Announcement • May 29
Netcapital Inc. (NasdaqCM:NCPL) acquired Assets related to the NetNudge AI Agent Platform from Codesharp Corporation for CAD 1.8 million. Netcapital Inc. (NasdaqCM:NCPL) acquired Assets related to the NetNudge AI Agent Platform from Codesharp Corporation for $1.8 million on May 22, 2026. The consideration consists of common equity of Netcapital Inc. to be issued for 600,000 shares of Series A Convertible Preferred Stock for Assets related to the NetNudge AI Agent Platform. Netcapital Inc will pay an earnout/contingent payment cash of up to an additional 600,000 shares based on the achievement of a $3 million revenue milestone over a three-year period. As part of consideration, an undisclosed value is paid towards assets of Assets related to the NetNudge AI Agent Platform.
Netcapital Inc. (NasdaqCM:NCPL) completed the acquisition of Assets related to the NetNudge AI Agent Platform from Codesharp Corporation for CAD 1.8 million on May 22, 2026. Announcement • May 02
Netcapital Inc. announced that it has received $0.15 million in funding Netcapital Inc. announced that it has issued one unsecured, non-convertible promissory note in the total principal amount of $300,000, for gross proceeds of $150,000 on April 30, 2026. The transaction is participated by new lender, NetCapital Systems LLC. The promissory note is issued at 50% original issue discount. The note bears interest at 8% per annum, matures on September 30, 2026, and is prepayable at any time without penalty. Upon default, interest accrues at 20% per annum. Announcement • Apr 24
Netcapital Inc. Expands Netcapital Platform Into Full-Service Capital Formation Solution Netcapital Inc. announced its strategic focus on enhancing the Netcapital platform into a more full-service capital formation solution for emerging growth companies. Netcapital plans to build on its existing SEC-registered funding portal and FINRA member broker-dealer capabilities by expanding the services and tools that support issuers throughout the capital raising process. The goal is to provide issuers with a more integrated experience that combines regulatory-compliant technology, marketing support, investor analytics, and advisory services into a single, turnkey engagement. Netcapital plans to emphasize a model in which issuers maintain ownership of their brand and investor relationships while leveraging Netcapital’s SEC-registered funding portal, FINRA member broker-dealer, and technology stack to power their offerings. The Company expects to enhance its support for issuers through managed marketing campaigns, offering page content and creative support, investor webinars, and improved investor data and analytics tools. Netcapital believes this strategic focus can support long-term shareholder value by broadening its issuer pipeline, increasing platform engagement, and creating additional revenue opportunities associated with higher-value service offerings. The Company expects to provide further updates on specific product and service enhancements as they are developed and launched. Announcement • Apr 17
Netcapital Inc. Announces Chief Executive Officer Changes Netcapital Inc. announced that its Board of Directors has appointed Mr. Todd Violette as Chief Executive Officer. The Board of Directors has appointed Mr. Violette to lead the Company in order to accelerate capital formation, expand platform reach, and build long-term shareholder value. Mr. Violette brings over 25 years of leadership experience across capital markets, fintech and digital asset-related businesses. His recent operating and executive roles have included CEO of CloudCover International, CEO of AppYea Inc., CEO of Vinergy, Chief Investment Officer of ESG Global Strategies, and Independent Director of Israeli NASDAQ-listed Therapix, reflecting a mix of public-company, private-company, and strategic advisory experience. Mr. Violette replaces CEO Rich Wheeless, whose contract was terminated by the Board. Announcement • Mar 18
Netcapital Inc. announced delayed 10-Q filing On 03/17/2026, Netcapital Inc. announced that they will be unable to file their next 10-Q by the deadline required by the SEC. Announcement • Feb 07
