Hanmi Financial Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:HAFC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
01 Feb 24	BuyUS$16,503	Romolo Santarosa	Individual		1,000	US$16.50

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of HAFC?
Owner Type	Number of Shares	Ownership Percentage
State or Government	17,316	0.0577%
Individual Insiders	544,119	1.81%
General Public	1,835,282	6.12%
Institutions	27,603,210	92%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 70.66% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14.8%	BlackRock, Inc.	4,426,219	US$104.6m	1.33%	no data
7.59%	The Vanguard Group, Inc.	2,275,876	US$53.8m	-1.68%	no data
5.82%	Dimensional Fund Advisors LP	1,744,499	US$41.2m	-1.53%	0.01%
5.08%	State Street Global Advisors, Inc.	1,524,303	US$36.0m	-2.76%	no data
3.78%	LSV Asset Management	1,135,481	US$26.8m	1.82%	0.05%
3.13%	AQR Capital Management, LLC	939,121	US$22.2m	-11.9%	0.03%
2.93%	FMR LLC	879,890	US$20.8m	26.1%	no data
2.44%	Geode Capital Management, LLC	731,699	US$17.3m	-1.85%	no data
2.19%	American Century Investment Management Inc	658,041	US$15.6m	13.8%	0.01%
2.14%	Hotchkis and Wiley Capital Management, LLC	641,179	US$15.2m	-19.4%	0.05%
2.05%	JP Morgan Asset Management	614,865	US$14.5m	76.4%	no data
1.99%	Acadian Asset Management LLC	597,165	US$14.1m	23.7%	0.03%
1.9%	Stieven Capital Advisors, L.P.	571,053	US$13.5m	20.6%	2.43%
1.88%	Bridgeway Capital Management, LLC	563,950	US$13.3m	-3.27%	0.21%
1.64%	Goldman Sachs Asset Management, L.P.	491,701	US$11.6m	20.2%	no data
1.49%	BNY Asset Management	448,106	US$10.6m	-0.73%	no data
1.32%	Assenagon Asset Management S.A.	395,244	US$9.3m	66.5%	0.02%
1.31%	Morgan Stanley, Investment Banking and Brokerage Investments	392,317	US$9.3m	24.3%	no data
1.28%	Charles Schwab Investment Management, Inc.	384,232	US$9.1m	-9.86%	no data
1.25%	Arrowstreet Capital, Limited Partnership	373,826	US$8.8m	14.9%	0.01%
1.09%	Eaton Vance Management	326,357	US$7.7m	11.5%	no data
1.02%	Northern Trust Global Investments	306,827	US$7.3m	-1%	no data
0.99%	Columbia Management Investment Advisers, LLC	296,890	US$7.0m	-8.32%	no data
0.83%	Goldman Sachs Group, Investment Banking and Securities Investments	248,262	US$5.9m	0.92%	no data
0.77%	Renaissance Technologies LLC	231,372	US$5.5m	34.1%	0.01%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/22 03:12
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Hanmi Financial Corporation is covered by 15 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Siddharth Kariwala	BofA Global Research
Joseph Gladue	B. Riley Securities, Inc.
Gary Tenner	D.A. Davidson & Co.