This company is no longer active

The company may no longer be operating, as it may be out of business. Find out why through their latest events.

Roth CH Acquisition IV Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of ROCG.U?
Owner Type	Number of Shares	Ownership Percentage
General Public	196,510	3.44%
Institutions	1,152,181	20.2%
Hedge Funds	1,154,469	20.2%
Private Companies	1,563,619	27.4%
Individual Insiders	1,647,970	28.8%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 96.13% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14%	John Lipman	801,091	US$8.0m	0%	no data
14%	CHLM Sponsor LLC	801,091	US$8.0m	0%	no data
13.3%	CR Financial Holdings, Inc.	762,528	US$7.6m	0%	no data
8.03%	Byron Roth	458,639	US$4.6m	0%	no data
7.52%	Encompass Capital Advisors LLC	429,469	US$4.3m	-4.33%	0.27%
7%	Owl Creek Asset Management, L.P.	400,000	US$4.0m	0%	0.34%
5.69%	Polar Asset Management Partners Inc.	325,000	US$3.3m	-67.2%	0.08%
4.84%	Fir Tree Capital Management LP	276,811	US$2.8m	0%	0.26%
3.85%	Lynwood Capital Management Inc.	220,000	US$2.2m	-1.74%	2.34%
3.5%	Periscope Capital Inc	200,000	US$2.0m	0%	0.11%
2.25%	Aaron Gurewitz	128,386	US$1.3m	0%	no data
1.94%	GAMCO Investors, Inc.	111,021	US$1.1m	0%	0.01%
1.88%	Gordon Roth	107,378	US$1.1m	0%	no data
1.56%	Gabelli & Company Investment Advisers, Inc.	88,979	US$889.8k	0%	0.22%
0.88%	Walleye Capital LLC	50,232	US$502.3k	0%	0.01%
0.81%	Deutsche Bank Aktiengesellschaft, London	46,384	US$463.8k	0%	no data
0.72%	Janus Henderson Group plc	41,080	US$410.8k	0%	no data
0.64%	Clear Street Llc, Asset Management Arm	36,683	US$366.8k	0%	0.06%
0.62%	Matthew Day	35,583	US$355.8k	0%	no data
0.58%	Sam Chawla	33,034	US$330.3k	0%	no data
0.58%	Molly Montgomery	33,034	US$330.3k	0%	no data
0.37%	Virtu Financial LLC, Asset Management Arm	21,099	US$211.0k	0%	0.02%
0.35%	First Trust Capital Management L.P.	20,115	US$201.1k	0%	0.01%
0.58%	Hampstead Park Capital, Inc.	33,034	US$330.3k	0%	2.28%
0.58%	Adam Rothstein	33,034	US$330.3k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2023/05/23 06:05
End of Day Share Price	2023/05/23 00:00
Earnings	2023/03/31
Annual Earnings	2022/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Roth CH Acquisition IV Co. is covered by 0 analysts. of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution