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NeuBase Therapeutics Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of NBSE *?
Owner Type	Number of Shares	Ownership Percentage
Hedge Funds	2,727,027	8.07%
Individual Insiders	2,861,754	8.46%
Institutions	8,056,827	23.8%
General Public	20,164,748	59.6%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 4.8%.

Top Shareholders

Top 25 shareholders own 38.96% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.12%	Dietrich Stephan	2,745,594	Mex$8.9m	31.3%	no data
8.07%	Greenlight Capital, Inc.	2,727,027	Mex$8.8m	0%	0.02%
4.43%	Kershner Trading Group LLC, Asset Management Arm	1,497,226	Mex$4.8m	0%	4.93%
3.7%	Point72 Asset Management, L.P.	1,250,000	Mex$4.0m	0%	no data
2.96%	Decheng Capital LLC	1,000,000	Mex$3.2m	0%	0.08%
2.78%	Carnegie Mellon University Endowment Arm	939,412	Mex$3.0m	0%	0.11%
1.88%	Polar Asset Management Partners Inc.	634,618	Mex$2.0m	0%	no data
1.51%	Kestra Advisory Services, LLC	509,678	Mex$1.6m	0%	no data
1.11%	The Vanguard Group, Inc.	376,758	Mex$1.2m	-60.2%	no data
0.92%	Prelude Capital Management, LLC	311,000	Mex$1.0m	0%	no data
0.69%	Geode Capital Management, LLC	233,973	Mex$755.8k	0%	no data
0.51%	Renaissance Technologies LLC	172,628	Mex$557.6k	-39.5%	no data
0.39%	Perkins Capital Management, Inc.	132,500	Mex$428.0k	33.8%	0.02%
0.35%	CM Management, LLC	120,000	Mex$387.6k	-65.7%	0.02%
0.24%	Waldron Wealth Management, LLC, Asset Management Arm	79,620	Mex$257.2k	0%	no data
0.23%	BlackRock, Inc.	76,372	Mex$246.7k	2.69%	no data
0.2%	State Street Global Advisors, Inc.	68,687	Mex$221.9k	0%	no data
0.16%	Northern Trust Global Investments	54,926	Mex$177.4k	0%	no data
0.13%	Eric Richman	44,960	Mex$145.2k	0%	no data
0.12%	Virtu Financial LLC, Asset Management Arm	40,619	Mex$131.2k	0%	no data
0.11%	Bank of America Corporation, Asset Management Arm	38,119	Mex$123.1k	16,200%	no data
0.089%	Todd Branning	30,000	Mex$96.9k	0%	no data
0.089%	Dov Goldstein	30,000	Mex$96.9k	0%	no data
0.089%	Davenport Asset Management	30,000	Mex$96.9k	-25.9%	no data
0.088%	Charles Schwab Investment Management, Inc.	29,716	Mex$96.0k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2023/06/13 12:09
End of Day Share Price	2023/03/16 00:00
Earnings	2023/03/31
Annual Earnings	2022/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

NeuBase Therapeutics, Inc. is covered by 6 analysts. 2 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Thomas Shrader	BTIG
Whitney Ijem	Guggenheim Securities, LLC
Raghuram Selvaraju	H.C. Wainwright & Co.