Netcapital Inc. Receives Notice of Non-Compliance with Nasdaq Minimum Bid Price Listing Rules On February 4, 2026, Netcapital Inc. (the “Company”) was notified (the “Notification Letter”) by The Nasdaq Stock Market, LLC (“Nasdaq”) that it is not in compliance with the minimum bid price requirements set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. Based on the closing bid price of the Company’s common stock between December 18, 2025 to February 3, 2026, the Company no longer meets the minimum bid price requirement. The Notification Letter has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Capital Market and, at this time, the common stock will continue to trade on The Nasdaq Capital Market under the symbol “NCPL.” The Notification Letter provides that the Company has 180 calendar days, or until August 3, 2026, to regain compliance with Nasdaq Listing Rule 5550(a)(2). To regain compliance, the bid price of the Company’s common stock must have a closing bid price of at least $1.00 per share for a minimum of 10 consecutive business days. If the Company does not regain compliance by August 3, 2026, an additional 180 days may be granted to regain compliance, so long as the Company meets The Nasdaq Capital Market continued listing requirement for market value of publicly-held shares and all other initial listing standards for The Nasdaq Capital Market, other than the minimum closing bid price requirement and notifies Nasdaq in writing of its intention to cure the deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If the Company does not qualify for the second compliance period or fails to regain compliance during the second 180-day period, then Nasdaq will notify the Company of its determination to delist the Company’s common stock, at which point the Company will have an opportunity to appeal the delisting determination to a Hearings Panel. The Company intends to monitor the closing bid price of its common stock and may, if appropriate, consider implementing available options, including, but not limited to, implementing a reverse stock split of its outstanding securities, to regain compliance with the minimum bid price requirement under the Nasdaq Listing Rules. Announcement • Jan 07
Netcapital Inc. Appoints Michael Iverson as Chief Design Director and Head of AI Experience Netcapital Inc. announced that Michael Iverson joins Netcapital as Chief Design Director and Head of AI Experience. Michael Iverson is a multimedia and AI designer who has spent his career using design and AI to make the impossible feel simple and exciting. Announcement • Dec 10
Netcapital Inc. (NasdaqCM:NCPL) acquired Substantially all of the assets of Rivetz Corp. for $0.63 million. Netcapital Inc. (NasdaqCM:NCPL) acquired Substantially all of the assets of Rivetz Corp. for $0.63 million on December 3, 2025. The consideration consists of 0.95 million common equity of Netcapital Inc. to be issued for assets of Substantially all of the assets of Rivetz Corp.
The Law Offices of Kevin Kilduff, P.C. acted as legal advisor for Rivetz Corp. Eckert Seamans Cherin & Mellott, LLC acted as legal advisor for Netcapital Inc.
Netcapital Inc. (NasdaqCM:NCPL) completed the acquisition of Substantially all of the assets of Rivetz Corp. on December 3, 2025. Announcement • Dec 09
Netcapital Inc. Announces Chief Executive Officer Changes Netcapital Inc. announced the appointment of Rich Wheeless as CEO, succeeding Martin Kay, who will remain as an advisor to the company. Rich Wheeless is a seasoned executive with more than 20 years of financial leadership and corporate management experience across multiple industries in both public and private enterprises. He was most recently the Chief Executive Officer of a publicly traded logistics and warehousing solutions company and has served as an active investor, adviser, and board member for numerous privately held organizations. Previously, he was the Chief Financial Officer of Taal Distributed Information Technologies Inc. Before that, he served as CFO of Rivetz Corp., a financial security software company, as well as CFO of LaunchKey Inc. and Pilus Energy—both ultimately acquired by publicly traded firms. Earlier in his career, he held the role of Director of Finance and Assistant Treasurer at Xtek Inc. Mr. Wheeless’s background also includes managerial positions at Fortune 30 companies Johnson & Johnson and Cardinal Health, and he began his career in the private equity division of Citigroup. He has expertise in mergers and acquisitions, credit, treasury, corporate finance, financial reporting, operations, and corporate turnarounds, including multiple successful engagements with State of Ohio–funded companies under former Governor John Kasich. He holds an MBA with honors from Otterbein University and a Bachelor of Science in Finance from Miami University. Mr. Wheeless is also a guest lecturer at universities and the co-author of a finance book. Announcement • Dec 02
Strategic EP Engages with Netcapital On December 2, 2025, Strategic EP LLC announced that it has engaged with the Netcapital Inc, stating that it is focused on maximizing shareholder value and evaluating potential accretive transactions, and stated that it may engage with management, assess strategic alternatives, or consider actions relating to the company’s governance or overall direction as part of its ongoing review. Announcement • Sep 16
