First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of FYT?
Owner Type	Number of Shares	Ownership Percentage
Institutions	2,338,457	100%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 0% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
0%	Simplicity Wealth LLC	289,519	US$0	1.59%	1.47%
0%	Blueprint Investment Partners LLC	255,990	US$0	1.76%	2.2%
0%	Wells Fargo & Company, Securities and Brokerage Investments	240,616	US$0	-17.3%	no data
0%	LPL Financial Corporation, Asset Management Arm	236,676	US$0	-10.9%	0.01%
0%	Morgan Stanley, Investment Banking and Brokerage Investments	181,229	US$0	-1.45%	no data
0%	Kingsview Wealth Management, LLC	117,206	US$0	55.6%	0.15%
0%	Royal Bank of Canada, Banking & Securities Investments	85,027	US$0	-49.2%	no data
0%	Private Advisor Group, LLC	78,702	US$0	-7.7%	0.03%
0%	Proactive Wealth Strategies, LLC	78,119	US$0	0%	2.31%
0%	Stifel Asset Management Corp.	70,496	US$0	32%	no data
0%	Envestnet Asset Management, Inc.	65,463	US$0	0.81%	no data
0%	UBS Asset Management AG	53,382	US$0	-2.15%	no data
0%	BB&T Trust	53,131	US$0	3.6%	no data
0%	Regal Investment Advisors LLC	46,878	US$0	-64.9%	0.18%
0%	Citadel Advisors LLC	42,965	US$0	10.6%	no data
0%	Raymond James Financial Services Advisors, Inc.	40,641	US$0	1.03%	no data
0%	Commonwealth Equity Services, LLC	37,280	US$0	-30.9%	no data
0%	Kestra Advisory Services, LLC	30,033	US$0	-2.55%	0.01%
0%	U.S. Bancorp Asset Management, Inc.	26,584	US$0	3.98%	no data
0%	Robert W. Baird & Co. Incorporated, Asset Management Arm	25,145	US$0	0%	no data
0%	Goldman Sachs Group, Investment Banking and Securities Investments	18,448	US$0	105%	no data
0%	Raymond James Financial Inc., Asset Management Arm	16,877	US$0	-78.8%	no data
0%	Tower Research Capital Europe Limited	16,722	US$0	-39.8%	0.02%
0%	Osaic Wealth, Inc. , Asset Management Arm	16,569	US$0	-31.4%	no data
0%	Belpointe Asset Management LLC	14,580	US$0	-10.2%	0.05%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/01/11 22:31
End of Day Share Price	2025/01/10 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund is covered by 0 analysts. 0 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution