Cathay General Bancorp Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:CATY Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
29 Jan 24	SellUS$304,151	Anthony Tang	Individual	7,000	US$43.45
03 Nov 23	SellUS$224,543	Kim Bingham	Individual	6,000	US$37.42
25 Apr 23	BuyUS$213,500	Richard Sun	Individual	6,100	US$35.00

Insider Trading Volume

Insider Buying: CATY insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of CATY?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	20,085	0.0276%
State or Government	36,471	0.0502%
Individual Insiders	3,400,707	4.68%
General Public	14,713,235	20.2%
Institutions	54,517,693	75%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 65.85% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
14.7%	BlackRock, Inc.	10,656,594	US$371.8m	11.2%	0.01%
11.4%	The Vanguard Group, Inc.	8,254,816	US$288.0m	2.43%	0.01%
5.3%	Dimensional Fund Advisors LP	3,850,356	US$134.3m	4.06%	0.03%
5.07%	State Street Global Advisors, Inc.	3,687,347	US$128.7m	16.6%	0.01%
2.82%	Charles Schwab Investment Management, Inc.	2,053,405	US$71.6m	0%	0.01%
2.18%	Geode Capital Management, LLC	1,587,545	US$55.4m	4.54%	0.01%
2.14%	Massachusetts Financial Services Company	1,556,633	US$54.3m	-5.91%	0.01%
2.05%	Principal Global Investors, LLC	1,489,573	US$52.0m	-3.3%	0.03%
1.71%	T. Rowe Price Group, Inc.	1,243,997	US$43.4m	8.07%	no data
1.45%	LSV Asset Management	1,053,340	US$36.8m	-7.91%	0.07%
1.4%	Northern Trust Global Investments	1,020,707	US$35.6m	0.6%	0.01%
1.38%	Goldman Sachs Group, Investment Banking and Securities Investments	1,003,760	US$35.0m	-54.5%	0.02%
1.34%	Anthony Tang	975,612	US$34.0m	-0.17%	no data
1.34%	Invesco Ltd.	972,781	US$33.9m	18%	0.01%
1.34%	Boston Trust Walden Company	970,537	US$33.9m	0.35%	0.26%
1.21%	BNY Mellon Asset Management	882,410	US$30.8m	1.75%	0.01%
1.19%	American Century Investment Management Inc	868,519	US$30.3m	17.6%	0.02%
1.19%	First Trust Advisors LP	861,364	US$30.1m	18.4%	0.03%
1.14%	Dunson Cheng	831,887	US$29.0m	4.58%	no data
1.1%	GW&K Investment Management, LLC	798,849	US$27.9m	-6.25%	0.26%
1.07%	Norges Bank Investment Management	775,481	US$27.1m	5.55%	no data
1.06%	Peter Wu	772,153	US$26.9m	0.31%	no data
1.04%	Columbia Management Investment Advisers, LLC	755,434	US$26.4m	-10.1%	0.01%
0.73%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	527,971	US$18.4m	-17.6%	0.01%
0.57%	The Glenmede Trust Company, National Association	412,666	US$14.4m	-2.65%	0.08%