Great Elm Group Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:GEG Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
23 May 24	BuyUS$88,326	Northern Right Capital Management, L.P.	Company	50,000	US$1.77
23 May 24	BuyUS$88,200	Imperial Capital Asset Management LLC	Company	50,000	US$1.77
21 May 24	BuyUS$14,119	James Hugar	Individual	8,004	US$1.78
15 May 24	BuyUS$8,748	James Hugar	Individual	4,809	US$1.82
15 Mar 24	BuyUS$22,129	Imperial Capital Asset Management LLC	Company	11,097	US$2.00
13 Mar 24	BuyUS$37,709	Imperial Capital Asset Management LLC	Company	19,506	US$1.94
07 Mar 24	BuyUS$28,476	Imperial Capital Asset Management LLC	Company	14,607	US$1.96
29 Feb 24	BuyUS$238,539	Imperial Capital Asset Management LLC	Company	124,090	US$1.99
21 Feb 24	BuyUS$26,451	Imperial Capital Asset Management LLC	Company	13,533	US$1.98
28 Nov 23	BuyUS$58,488	Imperial Capital Asset Management LLC	Company	29,244	US$2.00
28 Nov 23	BuyUS$82,765	Imperial Capital Asset Management LLC	Company	40,571	US$2.04
24 Nov 23	BuyUS$78,262	Imperial Capital Asset Management LLC	Company	38,891	US$2.05
15 Nov 23	BuyUS$443,548	Northern Right Capital Management, L.P.	Company	223,384	US$1.99
15 Nov 23	BuyUS$9,975	James Hugar	Individual	5,042	US$1.99

Insider Buying: GEG insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 3.5%.

Top 25 shareholders own 84.36% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
21.2%	Imperial Capital Asset Management LLC	6,379,646	US$11.4m	0.79%	61.42%
14.1%	Northern Right Capital Management, L.P.	4,243,168	US$7.6m	1.19%	2.81%
10.1%	Pine Crest Capital LLC	3,047,108	US$5.4m	0%	no data
4.21%	Kingdon Capital Management, L.L.C.	1,268,907	US$2.3m	-8.64%	0.3%
3.98%	Alden Global Capital LLC	1,200,076	US$2.1m	0%	1.89%
3.41%	The Vanguard Group, Inc.	1,027,102	US$1.8m	-0.84%	no data
3.36%	Cove Street Capital, LLC	1,012,946	US$1.8m	-0.85%	0.66%
2.78%	Arbiter Partners Capital Management, LLC	838,827	US$1.5m	-1.47%	2.26%
2.51%	Jason Reese	756,852	US$1.3m	0%	no data
2.26%	Royce & Associates, LP	682,245	US$1.2m	0%	0.01%
2.15%	Renaissance Technologies LLC	647,271	US$1.2m	-4.03%	no data
1.82%	Adam Kleinman	548,178	US$975.8k	0%	no data
1.45%	Matthew Drapkin	437,146	US$778.1k	121%	no data
1.34%	David Matter	405,311	US$721.5k	22.7%	no data
1.19%	Clayton Partners LLC	360,244	US$641.2k	3.22%	0.54%
1.18%	James Parmelee	355,513	US$632.8k	29.1%	no data
1.12%	Eric Scheyer	339,301	US$604.0k	31%	no data
1.11%	BlackRock, Inc.	336,307	US$598.6k	-0.24%	no data
1.07%	Peter Reed	323,105	US$575.1k	0%	no data
1.02%	James Hugar	307,353	US$547.1k	4.35%	no data
0.82%	Thomas Harbin	248,603	US$442.5k	0%	no data
0.79%	Geode Capital Management, LLC	237,471	US$422.7k	0%	no data
0.58%	Jeffrey Serota	175,145	US$311.8k	0%	no data
0.49%	RBC Dominion Securities Inc., Asset Management Arm	146,478	US$260.7k	0%	no data
0.4%	Nichole Milz	121,008	US$215.4k	0%	no data