SuRo Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:SSSS Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
06 Dec 23	BuyUS$60,890	Mark Klein	Individual	14,815	US$4.11
05 Dec 23	BuyUS$200,490	Mark Klein	Individual	49,885	US$4.03
04 Dec 23	BuyUS$48,562	Allison Green	Individual	12,050	US$4.03
30 Nov 23	BuyUS$160,537	Mark Klein	Individual	40,300	US$4.00
17 Nov 23	BuyUS$35,100	Mark Klein	Individual	9,000	US$3.90

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top 25 shareholders own 17.62% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
4.25%	Mark Klein	1,076,666	US$4.3m	-6.4%	no data
3.26%	Thomas J. Herzfeld Advisors, Inc.	826,746	US$3.3m	26%	1.2%
1.51%	Needham Investment Management, LLC	381,588	US$1.5m	-42.3%	0.16%
1.14%	MGO One Seven LLC	289,285	US$1.1m	-6.07%	0.06%
0.8%	GAMCO Investors, Inc.	202,500	US$799.9k	125%	no data
0.79%	Intrepid Family Office LLC	200,000	US$790.0k	0%	1.26%
0.7%	New Jersey Division of Investment	178,121	US$703.6k	0%	no data
0.6%	Bulldog Investors, LLP	152,373	US$601.9k	15.1%	0.18%
0.5%	Allison Green	127,634	US$504.2k	-12.9%	no data
0.45%	Vanderbilt University Office of Investments	113,472	US$448.2k	0%	0.09%
0.43%	Millennium Management LLC	108,668	US$429.2k	434%	no data
0.4%	Lokken Investment Group, LLC	100,697	US$397.8k	0%	0.22%
0.39%	Marshall Wace LLP	98,670	US$389.7k	0%	no data
0.33%	Advisors Asset Management, Inc.	83,264	US$328.9k	-51.2%	0.01%
0.33%	Leonard Potter	82,419	US$325.6k	0%	no data
0.26%	Eaton Vance Management	65,741	US$259.7k	0%	no data
0.18%	Quadrature Capital Limited	46,821	US$184.9k	0%	no data
0.18%	Marc Mazur	45,554	US$179.9k	0%	no data
0.18%	Citadel Advisors LLC	44,385	US$175.3k	105%	no data
0.17%	Securities America Advisors, Inc.	42,944	US$169.6k	-16%	no data
0.17%	Catalyst Capital Advisors LLC	42,466	US$167.7k	0%	no data
0.17%	Deuterium Capital Management, LLC	41,965	US$165.8k	13.5%	0.54%
0.16%	Morgan Stanley, Investment Banking and Brokerage Investments	40,892	US$161.5k	9.54%	no data
0.16%	Susquehanna International Group, LLP, Asset Management Arm	39,949	US$157.8k	-63.2%	no data
0.14%	EJF Capital LLC	35,602	US$140.6k	0%	0.08%