Hercules Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:HTGC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
06 Aug 24	BuyUS$104,885	Thomas Fallon	Individual	5,723	US$18.33
06 Aug 24	BuyUS$104,592	Gayle Crowell	Individual	5,790	US$18.06
06 Aug 24	BuyUS$28,997	Nikos Theodosopoulos	Individual	1,608	US$18.03
06 Aug 24	BuyUS$104,661	DeAnne Aguirre	Individual	5,660	US$18.49
06 Aug 24	BuyUS$104,676	Wade Loo	Individual	5,645	US$18.54
06 Aug 24	BuyUS$52,378	Pam Randhawa	Individual	2,898	US$18.07
25 Jun 24	BuyUS$14,067	Gayle Crowell	Individual	701.6	US$20.05

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HTGC?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,946,986	1.84%
VC/PE Firms	9,411,490	5.88%
Institutions	32,309,767	20.2%
General Public	115,522,477	72.1%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.3%.

Top Shareholders

Top 25 shareholders own 18.5% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.88%	Kingdom Holding Company	9,411,490	US$179.6m	0%	5.22%
1.94%	Van Eck Associates Corporation	3,115,419	US$59.4m	10.3%	0.06%
1.71%	Sound Income Strategies, LLC	2,737,345	US$52.2m	1.77%	3.62%
1.34%	Scott Bluestein	2,139,179	US$40.8m	-1.02%	no data
0.77%	Morgan Stanley, Investment Banking and Brokerage Investments	1,240,049	US$23.7m	6.2%	no data
0.73%	Legal & General Investment Management Limited	1,171,517	US$22.4m	-6.61%	no data
0.62%	LPL Financial Corporation, Asset Management Arm	986,915	US$18.8m	15.3%	0.01%
0.6%	Advisors Capital Management, LLC	955,600	US$18.2m	0.98%	0.29%
0.46%	Melia Wealth LLC	743,573	US$14.2m	1.57%	7.44%
0.41%	Wells Fargo & Company, Securities and Brokerage Investments	654,838	US$12.5m	-0.43%	no data
0.41%	BlackRock, Inc.	651,944	US$12.4m	0%	no data
0.37%	Gilman Hill Asset Management, LLC	597,707	US$11.4m	-1.64%	1.93%
0.29%	Two Sigma Advisers, LP	460,200	US$8.8m	-45%	0.02%
0.29%	Two Sigma Investments, LP	457,677	US$8.7m	-21.9%	0.02%
0.27%	City National Rochdale, LLC	428,471	US$8.2m	2.36%	0.02%
0.27%	Cain, Watters & Associates, LLC	424,669	US$8.1m	17.3%	0.73%
0.25%	Muzinich & Co., Inc.	408,362	US$7.8m	9.93%	5.19%
0.25%	Advisors Asset Management, Inc.	406,985	US$7.8m	9.33%	0.14%
0.25%	Nikko Asset Management Co., Ltd.	401,133	US$7.7m	10.1%	no data
0.25%	Citadel Advisors LLC	392,948	US$7.5m	189%	0.01%
0.24%	Putnam LLC	387,225	US$7.4m	28%	0.01%
0.24%	Confluence Investment Management LLC	380,452	US$7.3m	0.24%	0.1%
0.23%	Stifel Asset Management Corp.	372,692	US$7.1m	-4.37%	0.01%
0.22%	Denali Advisors, LLC	358,580	US$6.8m	0%	0.71%
0.22%	S&T Bank, Wealth Management Group	357,127	US$6.8m	-7.76%	1.78%