023. Prior to this Mr. Cole was the Chief Operating Officer and Chief Financial Officer at Empowered Media, LLC, and was a Director at American Express. Mr. Cole began his career in the mergers and acquisitions groups at Salomon Smith Barney and JPMorgan Chase. Mr. Cole holds a master’s degree in business administration and finance from the Zicklin School of Business at Baruch College and a bachelor’s degree in economics from Fordham University. Mr. Cole also served as an adjunct professor at Berkeley College in NYC, and at the New York Institute of Finance, where he taught corporate finance. Mr. Cole has a consulting agreement with the Company, and his employment will be on an at-will basis at $32,500 per month. Announcement • Jun 02
Gencor Industries, Inc. Receives NYSE Regulation Notice Regarding Late Filing of the Quarterly Report on Form 10-Q On May 19, 2026, Gencor Industries, Inc. received a notice (the Delinquency Notification) from NYSE Regulation (the NYSE) indicating the Company was not in compliance with the NYSE American LLC (NYSE American) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the Form 10-Q) with the Securities and Exchange Commission (SEC) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NYSE American Company Guide. The NYSE informed the Company that, under the rules of the NYSE American, the Company had an initial six-month period from the Form 10-Q filing due date of May 18, 2026, to regain compliance with the NYSE American listing standards by filing the Form 10-Q and any subsequently delayed filings with the SEC. The NYSE further noted that, if the Company fails to file the Form 10-Q within the six-month period, the NYSE may grant, at its sole discretion, an extension of up to six additional months for the Company to regain compliance, depending on the Company's specific circumstances. The Delinquency Notification also provides that the NYSE may nevertheless commence suspension and delisting proceedings at any time if it deems that the circumstances warrant. The Company currently expects to file the Form 10-Q within the six-month period granted by the Delinquency Notification; however, there can be no assurance that the Form 10-Q will be filed within such period. 