Netcapital Inc. announced delayed 10-Q filing On 09/15/2025, Netcapital Inc. announced that they will be unable to file their next 10-Q by the deadline required by the SEC. Announcement • Aug 05
Netcapital Inc., Annual General Meeting, Sep 11, 2025 Netcapital Inc., Annual General Meeting, Sep 11, 2025. Announcement • Jul 30
Netcapital Inc. announced delayed annual 10-K filing On 07/29/2025, Netcapital Inc. announced that they will be unable to file their next 10-K by the deadline required by the SEC. Announcement • Jul 18
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $3.000004 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $3.000004 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 641,712
Price\Range: $4.675
Discount Per Security: $0.351
Transaction Features: Registered Direct Offering Announcement • Jul 17
Netcapital Inc. has filed a Follow-on Equity Offering in the amount of $3.000004 million. Netcapital Inc. has filed a Follow-on Equity Offering in the amount of $3.000004 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 641,712
Price\Range: $4.675
Discount Per Security: $0.351
Transaction Features: Registered Direct Offering Announcement • Jul 08
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $5.000002 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $5.000002 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 714,286
Price\Range: $7
Discount Per Security: $0.525
Transaction Features: Registered Direct Offering Announcement • Jun 13
Netcapital Inc. Appoints Matt Morgan as Crypto Advisory Board Netcapital Inc. announced that Matt Morgan has joined the Company’s newly established Crypto Advisory Board. A seasoned advisor to multiple blockchain ventures, Matt Morgan currently serves as an advisor to World Liberty Financial, a decentralized finance (DeFi) initiative backed by Donald Trump. He brings extensive expertise in digital asset strategy, decentralized systems, and the evolving regulatory landscape. Morgan joins an accomplished group of industry leaders on the Crypto Advisory Board, including Kyle Klemmer, Josh Meier, Eric Galen, Armondo Soto, and Noah Holmes. In connection with their appointments, the Company has granted each Crypto Advisory Board member stock options under its 2023 Equity Incentive Plan. Announcement • Jun 12
Netcapital Inc. Announces Formation of Game Advisory Board Netcapital Inc. announced the formation of its Game Advisory Board to support strategic growth initiatives and deepen engagement with the online game community. The Game Advisory Board brings together a select group of industry leaders with expertise in innovative marketing, emerging technologies, strategic partnerships, and operational scale. Appointed members include Trey Smith, Nik Redenko, Greg Engelsbe, Jared Peterson, Peter Voogd, and Nadeem Dossa. Announcement • Aug 13
Netcapital Inc., Annual General Meeting, Sep 25, 2024 Netcapital Inc., Annual General Meeting, Sep 25, 2024. Announcement • Jul 31
Netcapital Announces 1-For-70 Reverse Stock Split to Regain Compliance with the Minimum $1.00 Per Share Bid Price Requirement Netcapital Inc. (the “Company”) announced that the Company’s board of directors (the “Board”) approved a reverse stock split (the “Reverse Stock Split”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a ratio of 1-for-70 (the “Reverse Stock Split Ratio”). The Reverse Stock Split is expected to become effective immediately after the close of trading on the Nasdaq Capital Market (the “Nasdaq”) on August 1, 2024 (the “Effective Time”), and the Company’s Common Stock is expected to begin trading on the Nasdaq on a split-adjusted basis at the opening of trading on August 2, 2024, under the existing ticker symbol “NCPL”, new CUSIP number 64113L202. The Company’s publicly traded warrants will continue to be traded on the Nasdaq under the existing ticker symbol “NCPLW” and existing CUSIP number. The Reverse Stock Split was approved by the Company’s shareholders at the Company’s Special Meeting of Shareholders, held on July 24, 2024, with the final ratio to be determined by the Board. The Company has filed an amendment to its Articles of Incorporation (the “Charter”) to implement the Reverse Stock Split as of the Effective Time. The primary goal of the Reverse Stock Split is to increase the per share market price of the Common Stock to regain compliance with the minimum $1.00 per share bid price requirement set in Nasdaq’s listing rules for continued listing on the Nasdaq. Announcement • Jul 25
