Hanmi Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:HAFC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
01 Feb 24	BuyUS$16,503	Romolo Santarosa	Individual		1,000	US$16.50

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HAFC?
Owner Type	Number of Shares	Ownership Percentage
State or Government	17,316	0.0577%
Individual Insiders	544,119	1.81%
General Public	1,846,844	6.16%
Institutions	27,591,648	92%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 70.47% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14.6%	BlackRock, Inc.	4,368,156	US$110.7m	0%	no data
7.59%	The Vanguard Group, Inc.	2,275,876	US$57.7m	-1.68%	no data
5.82%	Dimensional Fund Advisors LP	1,744,499	US$44.2m	-1.53%	0.01%
5.08%	State Street Global Advisors, Inc.	1,524,303	US$38.6m	-2.76%	no data
3.78%	LSV Asset Management	1,135,481	US$28.8m	1.82%	0.06%
3.13%	AQR Capital Management, LLC	939,121	US$23.8m	-11.9%	0.03%
2.93%	FMR LLC	879,890	US$22.3m	26.1%	no data
2.44%	Geode Capital Management, LLC	731,699	US$18.5m	-1.85%	no data
2.19%	American Century Investment Management Inc	658,041	US$16.7m	13.8%	0.01%
2.14%	Hotchkis and Wiley Capital Management, LLC	641,179	US$16.3m	-19.4%	0.05%
2.05%	JP Morgan Asset Management	614,865	US$15.6m	76.4%	no data
1.99%	Acadian Asset Management LLC	597,165	US$15.1m	23.7%	0.04%
1.9%	Stieven Capital Advisors, L.P.	571,053	US$14.5m	20.6%	2.42%
1.88%	Bridgeway Capital Management, LLC	563,950	US$14.3m	-3.27%	0.22%
1.64%	Goldman Sachs Asset Management, L.P.	491,701	US$12.5m	20.2%	no data
1.49%	BNY Asset Management	448,106	US$11.4m	-0.73%	no data
1.32%	Assenagon Asset Management S.A.	395,244	US$10.0m	66.5%	0.02%
1.31%	Morgan Stanley, Investment Banking and Brokerage Investments	392,317	US$9.9m	24.3%	no data
1.28%	Charles Schwab Investment Management, Inc.	384,232	US$9.7m	-9.86%	no data
1.25%	Arrowstreet Capital, Limited Partnership	373,826	US$9.5m	14.9%	0.01%
1.09%	Eaton Vance Management	326,357	US$8.3m	11.5%	no data
1.02%	Northern Trust Global Investments	306,827	US$7.8m	-1%	no data
0.99%	Columbia Management Investment Advisers, LLC	296,890	US$7.5m	-8.32%	no data
0.83%	Goldman Sachs Group, Investment Banking and Securities Investments	248,262	US$6.3m	0.92%	no data
0.77%	Renaissance Technologies LLC	231,372	US$5.9m	34.1%	0.01%