UpHealth Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:5XV Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
21 May 24	Sell€7,344	Agnes Rey-Giraud	Individual		13,282	€0.56

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 5XV?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	269,958	1.79%
VC/PE Firms	1,065,509	7.08%
Institutions	1,123,112	7.46%
General Public	4,459,944	29.6%
Individual Insiders	8,135,908	54%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 4.4%.

Top Shareholders

Top 25 shareholders own 69.11% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
25.6%	Chirinjeev Kathuria	3,851,747	€7.4m	0.06%	no data
7.08%	Kayne Anderson Capital Advisors, L.P.	1,065,509	€2.0m	107%	0.06%
5.02%	Ramesh Balakrishnan	756,143	€1.5m	6.02%	no data
4.48%	Mariya Pylypiv	674,103	€1.3m	1.43%	no data
4.06%	Syed Azim	611,684	€1.2m	0%	no data
3.35%	Jeffery Bray	503,918	€966.5k	26.4%	no data
3.08%	Avishay Katz	463,229	€888.5k	1.03%	no data
2.51%	John Parsons	377,942	€724.9k	-70.8%	no data
2.21%	Martin S. Beck	333,454	€639.6k	3.24%	no data
1.81%	The Vanguard Group, Inc.	272,270	€522.2k	0.04%	no data
1.79%	The Anais Bray Protective Irrevocable Trust	269,958	€517.8k	-58.3%	no data
1.61%	Independent Financial Partners	242,000	€464.2k	999%	0.01%
0.94%	LPL Financial Corporation, Asset Management Arm	141,159	€270.7k	0%	no data
0.93%	Jacque Butler	140,380	€269.2k	0%	no data
0.79%	Alfonso Gatmaitan	118,346	€227.0k	0%	no data
0.7%	James Edwards	105,056	€201.5k	0%	no data
0.64%	Azfar Malik	96,246	€184.6k	0%	no data
0.46%	LMR Partners LLP	70,000	€134.3k	0%	no data
0.4%	Renaissance Technologies LLC	60,356	€115.8k	0.75%	no data
0.33%	Marathon Asset Management, LP	50,000	€95.9k	-50%	0.02%
0.33%	Geode Capital Management, LLC	49,674	€95.3k	-6.78%	no data
0.32%	Alexandra Bray	47,550	€91.2k	0%	no data
0.27%	Coastal Bridge Advisors, LLC	40,000	€76.7k	0%	0.02%
0.24%	CAZ Investments L.P.	36,626	€70.2k	0%	0.21%
0.17%	State Street Global Advisors, Inc.	26,021	€49.9k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2023/03/08 02:34
End of Day Share Price	2022/12/09 00:00
Earnings	2022/12/31
Annual Earnings	2022/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

UpHealth, Inc. is covered by 6 analysts. 3 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Benjamin Haynor	Alliance Global Partners
William Sutherland	Benchmark Company
Eugene Mannheimer	Colliers Securities