Nasdaq Determines to Delist Netcapital Inc.'s Securities As previously disclosed on a Current Report on Form 8-K filed by Netcapital Inc. (the Company") on September 1, 2023, the Company received a notification from The Nasdaq Stock Market, LLC (Nasdaq") notifying the Company that it was not in compliance with the minimum bid price requirement set in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Specifically, Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. Therefore, in accordance with Listing Rule 5810(c)(3)(A), the Company was provided 180 calendar days, or until February 28, 2024, to regain compliance with the Rule. Subsequently, on February 29, 2024, Nasdaq determined the Company was eligible for an additional 180 calendar days, or until August 26, 2024, to regain compliance with the Rule. Since then, Nasdaq has determined that as of July 22, 2024, the Company's securities had a closing bid price of $0.10 or less for ten consecutive trading days. Accordingly, the Company is subject to the provisions contemplated under Listing Rule 5810(c)(3)(A)(iii) (the Low Priced Stocks Rule"). As a result, on July 23, 2024, Nasdaq delivered written notice to the Company under which it advised the Company that Nasdaq has determined to delist the Company's securities from The Nasdaq Capital Market (the Nasdaq Letter"). The Company may appeal Nasdaq's determination to a Hearings Panel (the Panel"), pursuant to the procedures set forth in the Nasdaq Listing Rule 5800 Series. A hearing request will stay any further action pending final resolution of the Hearing Panel or any extension provided by the Panel. The Company intends to appeal Nasdaq's determination and will timely submit a plan to a hearing panel to regain compliance to the Nasdaq Listing Qualifications Department. Notwithstanding the Company's intention to request a hearing, there can be no assurance that the Panel will grant the Company any compliance period or that the Company will ultimately regain compliance with all applicable requirements for continued listing on The Nasdaq Capital Market. The Company is monitoring the closing bid price of its common stock and will consider options to regain compliance with Nasdaq's minimum bid price requirement, including effectuating a reverse stock split. On July 24, 2024, the Company's stockholders approved the implementation of a reverse stock split of the Company's common stock at a ratio between 1-for-2 and 1-for-100, inclusive, with the ultimate ratio to be determined by the Company's board of directors in its sole discretion. The Company intends to promptly effectuate a reverse split to regain compliance with Nasdaq Listing Rules related to minimum bid price for its common stock. Announcement • Mar 01
Nasdaq Grants Netcapital an Additional 180 Calendar Days to Regain Compliance with the Minimum Bid Price Requirement As previously disclosed on a Current Report on Form 8-K filed by Netcapital Inc. (the ‘Company’) on September 1, 2023, the Company received a notification from The Nasdaq Stock Market, LLC (‘Nasdaq’) notifying the Company that it was not in compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Specifically, Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. The Company initially had 180 calendar days, or until by February 28, 2024, to regain compliance with the minimum bid price requirement. The Company was unable to regain compliance with the minimum bid price requirement by February 28, 2024. On February 29, 2024, the Company received a letter (the ‘Extension Notice’) from Nasdaq notifying the Company that its request for an extension to regain compliance with the minimum bid price requirement has been granted, and the Company has an additional 180 calendar days, or until August 26, 2024, to regain compliance with the minimum bid price requirement. Nasdaq’s determination was based on the Company meeting the continued listing requirement for market value of publicly held shares and all other applicable requirements for initial listing on the Nasdaq Capital Market with the exception of the bid price requirement, and the Company’s written notice of its intention to cure the deficiency during the second compliance period by effecting a reverse stock split, if necessary. The Extension Notice has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Capital Market and, at this time, the Company’s common stock will continue to trade on The Nasdaq Capital Market under the symbol ‘NCPL.’ If at any time before August 26, 2024, the bid price of the Company’s common stock closes at or above $1.00 per share for a minimum of 10 consecutive business days, Nasdaq will notify the Company that it is in compliance with the minimum bid price requirement. However, if compliance with the minimum bid price requirement cannot be demonstrated by August 26, 2024, Nasdaq will notify the Company that its common stock will be delisted from The Nasdaq Capital Market, at which time, the Company may appeal Nasdaq’s determination to a Hearings Panel. The Company intends to monitor the closing bid price of its common stock and may, if appropriate, consider implementing available options, including, but not limited to, implementing a reverse stock split of its outstanding securities during the second compliance period, to regain compliance with the minimum bid price requirement under the Nasdaq Listing Rules. Announcement • Dec 28
