Applied Optoelectronics Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

LSE:0HGV Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
03 Dec 24	SellUS$430,807	William Yeh	Individual	10,000	US$43.08
02 Dec 24	SellUS$405,919	Elizabeth Loboa	Individual	9,790	US$41.46
29 Nov 24	SellUS$391,600	Min-Chu Chen	Individual	9,790	US$40.00
26 Nov 24	SellUS$303,430	Richard Black	Individual	8,162	US$37.18
21 Nov 24	SellUS$493,117	Elizabeth Loboa	Individual	13,494	US$36.54
20 Nov 24	SellUS$157,784	Stefan Murry	Individual	5,000	US$31.56
20 Nov 24	SellUS$616,832	Hung-Lun Chang	Individual	20,323	US$30.35
14 May 24	BuyUS$103,292	William Yeh	Individual	9,800	US$10.54
18 Mar 24	BuyUS$398,283	Che-Wei Lin	Individual	31,370	US$12.70
18 Mar 24	BuyUS$149,169	Chih-Hsiang Lin	Individual	11,780	US$12.66
18 Mar 24	BuyUS$102,000	William Yeh	Individual	8,000	US$12.75
27 Feb 24	BuyUS$152,900	William Yeh	Individual	10,000	US$15.29

Insider Trading Volume

Insider Buying: 0HGV insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of 0HGV?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,312,653	4.68%
General Public	14,368,437	29.1%
Institutions	32,711,729	66.2%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 37.2%.

Top Shareholders

Top 25 shareholders own 53.73% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
6.15%	BlackRock, Inc.	3,037,392	US$84.8m	0.82%	no data
4.61%	D. E. Shaw & Co., L.P.	2,277,130	US$63.6m	1,490%	0.08%
4.43%	The Vanguard Group, Inc.	2,187,824	US$61.1m	1.52%	no data
3.23%	Royce & Associates, LP	1,596,545	US$44.6m	47.7%	0.37%
3.08%	Driehaus Capital Management LLC	1,522,048	US$42.5m	80.8%	0.25%
2.69%	Westfield Capital Management Company, L.P.	1,329,093	US$37.1m	0%	0.15%
2.54%	Shellback Capital, LP	1,254,438	US$35.0m	20.7%	2.46%
2.28%	Whale Rock Capital Management LLC	1,128,238	US$31.5m	0%	0.33%
2.09%	Columbia Management Investment Advisers, LLC	1,032,276	US$28.8m	-52.1%	0.01%
1.96%	Chih-Hsiang Lin	966,061	US$27.0m	7.95%	no data
1.9%	Emerald Advisers, LLC	936,612	US$26.2m	2.72%	0.54%
1.84%	Geode Capital Management, LLC	909,559	US$25.4m	7.09%	no data
1.8%	State Street Global Advisors, Inc.	887,259	US$24.8m	27.7%	no data
1.75%	Oberweis Asset Management, Inc.	865,915	US$24.2m	0%	0.89%
1.71%	Yong Rong (HK) Asset Management Limited	846,000	US$23.6m	0%	4.79%
1.52%	Alyeska Investment Group, L.P.	750,000	US$20.9m	-35.4%	0.1%
1.43%	Intrinsic Edge Capital Management LLC	705,431	US$19.7m	0%	2.12%
1.33%	Portolan Capital Management, LLC	658,592	US$18.4m	-21.7%	1.23%
1.3%	Centerbook Partners LP	642,216	US$17.9m	-9.11%	1.04%
1.23%	Millennium Management LLC	608,151	US$17.0m	0%	0.01%
1.09%	Invesco Capital Management LLC	539,076	US$15.1m	2,710%	0.01%
1.08%	Two Sigma Investments, LP	532,606	US$14.9m	77%	0.03%
1.03%	Dimensional Fund Advisors LP	507,632	US$14.2m	-17.7%	no data
0.92%	JAT Capital Management LP	452,155	US$12.6m	0%	1.6%
0.74%	Capital Fund Management S.A.	365,683	US$10.2m	-13.2%	0.11%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/02/03 14:38
End of Day Share Price	2025/01/31 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Applied Optoelectronics, Inc. is covered by 13 analysts. 4 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
null null	Argus Research Company
Ku Kang	B. Riley Securities, Inc.
Richard Shannon	Craig-Hallum Capital Group LLC