Hercules Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

LSE:0J4M Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
06 Aug 24	BuyUS$104,885	Thomas Fallon	Individual	5,723	US$18.33
06 Aug 24	BuyUS$104,592	Gayle Crowell	Individual	5,790	US$18.06
06 Aug 24	BuyUS$28,997	Nikos Theodosopoulos	Individual	1,608	US$18.03
06 Aug 24	BuyUS$104,661	DeAnne Aguirre	Individual	5,660	US$18.49
06 Aug 24	BuyUS$104,676	Wade Loo	Individual	5,645	US$18.54
06 Aug 24	BuyUS$52,378	Pam Randhawa	Individual	2,898	US$18.07
25 Jun 24	BuyUS$14,067	Gayle Crowell	Individual	701.6	US$20.05

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 0J4M?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,947,118	1.84%
VC/PE Firms	9,411,490	5.88%
Institutions	32,294,699	20.2%
General Public	115,537,413	72.1%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.3%.

Top Shareholders

Top 25 shareholders own 18.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.88%	Kingdom Holding Company	9,411,490	US$180.8m	0%	5.09%
1.94%	Van Eck Associates Corporation	3,115,419	US$59.8m	10.3%	0.07%
1.71%	Sound Income Strategies, LLC	2,737,345	US$52.6m	1.77%	3.71%
1.34%	Scott Bluestein	2,139,179	US$41.1m	-1.02%	no data
0.77%	Morgan Stanley, Investment Banking and Brokerage Investments	1,240,049	US$23.8m	6.2%	no data
0.73%	Legal & General Investment Management Limited	1,171,517	US$22.5m	-6.61%	no data
0.62%	LPL Financial Corporation, Asset Management Arm	986,915	US$19.0m	15.3%	0.01%
0.6%	Advisors Capital Management, LLC	955,600	US$18.4m	0.98%	0.3%
0.46%	Melia Wealth LLC	743,573	US$14.3m	1.57%	7.71%
0.44%	BlackRock, Inc.	703,352	US$13.5m	7.89%	no data
0.41%	Wells Fargo & Company, Securities and Brokerage Investments	654,838	US$12.6m	-0.43%	no data
0.37%	Gilman Hill Asset Management, LLC	597,707	US$11.5m	-1.64%	2.02%
0.29%	Two Sigma Advisers, LP	460,200	US$8.8m	-45%	0.02%
0.29%	Two Sigma Investments, LP	457,677	US$8.8m	-21.9%	0.02%
0.27%	City National Rochdale, LLC	428,471	US$8.2m	2.36%	0.02%
0.27%	Cain, Watters & Associates, LLC	424,669	US$8.2m	17.3%	0.74%
0.25%	Muzinich & Co., Inc.	408,362	US$7.8m	9.93%	5.21%
0.25%	Advisors Asset Management, Inc.	406,985	US$7.8m	9.33%	0.14%
0.25%	Nikko Asset Management Co., Ltd.	401,133	US$7.7m	10.1%	no data
0.25%	Citadel Advisors LLC	392,948	US$7.5m	189%	0.01%
0.24%	Putnam LLC	387,225	US$7.4m	28%	0.01%
0.24%	Confluence Investment Management LLC	380,452	US$7.3m	0.24%	0.1%
0.23%	Stifel Asset Management Corp.	372,692	US$7.2m	-4.37%	0.01%
0.22%	Denali Advisors, LLC	358,580	US$6.9m	0%	0.74%
0.22%	S&T Bank, Wealth Management Group	357,127	US$6.9m	-7.76%	1.85%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/23 11:29
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Hercules Capital, Inc. is covered by 27 analysts. 8 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Bryce Rowe	Baird
Vernon Plack	BB&T Capital Markets
Sarkis Sherbetchyan	B. Riley Securities, Inc.