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $4 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $4 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 16,000,000
Price\Range: $0.25
Discount Per Security: $0.01875
Security Name: Series A-1 Warrants
Security Type: Equity Warrant
Securities Offered: 16,000,000
Security Name: Series A-2 Warrants
Security Type: Equity Warrant
Securities Offered: 16,000,000
Security Name: Pre-Funded Warrants
Security Type: Equity Warrant
Securities Offered: 11,200,000
Price\Range: $0.249
Discount Per Security: $0.01875 Announcement • Dec 22
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $4 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $4 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 16,000,000
Price\Range: $0.25
Security Name: Series A-1 Warrants
Security Type: Equity Warrant
Securities Offered: 16,000,000
Security Name: Series A-2 Warrants
Security Type: Equity Warrant
Securities Offered: 16,000,000
Security Name: Pre-Funded Warrants
Security Type: Equity Warrant
Securities Offered: 16,000,000 Announcement • Oct 08
Netcapital Inc., Annual General Meeting, Nov 21, 2023 Netcapital Inc., Annual General Meeting, Nov 21, 2023, at 11:00 US Eastern Standard Time. Agenda: To elect members of the Company’s board directors (the “Board”) to serve for a one-year term to expire at the 2024 annual meeting of shareholders; to ratify the appointment of Fruci & Associates II, PLLC (“Fruci”) as its independent registered public accounting firm for the fiscal year ending April 30, 2024; and to consider any other business that may properly come before the 2023 Annual Meeting and any adjournment or postponement thereof. Announcement • Sep 12
Netcapital Inc. to Report Q1, 2024 Results on Sep 14, 2023 Netcapital Inc. announced that they will report Q1, 2024 results After-Market on Sep 14, 2023 Announcement • Sep 02
Netcapital Receives Non-Compliance Notice From Nasdaq On September 1, 2023, Netcapital Inc. (the “Company”) was notified (the “Notification Letter”) by The Nasdaq Stock Market, LLC (“Nasdaq”) that it is not in compliance with the minimum bid price requirements set in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. Based on the closing bid price of the Company’s common stock between July 20, 2023 and August 31, 2023, the Company no longer meets the minimum bid price requirement. The Notification Letter has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Capital Market and, at this time, the common stock will continue to trade on The Nasdaq Capital Market. The Notification Letter provides that the Company has 180 calendar days, or until February 28, 2024, to regain compliance with Nasdaq Listing Rule 5550(a)(2). To regain compliance, the bid price of the Company’s common stock must have a closing bid price of at least $1.00 per share for a minimum of 10 consecutive business days. If the Company does not regain compliance by February 28, 2024, an additional 180 days may be granted to regain compliance, so long as the Company meets The Nasdaq Capital Market continued listing requirement for market value of publicly-held shares and all other initial listing standards for The Nasdaq Capital Market, other than the minimum closing bid price requirement and notifies Nasdaq in writing of its intention to cure the deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If the Company does not qualify for the second compliance period or fails to regain compliance during the second 180-day period, then Nasdaq will notify the Company of its determination to delist the Company’s common stock, at which point the Company will have an opportunity to appeal the delisting determination to a Hearings Panel. The Company intends to monitor the closing bid price of its common stock and may, if appropriate, consider implementing available options, including, but not limited to, implementing a reverse stock split of its outstanding securities, to regain compliance with the minimum bid price requirement under the Nasdaq Listing Rules. Announcement • Jul 22
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.2075 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.2075 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 1,725,000
Price\Range: $0.7
Discount Per Security: $0.049 Announcement • Jul 08
