First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of FTA *?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	3,460	0.0302%
Institutions	11,448,292	100%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 0% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
0%	Morgan Stanley, Investment Banking and Brokerage Investments	2,311,927	Mex$0	-10.6%	0.02%
0%	UBS Asset Management AG	1,043,201	Mex$0	4.87%	0.01%
0%	LPL Financial Corporation, Asset Management Arm	907,227	Mex$0	-4.17%	0.04%
0%	Envestnet Asset Management, Inc.	585,233	Mex$0	-19.8%	0.02%
0%	Wells Fargo & Company, Securities and Brokerage Investments	288,470	Mex$0	-17%	0.01%
0%	Merrill Lynch & Co. Inc., Banking Investments	264,585	Mex$0	-9.74%	0.01%
0%	Royal Bank of Canada, Banking & Securities Investments	263,198	Mex$0	-9.11%	0.01%
0%	Kingsview Wealth Management, LLC	254,131	Mex$0	39.2%	0.57%
0%	Raymond James Financial Services Advisors, Inc.	251,790	Mex$0	-15.3%	0.03%
0%	Midwest Heritage Financial Advisors	239,574	Mex$0	-7.43%	11.48%
0%	Private Advisor Group, LLC	225,732	Mex$0	-0.5%	0.12%
0%	Raymond James Financial Inc., Asset Management Arm	207,171	Mex$0	-17.3%	0.01%
0%	Integrated Wealth Concepts LLC	196,132	Mex$0	-0.59%	0.22%
0%	Cetera Financial Holdings, Inc., Asset Management Arm	187,357	Mex$0	-1.11%	0.05%
0%	Cambridge Investment Research Advisors, Inc.	156,084	Mex$0	29.4%	0.05%
0%	Wilcoxson Wealth Management	153,729	Mex$0	11.7%	0.02%
0%	Avantax Advisory Services, Inc.	137,656	Mex$0	-5.97%	0.1%
0%	Holistic Financial Partners LLC, Asset Management Arm	125,999	Mex$0	-5.35%	5.03%
0%	Cetera Investment Advisers LLC	121,265	Mex$0	-3.39%	0.07%
0%	Vestmark Advisory Solutions, Inc.	117,877	Mex$0	1.99%	0.42%
0%	Vision2020 Wealth Management Corp.	115,664	Mex$0	-39.5%	0.06%
0%	Regal Investment Advisors LLC	110,893	Mex$0	-1.5%	0.59%
0%	BB&T Trust	105,929	Mex$0	-44.7%	0.01%
0%	AE Wealth Management, LLC	102,655	Mex$0	2.09%	0.04%
0%	Snowden Capital Advisors LLC	101,398	Mex$0	-19.4%	0.26%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/03/16 18:02
End of Day Share Price	2023/12/18 00:00
Earnings	N/A
Annual Earnings	N/A

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund is covered by 0 analysts. of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution