Hercules Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NYSE:HTGC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
24 May 23	BuyUS$6,247	Christian Follmann	Individual	455	US$13.73
24 May 23	SellUS$6,243	Christian Follmann	Individual	455	US$13.72
08 May 23	BuyUS$98,352	Gayle Crowell	Individual	7,200	US$13.66

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HTGC?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	6,995	0.00436%
Individual Insiders	3,069,891	1.92%
VC/PE Firms	9,411,490	5.87%
Institutions	32,598,262	20.3%
General Public	115,210,665	71.9%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 13.3%.

Top Shareholders

Top 25 shareholders own 18.95% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.87%	Kingdom Holding Company	9,411,490	US$179.9m	0%	4.9%
1.66%	Sound Income Strategies, LLC	2,654,119	US$50.7m	2.86%	4.18%
1.51%	Van Eck Associates Corporation	2,414,747	US$46.2m	18.8%	0.06%
1.42%	Scott Bluestein	2,283,135	US$43.7m	8.23%	no data
1.13%	Marshall Wace LLP	1,813,922	US$34.7m	49.2%	0.07%
0.73%	Legal & General Investment Management Limited	1,170,501	US$22.4m	13.4%	no data
0.63%	Morgan Stanley, Investment Banking and Brokerage Investments	1,014,033	US$19.4m	-1.66%	no data
0.58%	Advisors Capital Management, LLC	929,499	US$17.8m	-7.63%	0.35%
0.49%	Raymond James Financial Inc., Asset Management Arm	779,948	US$14.9m	-9.06%	0.01%
0.45%	Two Sigma Advisers, LP	718,600	US$13.7m	-4.38%	0.03%
0.43%	Melia Wealth LLC	691,540	US$13.2m	5.54%	7.46%
0.4%	BlackRock, Inc.	642,008	US$12.3m	0.55%	no data
0.37%	Gilman Hill Asset Management, LLC	600,184	US$11.5m	-1.5%	2.13%
0.37%	JPMorgan Chase & Co, Brokerage and Securities Investments	587,326	US$11.2m	-0.46%	0.01%
0.36%	LPL Financial Corporation, Asset Management Arm	581,387	US$11.1m	10.3%	0.01%
0.36%	S&T Bank, Wealth Management Group	575,396	US$11.0m	-4.77%	2.01%
0.32%	Wells Fargo & Company, Securities and Brokerage Investments	512,838	US$9.8m	-4.34%	no data
0.25%	Two Sigma Investments, LP	395,353	US$7.6m	-20%	0.02%
0.24%	Muzinich & Co., Inc.	378,292	US$7.2m	1.86%	5.03%
0.23%	Confluence Investment Management LLC	376,673	US$7.2m	-2.72%	0.1%
0.23%	Border To Coast Pensions Partnership Limited	374,837	US$7.2m	0%	0.03%
0.23%	Stifel Asset Management Corp.	373,641	US$7.1m	-2.37%	0.01%
0.23%	Nikko Asset Management Co., Ltd.	371,183	US$7.1m	0.03%	no data
0.23%	Advisors Asset Management, Inc.	367,364	US$7.0m	-12.7%	0.14%
0.23%	City National Rochdale, LLC	366,098	US$7.0m	131%	0.02%