Netcapital Inc. Provides Earnings Guidance for the Fiscal Year 2023 Netcapital Inc. provided earnings guidance for the fiscal year 2023. For the period, the company estimate that net sales will range from $8.3 million to $8.5 million, an increase of approximately $2.9 million, or 53%, using the midpoint of the estimated net sales range when compared with net sales of $5.5 million for the fiscal year ended April 30, 2022 (“fiscal year 2022”). The increase in sales was driven primarily by an increase in consulting fees and operating income will range from $2.1 million to $2.3 million, an increase of $3.2 million, using the midpoint of the estimated range when compared with an operating loss of $1.0 million for fiscal year 2022. Announcement • May 27
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.705 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.705 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 1,100,000
Price\Range: $1.55
Discount Per Security: $0.124
Transaction Features: Registered Direct Offering Announcement • Jan 05
Netcapital Inc. Announces Chief Executive Officer Changes Netcapital Inc. announced the appointment of Company director Martin Kay as Chief Executive Officer, effective January 3, 2023. In addition, the Company also announced that Dr. Cecilia Lenk, CEO of the Company since 2017, will assume the position of CEO of Netcapital Advisors Inc., the Company’s wholly-owned subsidiary. The appointment comes at a timely moment for the Company, as the current economic landscape has many investors reevaluating their portfolios and exploring alternative investment opportunities. Specifically, continued growth in demand among retail investors for exposure to startups and private capital markets more broadly has placed a premium on services provided by the Company, as well as prompted a need for more mature scalability, operations, and connections across the startup, advisor, and investor communities. Martin Kay joined the Company’s board of directors in May 2022, after three decades as a successful leader, investor, advisor, and operator in early-stage digital ventures, including the original napster. Most recently Mr. Kay was a Managing Director with Accenture Strategy, where he led growth engagements for corporate clients and private equity firms. He is a co-founder of Accenture BLOOM, a digital strategy practice that invents, incubates, and scales new growth opportunities in partnership with clients. He was also the global Strategy lead for Accenture's “Cloud First” program, driving innovation, growth, and digital transformation with cloud technologies. Mr. Kay began his career at Bain & Company, where he filled roles of increasing responsibility to become a Partner and lead the global Telecom, Media, and Technology practice. Mr. Kay holds an MA in Physics from Oxford University and an MBA from the Stanford Graduate School of Business. Announcement • Dec 14
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.7458 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $1.7458 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 1,247,000
Price\Range: $1.4 Announcement • Dec 10
Netcapital Inc. Appoints Arnie Scott to its Board of Directors Netcapital Inc. announced the appointment of Arnold D. Scott to its board of directors, effective December 8, 2022. Mr. Scott will serve on the compensation, nominating, and audit committees. As an active participant in the angel investing community of greater Boston for more than ten years, Mr. Scott currently serves as a founding member of the Private Directors Association. Previously, he has served as a member of the board of trustees of Alderson Broaddus University, and as vice chairman of First Commons Bank, chairman of Asset Link International, and director for Sevo Nutraceuticals, Pneuron Corp., and Hub Management Co. He has also served on a number of advisory boards including Vestmark, Successimo, ai Resources, and The Capital Network. Mr. Scott served for over 30 years at MFS Investment Management, retiring as senior executive vice president in 2001. Announcement • Dec 01
Netcapital Inc. to Report Q2, 2023 Results on Dec 12, 2022 Netcapital Inc. announced that they will report Q2, 2023 results at 4:00 PM, US Eastern Standard Time on Dec 12, 2022 Announcement • Sep 02
Netcapital Inc. to Report Q1, 2023 Results on Sep 12, 2022 Netcapital Inc. announced that they will report Q1, 2023 results at 4:00 PM, US Eastern Standard Time on Sep 12, 2022 Announcement • Aug 06
Netcapital Inc. to Report Q4, 2022 Results on Aug 08, 2022 Netcapital Inc. announced that they will report Q4, 2022 results After-Market on Aug 08, 2022 Announcement • Jul 15
Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $10.0015 million. Netcapital Inc. has completed a Follow-on Equity Offering in the amount of $10.0015 million.
