Capricor Therapeutics Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:CAPR Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
12 Oct 23	BuyUS$1,128	David Musket	Individual	410	US$2.75
10 Oct 23	BuyUS$28,300	Earl Collier	Individual	10,000	US$2.83
09 Oct 23	BuyUS$14,334	David Musket	Individual	5,083	US$2.82
06 Oct 23	BuyUS$14,200	Paul Auwaerter	Individual	5,000	US$2.84
04 Oct 23	BuyUS$7,250	David Musket	Individual	2,500	US$2.90

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAPR?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	1,360	0.00432%
Individual Insiders	436,265	1.38%
Public Companies	2,145,922	6.81%
Hedge Funds	2,789,699	8.86%
Institutions	4,018,990	12.8%
General Public	22,110,736	70.2%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 24.7%.

Top Shareholders

Top 25 shareholders own 29.09% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.86%	Highbridge Capital Management, LLC	2,789,699	US$13.4m	0%	0.58%
6.81%	Nippon Shinyaku Co., Ltd.	2,145,922	US$10.3m	0%	no data
3.7%	The Vanguard Group, Inc.	1,165,404	US$5.6m	1.14%	no data
2.89%	Woodline Partners LP	909,542	US$4.4m	0%	0.05%
1.14%	BlackRock, Inc.	359,673	US$1.7m	0.31%	no data
1%	Geode Capital Management, LLC	316,198	US$1.5m	17.7%	no data
0.63%	Linda Marbán	199,524	US$961.7k	0.46%	no data
0.47%	Susquehanna International Group, LLP, Asset Management Arm	149,115	US$718.7k	15.4%	no data
0.46%	Renaissance Technologies LLC	146,321	US$705.3k	243%	no data
0.42%	Frank Litvack	133,269	US$642.4k	0%	no data
0.4%	Northern Trust Global Investments	127,229	US$613.2k	21.2%	no data
0.34%	Advisor Group Holdings, Inc., Asset Management Arm	107,550	US$518.4k	0%	0.01%
0.27%	State Street Global Advisors, Inc.	85,224	US$410.8k	0.35%	no data
0.27%	BNY Mellon Asset Management	84,759	US$408.5k	0.49%	no data
0.25%	LPL Financial Corporation, Asset Management Arm	78,238	US$377.1k	-3.69%	no data
0.17%	Qube Research & Technologies Ltd	55,009	US$265.2k	877%	no data
0.15%	Morgan Stanley, Investment Banking and Brokerage Investments	47,688	US$229.9k	11.7%	no data
0.14%	Simplex Trading, LLC, Asset Management Arm	42,740	US$206.0k	16.2%	0.01%
0.13%	Jane Street Group, LLC, Asset Management Arm	40,039	US$193.0k	0%	no data
0.12%	David Musket	38,632	US$186.2k	0%	no data
0.1%	GSA Capital Partners LLP	32,970	US$158.9k	-24.7%	0.01%
0.098%	Wilcoxson Wealth Management	30,990	US$149.4k	0%	no data
0.092%	Leap Investments LP	28,900	US$139.3k	0%	0.01%
0.085%	Earl Collier	26,856	US$129.4k	0%	no data
0.076%	Jump Trading, LLC, Asset Management Arm	23,900	US$115.2k	0%	0.01%