Huatai Securities Co., Ltd.

OTCPK:HUAT.F Stock Report

Market Cap: US$15.1b

Huatai Securities Management

Management criteria checks 3/4

Huatai Securities' CEO is Yi Zhou, appointed in Dec 2010, has a tenure of 11.92 years. total yearly compensation is CN¥6.37M, comprised of 20.7% salary and 79.3% bonuses, including company stock and options. directly owns 0.008% of the company’s shares, worth $1.21M. The average tenure of the management team and the board of directors is 3.3 years and 3.3 years respectively.

Key information

Yi Zhou

Chief executive officer

CN¥6.4m

Total compensation

CEO salary percentage20.7%
CEO tenure11.9yrs
CEO ownership0.008%
Management average tenure3.3yrs
Board average tenure3.3yrs

Recent management updates

Recent updates

CEO Compensation Analysis

How has Yi Zhou's remuneration changed compared to Huatai Securities's earnings?
DateTotal CompensationSalaryCompany Earnings
Sep 30 2022n/an/a

CN¥10b

Jun 30 2022n/an/a

CN¥11b

Mar 31 2022n/an/a

CN¥12b

Dec 31 2021CN¥6mCN¥1m

CN¥13b

Sep 30 2021n/an/a

CN¥13b

Jun 30 2021n/an/a

CN¥12b

Mar 31 2021n/an/a

CN¥11b

Dec 31 2020CN¥3mCN¥1m

CN¥11b

Sep 30 2020n/an/a

CN¥11b

Jun 30 2020n/an/a

CN¥11b

Mar 31 2020n/an/a

CN¥9b

Dec 31 2019CN¥2mCN¥359k

CN¥9b

Sep 30 2019n/an/a

CN¥7b

Jun 30 2019n/an/a

CN¥6b

Mar 31 2019n/an/a

CN¥6b

Dec 31 2018CN¥2mCN¥342k

CN¥5b

Sep 30 2018n/an/a

CN¥9b

Jun 30 2018n/an/a

CN¥9b

Mar 31 2018n/an/a

CN¥10b

Dec 31 2017CN¥1mCN¥351k

CN¥9b

Sep 30 2017n/an/a

CN¥6b

Jun 30 2017n/an/a

CN¥6b

Mar 31 2017n/an/a

CN¥6b

Dec 31 2016CN¥1mCN¥1m

CN¥6b

Sep 30 2016n/an/a

CN¥7b

Jun 30 2016n/an/a

CN¥7b

Mar 31 2016n/an/a

CN¥10b

Dec 31 2015CN¥1mCN¥1m

CN¥11b

Compensation vs Market: Yi's total compensation ($USD888.07K) is below average for companies of similar size in the US market ($USD12.18M).

Compensation vs Earnings: Yi's compensation has increased by more than 20% whilst company earnings have fallen more than 20% in the past year.

CEO

Yi Zhou (53 yo)

11.9yrs

Tenure

CN¥6,368,000

Compensation

Mr. Yi Zhou serves as Chief Executive Officer of Huatai Securities Co., Ltd. since October 2019. He is a Director of AssetMark Financial Holdings, Inc. since 2016.Mr. Zhou served as Chairman of Huatai Sec...

Leadership Team

NamePositionTenureCompensationOwnership
Wei Zhang
Executive Chairman2.9yrsCN¥1.99mno data
Yi Zhou
CEO & Director11.9yrsCN¥6.37m0.0080%
$ 1.2m
Xiaoning Jiao
Chief Financial Officer2.7yrsCN¥395.80k0.0056%
$ 839.4k
Kai Jiao
General Counsel & Chief Compliance Officer2.9yrsCN¥410.12k0.0056%
$ 839.4k
Chong Wang
Chief Risk Officer5.9yrsCN¥412.20k0.0056%
$ 839.4k
Tianxiang Chen
Member of the Executive Committeeno dataCN¥419.50k0.0067%
$ 1.0m
Lei Fei
Head of Accounting Departmentno datano datano data
Jun Zhai
Director of Administration3.7yrsno datano data
Jiapeng Yu
Head of Investor Relationsno datano datano data
Leping Huang
Chief Technology Analyst & Head of TMT Research1.6yrsno datano data
Lihong Yin
Executive Directorless than a yearno datano data
Hui Zhang
Joint Company Secretary5.6yrsCN¥3.78m0.0067%
$ 1.0m

3.3yrs

Average Tenure

49yo

Average Age

Experienced Management: HUAT.F's management team is considered experienced (3.3 years average tenure).

Board Members

NamePositionTenureCompensationOwnership
Wei Zhang
Executive Chairman2.9yrsCN¥1.99mno data
Yi Zhou
CEO & Director9yrsCN¥6.37m0.0080%
$ 1.2m
Lihong Yin
Executive Directorless than a yearno datano data
Chengzhong Gu
Chairman of Supervisory Committee & GM of Compliance & Legal Affairs Department3.6yrsno datano data
Zhibin Chen
Independent Non-Executive Director4.4yrsCN¥240.00kno data
Yan Liu
Independent Non-Executive Director5.9yrsCN¥240.00kno data
Feng Ding
Non-Executive Director4.1yrsno datano data
Xiao Hu
Non-Executive Director4.1yrsno datano data
Jianwen Wang
Independent Non Executive Director2.4yrsCN¥240.00kno data
Xiang Ke
Non Executive Director1.8yrsno datano data
King-Chi Au
Independent Non-Executive Director1.4yrsCN¥140.00kno data
Zhongyang Chen
Non-Executive Directorless than a yearno datano data

3.3yrs

Average Tenure

53.5yo

Average Age

Experienced Board: HUAT.F's board of directors are considered experienced (3.3 years average tenure).

Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2022/11/27 13:13
End of Day Share Price 2022/08/30 00:00
Earnings2022/09/30
Annual Earnings2021/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Huatai Securities Co., Ltd. is covered by 45 analysts. 19 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
Judy ZhangBNP Paribas Securities (Asia)
Susie LiuBofA Global Research
Yung ChenCCB International Securities Limited