AXT Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top 25 shareholders own 52.47% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
7.68%	First Wilshire Securities Management, Inc.	3,306,715	US$10.1m	30.9%	3.31%
5.29%	The Vanguard Group, Inc.	2,275,457	US$6.9m	14.3%	no data
4.94%	Needham Investment Management, LLC	2,125,000	US$6.5m	-1.64%	0.78%
4.87%	Morris Young	2,097,158	US$6.4m	0%	no data
4.69%	Dimensional Fund Advisors LP	2,017,064	US$6.1m	-6.69%	no data
2.76%	Pacific Ridge Capital Partners, LLC	1,187,634	US$3.6m	-3.61%	0.89%
2.75%	Systematic Financial Management LP	1,182,756	US$3.6m	20.5%	0.11%
2.37%	Royce & Associates, LP	1,018,709	US$3.1m	-9.43%	0.03%
1.59%	BlackRock, Inc.	683,000	US$2.1m	-0.29%	no data
1.42%	White Pine Capital LLC	612,630	US$1.9m	35.9%	0.8%
1.29%	Kennedy Capital Management LLC	554,667	US$1.7m	-13.2%	0.04%
1.25%	Bridgeway Capital Management, LLC	538,502	US$1.6m	-2.1%	0.03%
1.18%	D. E. Shaw & Co., L.P.	509,685	US$1.5m	16.6%	no data
1.17%	Portolan Capital Management, LLC	505,313	US$1.5m	-0.79%	0.13%
1.08%	Franklin Resources, Inc.	465,948	US$1.4m	47%	no data
1.07%	GSA Capital Partners LLP	458,599	US$1.4m	21.5%	0.14%
0.94%	Geode Capital Management, LLC	406,304	US$1.2m	3.89%	no data
0.92%	Driehaus Capital Management LLC	394,730	US$1.2m	31,500%	0.01%
0.88%	Renaissance Technologies LLC	377,078	US$1.1m	27.6%	no data
0.83%	Millennium Management LLC	357,457	US$1.1m	-1.15%	no data
0.83%	Gary Fischer	356,620	US$1.1m	0%	no data
0.76%	Two Sigma Advisers, LP	325,800	US$990.4k	0.28%	no data
0.67%	Two Sigma Investments, LP	289,705	US$880.7k	29.1%	no data
0.64%	Foundry Partners, LLC	274,475	US$834.4k	-1.77%	0.05%
0.6%	Assenagon Asset Management S.A.	256,570	US$780.0k	866%	no data