Capricor Therapeutics Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:CAPR Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
20 Sep 24	BuyUS$14,999,998	Nippon Shinyaku Co., Ltd.	Company		2,798,507	US$5.36

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 47.7%.

Top 25 shareholders own 27.86% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.9%	Nippon Shinyaku Co., Ltd.	4,944,429	US$91.3m	130%	no data
3.85%	BlackRock, Inc.	1,750,007	US$32.3m	7.46%	no data
3.47%	The Vanguard Group, Inc.	1,576,541	US$29.1m	1.78%	no data
1.4%	Geode Capital Management, LLC	638,189	US$11.8m	-0.53%	no data
1.13%	State Street Global Advisors, Inc.	512,313	US$9.5m	27.8%	no data
0.74%	Superstring Capital Management LP	337,347	US$6.2m	0%	6.61%
0.66%	Ikarian Capital, LLC	300,000	US$5.5m	0%	1.59%
0.63%	Altium Capital Management LP	285,000	US$5.3m	0%	1.63%
0.59%	Northern Trust Global Investments	268,071	US$4.9m	107%	no data
0.55%	Point72 Asset Management, L.P.	250,204	US$4.6m	0%	0.01%
0.52%	Advisor Group Holdings, Inc., Asset Management Arm	235,550	US$4.3m	45.1%	0.05%
0.44%	Linda Marbán	199,524	US$3.7m	0%	no data
0.34%	PFM Health Sciences, LP	152,779	US$2.8m	0%	0.18%
0.29%	Frank Litvack	133,269	US$2.5m	0%	no data
0.28%	Morgan Stanley, Investment Banking and Brokerage Investments	127,345	US$2.4m	62.6%	no data
0.27%	Ghost Tree Capital, LLC	125,000	US$2.3m	0%	0.88%
0.27%	Susquehanna International Group, LLP, Asset Management Arm	123,412	US$2.3m	205%	no data
0.22%	Jane Street Group, LLC, Asset Management Arm	99,126	US$1.8m	441%	no data
0.21%	Millennium Management LLC	94,757	US$1.7m	-80.2%	no data
0.21%	StemPoint Capital LP	93,638	US$1.7m	0%	0.55%
0.2%	Schonfeld Strategic Advisors LLC	90,365	US$1.7m	0%	0.01%
0.2%	David Musket	88,788	US$1.6m	62.1%	no data
0.19%	Boothbay Fund Management, LLC	87,750	US$1.6m	0%	0.05%
0.18%	UBS O'Connor LLC	82,900	US$1.5m	0%	0.13%
0.16%	Charles Schwab Investment Management, Inc.	73,468	US$1.4m	0%	no data