Adverum Biotechnologies Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

LSE:0HA3 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
30 Jul 24	BuyUS$613,470	BML Capital Management, LLC	Company	85,800	US$7.15
18 Jul 24	BuyUS$1,785,662	BML Capital Management, LLC	Company	216,264	US$9.11
07 Feb 24	BuyUS$175,500	Mark Lupher	Individual	13,000	US$13.50
07 Feb 24	BuyUS$135,000	James Scopa	Individual	10,000	US$13.50

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 0HA3?
Owner Type	Number of Shares	Ownership Percentage
General Public	910,329	4.38%
Hedge Funds	2,268,064	10.9%
Individual Insiders	2,422,149	11.6%
VC/PE Firms	4,544,631	21.8%
Institutions	10,657,290	51.2%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 105.9%.

Top Shareholders

Top 25 shareholders own 90.21% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
10.9%	BML Capital Management, LLC	2,268,064	US$10.3m	15.4%	5.45%
9.65%	TCG Crossover Management, LLC	2,008,339	US$9.1m	0%	0.82%
8.46%	Franklin Resources, Inc.	1,760,056	US$8.0m	0%	no data
7.17%	BlackRock, Inc.	1,490,709	US$6.7m	5.77%	no data
7.05%	VR Adviser, LLC	1,467,048	US$6.6m	0%	0.34%
5.37%	Augustus Stern	1,116,628	US$5.0m	0%	no data
5.14%	Frazier Life Sciences Management, LP	1,069,244	US$4.8m	0%	0.19%
5.07%	PrIncipia Wealth Advisory, LLC	1,055,103	US$4.8m	0%	no data
5.05%	Rush Bradford	1,050,000	US$4.7m	0%	no data
4.94%	The Vanguard Group, Inc.	1,027,654	US$4.6m	1.8%	no data
2.6%	5AM Venture Management, LLC	541,666	US$2.4m	0%	0.53%
2.44%	Versant Venture Management, LLC	506,821	US$2.3m	0%	0.98%
2.11%	Geode Capital Management, LLC	439,056	US$2.0m	-3.67%	no data
2%	Logos Global Management, L.P.	416,666	US$1.9m	0%	0.24%
1.98%	Goldman Sachs Group, Investment Banking and Securities Investments	412,371	US$1.9m	3.89%	no data
1.78%	State Street Global Advisors, Inc.	369,616	US$1.7m	32.7%	no data
1.48%	Pale Fire Capital SE	308,371	US$1.4m	0%	0.23%
1.38%	Soleus Capital Management, L.P.	287,246	US$1.3m	95.1%	0.1%
1.13%	FMR LLC	234,711	US$1.1m	-63.2%	no data
1.05%	Vivo Capital, LLC	218,895	US$989.4k	-73.7%	0.08%
0.99%	Dimensional Fund Advisors LP	206,743	US$934.5k	-7.47%	no data
0.83%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	173,677	US$785.0k	153%	no data
0.75%	Northern Trust Global Investments	154,997	US$700.6k	229%	no data
0.5%	Braden Leonard	104,800	US$473.7k	16.4%	no data
0.38%	Morgan Stanley, Investment Banking and Brokerage Investments	78,262	US$353.7k	-36.6%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/01/10 21:32
End of Day Share Price	2025/01/10 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Adverum Biotechnologies, Inc. is covered by 21 analysts. 8 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Alethia Young	Cantor Fitzgerald & Co.
Gbolahan Amusa Benz	Chardan Capital Markets, LLC
Daniil Gataulin	Chardan Capital Markets, LLC