Capital Southwest Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:SFW Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
12 Dec 24	Buy€5,403	Ramona Rogers-Windsor	Individual	250	€21.61
08 Nov 24	Buy€5,519	Christine Battist	Individual	256	€21.56
07 Nov 24	Buy€10,693	Ramona Rogers-Windsor	Individual	500	€21.39
16 Sep 24	Buy€5,625	Ramona Rogers-Windsor	Individual	250	€22.50
09 Aug 24	Buy€8,897	Christine Battist	Individual	406	€21.91
28 Jun 24	Buy€4,877	Ramona Rogers-Windsor	Individual	200	€24.39
21 Jun 24	Buy€4,602	Christine Battist	Individual	197	€23.36
03 Jun 24	Buy€223,348	William Thomas	Individual	9,400	€23.76
29 May 24	Buy€4,482	Christine Battist	Individual	192	€23.35
23 May 24	Buy€11,849	Ramona Rogers-Windsor	Individual	500	€23.70

Insider Trading Volume

Insider Buying: SFW insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of SFW?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,097,654	4.4%
Institutions	11,586,246	24.3%
General Public	34,002,785	71.3%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 19.4%.

Top Shareholders

Top 25 shareholders own 21.57% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
2.42%	Van Eck Associates Corporation	1,152,153	€24.6m	8.77%	0.03%
1.42%	Bowen Diehl	678,424	€14.5m	0%	no data
1.42%	Punch & Associates Investment Management, Inc.	675,583	€14.4m	0.86%	0.82%
1.39%	Two Sigma Advisers, LP	660,600	€14.1m	-11.7%	0.03%
1.35%	Zuckerman Investment Group, LLC	641,459	€13.7m	0.13%	1.4%
1.33%	Sanders Morris Harris,Asset Managemnet arm	636,164	€13.6m	-0.83%	2.24%
1.26%	William Thomas	600,090	€12.8m	0.35%	no data
1.18%	Sound Income Strategies, LLC	562,079	€12.0m	1.2%	0.87%
0.99%	Two Sigma Investments, LP	473,718	€10.1m	-15.7%	0.02%
0.86%	Michael Sarner	409,427	€8.7m	0%	no data
0.84%	Invesco Capital Management LLC	399,349	€8.5m	15.8%	no data
0.82%	Melia Wealth LLC	388,750	€8.3m	2.47%	4.62%
0.81%	Harbor Capital Advisors, Inc.	387,647	€8.3m	147%	0.36%
0.7%	Legal & General Investment Management Limited	332,423	€7.1m	-1.72%	no data
0.68%	Cain, Watters & Associates, LLC	322,707	€6.9m	17.6%	0.65%
0.64%	First Manhattan Co. LLC	306,850	€6.5m	-14.8%	0.02%
0.53%	Joshua Weinstein	253,240	€5.4m	0%	no data
0.44%	Hennion & Walsh Asset Management, Inc.	209,808	€4.5m	-10%	0.22%
0.42%	BlackRock, Inc.	199,049	€4.2m	21.4%	no data
0.4%	LPL Financial Corporation, Asset Management Arm	191,996	€4.1m	6.07%	no data
0.38%	Advisors Asset Management, Inc.	182,606	€3.9m	7.31%	0.07%
0.37%	Grace & White, Inc.	176,597	€3.8m	0%	0.75%
0.34%	Morgan Stanley, Investment Banking and Brokerage Investments	163,244	€3.5m	-1.14%	no data
0.32%	Putnam LLC	154,038	€3.3m	24.6%	no data
0.27%	Raymond James Financial Services Advisors, Inc.	128,650	€2.7m	12.2%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/01/10 17:15
End of Day Share Price	2025/01/09 00:00
Earnings	2024/09/30
Annual Earnings	2024/03/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Capital Southwest Corporation is covered by 10 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Bryce Rowe	Baird
Bryce Rowe	B. Riley Securities, Inc.
Mitchel Penn	Janney Montgomery Scott LLC