Rocket Lab USA Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:RKLB Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
05 Mar 24	SellUS$285,631	Adam Spice	Individual	67,160	US$4.25
05 Mar 24	SellUS$133,519	Arjun Kampani	Individual	31,394	US$4.25
29 Nov 23	SellUS$86,774	Arjun Kampani	Individual	19,443	US$4.46
29 Nov 23	SellUS$257,609	Adam Spice	Individual	57,721	US$4.46
11 Sep 23	SellUS$20,232,000	Equatorial Trust	Company	3,600,000	US$5.62
30 Aug 23	SellUS$241,612	Logiq, Inc.	Company	38,090	US$6.34
25 Aug 23	SellUS$118,749	Arjun Kampani	Individual	20,675	US$5.74
25 Aug 23	SellUS$352,525	Adam Spice	Individual	61,377	US$5.74
06 Jun 23	SellUS$253,445	Logiq, Inc.	Company	50,689	US$5.00
26 May 23	SellUS$100,836	Arjun Kampani	Individual	22,428	US$4.50
26 May 23	SellUS$299,353	Adam Spice	Individual	66,582	US$4.50
17 May 23	SellUS$223,032	Logiq, Inc.	Company	50,689	US$4.40

Insider Trading Volume

Insider Buying: RKLB insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of RKLB?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,172,827	0.444%
Private Companies	51,009,129	10.4%
VC/PE Firms	120,592,174	24.7%
Institutions	155,473,281	31.8%
General Public	159,893,000	32.7%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 2.4%.

Top Shareholders

Top 25 shareholders own 62.87% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
16.3%	Khosla Ventures, LLC	79,853,630	US$297.9m	6.82%	18.84%
10.4%	Equatorial Trust	50,951,250	US$190.0m	0%	no data
8.33%	Deer Management Company, LLC	40,738,544	US$152.0m	0%	11.49%
5.43%	The Vanguard Group, Inc.	26,551,789	US$99.0m	1.73%	no data
4.9%	BlackRock, Inc.	23,964,290	US$89.4m	-2.92%	no data
3.82%	State Street Global Advisors, Inc.	18,701,879	US$69.8m	12.5%	no data
2.07%	DCVC	10,132,385	US$37.8m	246%	19.37%
1.97%	Vector Capital Management, L.P.	9,622,769	US$35.9m	0%	34.56%
1.68%	StepStone Group LP	8,206,916	US$30.6m	0%	6.6%
1.26%	Geode Capital Management, LLC	6,140,460	US$22.9m	5.68%	no data
1%	Citadel Advisors LLC	4,883,424	US$18.2m	144%	0.02%
0.9%	ARK Investment Management LLC	4,414,007	US$16.5m	-1.94%	0.1%
0.68%	American Century Investment Management Inc	3,318,286	US$12.4m	-10.4%	0.01%
0.63%	Dimensional Fund Advisors LP	3,086,744	US$11.5m	145%	no data
0.51%	Northern Trust Global Investments	2,479,805	US$9.2m	-2.4%	no data
0.46%	Morgan Stanley, Investment Banking and Brokerage Investments	2,226,873	US$8.3m	29.7%	no data
0.43%	Charles Schwab Investment Management, Inc.	2,081,839	US$7.8m	0%	no data
0.37%	Merrill Lynch & Co. Inc., Banking Investments	1,799,527	US$6.7m	85.7%	no data
0.3%	Nikko Asset Management Co., Ltd.	1,461,578	US$5.5m	-8.79%	no data
0.29%	BNY Mellon Asset Management	1,437,950	US$5.4m	1.58%	no data
0.28%	Susquehanna International Group, LLP, Asset Management Arm	1,346,737	US$5.0m	45.1%	0.01%
0.23%	Group One Trading LP, Asset Management Arm	1,135,677	US$4.2m	140%	0.13%
0.21%	Tokio Marine Asset Management Co., Ltd.	1,040,100	US$3.9m	0%	0.02%
0.2%	Harvard Management Company, Inc.	1,000,000	US$3.7m	0%	0.25%
0.2%	Voya Investment Management LLC	968,405	US$3.6m	-11.5%	no data