Hanmi Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:HAFC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
01 Feb 24	BuyUS$16,503	Romolo Santarosa	Individual		1,000	US$16.50

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HAFC?
Owner Type	Number of Shares	Ownership Percentage
State or Government	8,332	0.0278%
Individual Insiders	544,119	1.81%
General Public	1,953,353	6.51%
Institutions	27,494,506	91.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 69.22% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14.6%	BlackRock, Inc.	4,368,156	US$100.1m	-2.4%	no data
7.72%	The Vanguard Group, Inc.	2,314,715	US$53.1m	2.64%	no data
5.81%	Dimensional Fund Advisors LP	1,744,499	US$40.0m	-1.53%	0.01%
5.22%	State Street Global Advisors, Inc.	1,567,489	US$35.9m	-7.08%	no data
3.72%	LSV Asset Management	1,115,189	US$25.6m	-0.33%	0.05%
3.55%	AQR Capital Management, LLC	1,065,585	US$24.4m	32.1%	0.04%
2.65%	Hotchkis and Wiley Capital Management, LLC	795,469	US$18.2m	6.85%	0.06%
2.48%	Geode Capital Management, LLC	745,462	US$17.1m	3.94%	no data
2.33%	FMR LLC	697,791	US$16.0m	8.75%	no data
1.94%	Bridgeway Capital Management, LLC	583,040	US$13.4m	14.1%	0.22%
1.93%	American Century Investment Management Inc	578,155	US$13.3m	16.6%	0.01%
1.61%	Acadian Asset Management LLC	482,698	US$11.1m	71.8%	0.03%
1.58%	Stieven Capital Advisors, L.P.	473,553	US$10.9m	19.2%	2.02%
1.5%	BNY Asset Management	451,399	US$10.3m	3.94%	no data
1.42%	Charles Schwab Investment Management, Inc.	426,279	US$9.8m	0%	no data
1.36%	Goldman Sachs Asset Management, L.P.	408,988	US$9.4m	1.81%	no data
1.32%	Assenagon Asset Management S.A.	395,244	US$9.1m	66.5%	0.02%
1.18%	Millennium Management LLC	353,318	US$8.1m	-17.3%	0.01%
1.16%	JP Morgan Asset Management	348,612	US$8.0m	102%	no data
1.08%	Arrowstreet Capital, Limited Partnership	325,343	US$7.5m	-18.7%	0.01%
1.08%	Columbia Management Investment Advisers, LLC	323,837	US$7.4m	-3.58%	no data
1.05%	Morgan Stanley, Investment Banking and Brokerage Investments	315,721	US$7.2m	-23.2%	no data
1.03%	Northern Trust Global Investments	309,924	US$7.1m	-7%	no data
0.98%	Eaton Vance Management	292,638	US$6.7m	0%	no data
0.94%	D. E. Shaw & Co., L.P.	282,721	US$6.5m	-8.3%	0.01%