Security Name: Common Stock
Security Type: Common Stock
Securities Offered: 1,205,000
Price\Range: $4.15
Discount Per Security: $0.31125
Security Name: Warrants
Security Type: Equity Warrant
Securities Offered: 1,205,000
Price\Range: $4.15
Discount Per Security: $0.31125 Announcement • Jul 14
Netcapital Common Stock Deleted from Other OTC Netcapital Inc. Common Stock deleted from Other OTC effective July 13, 2022. The deletion is due to Market Center Change Listed on NASDAQ. Announcement • May 20
Netcapital Inc. Appoints Martin Kay to the Board Effective May 15, 2022, the Board of Directors of Netcapital Inc. appointed Martin Kay to the Board to fill the vacancy created by Thomas Carmody’s death. Mr. Kay will serve as a director until his successor is duly elected and qualified. Martin Kay, 58, is currently a Managing Director at Accenture Strategy, a position he has held since October 2015. Announcement • May 12
Thomas Carmody Director of Netcapital Inc. Passes Away On May 4, 2022, Thomas Carmody, a director of Netcapital Inc., passed away. Announcement • Feb 26
Netcapital Establishes ATS Partnership with Rialto Markets Netcapital Inc. announced a partnership with Rialto Markets, an innovative registered broker-dealer operating an alternative trading system (ATS). Rialto applies the intelligence of blockchain technology and blockchain-based smart contracts in the form of digital securities to transform the private capital marketplace. In a mutually beneficial agreement, Netcapital.com will leverage Rialto’s ATS to provide issuers and investors with the potential for expanded distribution and liquidity. Rialto will benefit by scaling the volume of issuers and increasing profitability. Announcement • Jan 09
Netcapital Inc. Elevates Carole Murko, Cfa, to the Position of Chief Marketing Office Netcapital Inc. elevated Carole Murko, CFA, age 59, to the position of Chief Marketing Officer. Ms. Murko is a Chartered Financial Analyst who spent nearly 20 years in the financial services industry with her primary focus on marketing complex equity and fixed income strategies to the institutional marketplace for PCM International, State Street Global Advisors and Independence Investments. She has an AB in Economics from Smith College and an MA in International Economics from NYU. Announcement • Dec 23
Phoenix Pharmalabs Announces New Investment Offering with Netcapital Phoenix PharmaLabs announced it has launched its second offering campaign on the Netcapital platform: https://netcapital.com/companies/phoenix. Proceeds from this campaign will further support the development of the company’s lead drug, PPL-103, a non-addictive opioid for acute pain, and help fund the additional development of a second non-addictive compound, PPL-138, targeting chronic pain. Both drugs are expected to enter Phase I clinical trials in 2021. Phoenix PharmaLabs raised more than one million dollars in 2019 through an oversubscribed offering via the Netcapital platform, with hundreds of investors participating in the opportunity. Proceeds of that offering, along with approximately $3 million in grant funding from the U.S. Army Medical Research and Material Command and the NIH/National Institute for Drug Abuse, have been used to conduct various preclinical studies, including NHP (non-human primate) studies at Wake Forest University, as well as manufacturing scale-up of PPL-103. Those trials had been expected to commence late this year, but the COVID-19 pandemic has delayed them until next year. 
