Huatai Securities Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

OTCPK:HUAT.F Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
14 Oct 24	SellUS$9,001,783	JPMorgan Chase & Co, Brokerage and Securities Investments	Company		5,713,158	US$1.58
10 Oct 24	BuyUS$17,166,966	JPMorgan Chase & Co, Brokerage and Securities Investments	Company		10,214,413	US$1.68

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HUAT.F?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	5,820,000	0.0648%
Public Companies	391,368,379	4.36%
Institutions	2,063,164,707	23%
Private Companies	2,211,649,186	24.6%
General Public	4,312,820,260	48%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 47.35% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
15.3%	Jiangsu Guoxin Investment Group Limited	1,373,481,636	US$2.3b	0%	no data
5.44%	JiangSu Communications Holding Co., Ltd.	489,065,418	US$821.8m	0%	no data
3.96%	Jiangsu High-Tech Investment Group Co., Ltd.	356,090,006	US$598.3m	0%	94.38%
2.99%	Alibaba Group Holding Limited	268,199,233	US$450.6m	0%	no data
2.6%	Jiangsu SOHO Holdings Group Co., Ltd.	233,985,299	US$393.2m	0%	no data
1.7%	China Securities Finance Corp, Asset Management Arm	152,906,738	US$256.9m	0%	0.38%
1.49%	GF Fund Management Co., Ltd.	133,910,131	US$225.0m	0%	0.68%
1.37%	Jiangsu Hongtu High Technology Co., Ltd.	123,169,146	US$207.0m	0%	no data
1.35%	Industrial and Commercial Bank of China Limited, Asset Management Arm	121,273,601	US$203.8m	0%	24.82%
1.32%	Essence Securities Company Limited, Asset Management Arm	118,743,891	US$199.5m	0%	63.84%
1.28%	Jiangsu Soho International Group Corp.	115,116,833	US$193.4m	0%	no data
1.12%	Guotai Asset Management Co., Ltd.	100,283,574	US$168.5m	0%	0.97%
0.96%	The Vanguard Group, Inc.	86,630,983	US$145.6m	0.03%	no data
0.93%	BlackRock, Inc.	83,949,307	US$141.1m	0%	no data
0.91%	Rosefinch Fund Management Co., Ltd.	81,947,000	US$137.7m	0%	4.41%
0.8%	Hwabao WP Fund Management Co., Ltd	71,756,562	US$120.6m	0%	1.27%
0.71%	China Asset Management Co., Ltd.	63,824,248	US$107.2m	0%	0.24%
0.57%	Allianz Asset Management AG	50,887,222	US$85.5m	0%	0.11%
0.48%	E Fund Management Co., Ltd.	42,851,749	US$72.0m	-0.01%	0.12%
0.46%	Fidelity International Ltd	41,210,198	US$69.2m	0%	0.02%
0.37%	Norges Bank Investment Management	33,557,143	US$56.4m	0%	no data
0.34%	Tianhong Asset Management Co., Ltd.	30,115,408	US$50.6m	0%	0.51%
0.32%	Fullgoal Fund Management Co., Ltd.	28,808,876	US$48.4m	0%	0.15%
0.3%	Schroder Investment Management (Hong Kong) Limited	27,128,600	US$45.6m	0%	0.16%
0.28%	China Southern Asset Management Co., Ltd.	25,533,756	US$42.9m	0%	0.16%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2022/11/27 13:13
End of Day Share Price	2022/08/30 00:00
Earnings	2022/09/30
Annual Earnings	2021/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Huatai Securities Co., Ltd. is covered by 45 analysts. 19 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Judy Zhang	BNP Paribas Securities (Asia)
Susie Liu	BofA Global Research
Yung Chen	CCB International Securities Limited