PhenixFIN Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:Q29 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
18 Dec 24	Buy€590,160	David Lorber	Individual	12,871	€45.93
20 Jun 24	Buy€41,274	David Lorber	Individual	958	€43.30
14 Jun 24	Buy€29,104	David Lorber	Individual	692	€42.15
14 Jun 24	Buy€42,182	Ellida McMillan	Individual	1,000	€42.18
12 Jun 24	Buy€11,949	David Lorber	Individual	289	€41.34
11 Mar 24	Buy€9,267	Ellida McMillan	Individual	225	€41.19
01 Mar 24	Buy€811,736	David Lorber	Individual	19,494	€41.64
27 Feb 24	Buy€91,724	David Lorber	Individual	2,227	€41.44
26 Feb 24	Buy€7,108	David Lorber	Individual	175	€40.61

Insider Trading Volume

Insider Buying: Q29 insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of Q29?
Owner Type	Number of Shares	Ownership Percentage
Hedge Funds	117,885	5.84%
Institutions	407,947	20.2%
Individual Insiders	411,015	20.3%
General Public	1,082,931	53.6%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 46.38% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
13.1%	Howard Amster	263,536	€12.9m	-2.56%	no data
7.41%	Adalta Capital Management LLC	149,603	€7.3m	-0.2%	3.89%
7.04%	David Lorber	142,143	€7.0m	9.96%	no data
5.84%	22NW, LP	117,885	€5.8m	0%	3.95%
4.04%	FrontFour Capital Group LLC	81,662	€4.0m	0%	16.99%
3.21%	Morgan Stanley, Investment Banking and Brokerage Investments	64,792	€3.2m	-2.3%	no data
3.18%	American Money Management Corporation	64,327	€3.2m	0%	0.56%
0.78%	Legal & General Investment Management Limited	15,777	€773.6k	-4.83%	no data
0.76%	Raymond James Financial Services Advisors, Inc.	15,425	€756.3k	85.5%	no data
0.32%	RBC Private Counsel (USA) Inc.	6,400	€313.8k	0%	no data
0.12%	Lombard Odier Darier Hentsch & Cie Asset Management	2,500	€122.6k	0%	no data
0.12%	Ellida McMillan	2,336	€114.5k	0%	no data
0.11%	Securities America Advisors, Inc.	2,280	€111.8k	0%	no data
0.11%	Allworth Financial, L.P.	2,166	€106.2k	0%	no data
0.057%	The Retirement Group, LLC	1,154	€56.6k	0%	0.02%
0.05%	Lowell Robinson	1,000	€49.0k	0%	no data
0.05%	Arthur Ainsberg	1,000	€49.0k	0%	no data
0.05%	Karin Hirtler-Garvey	1,000	€49.0k	0%	no data
0.029%	Householder Group Estate and Retirement Specialist, LLC	583	€28.6k	0%	0.01%
0.014%	Tower Research Capital Europe Limited	292	€14.3k	-27.2%	no data
0.013%	Wells Fargo & Company, Securities and Brokerage Investments	261	€12.8k	0%	no data
0.011%	UBS Asset Management AG	218	€10.7k	-89.7%	no data
0.0099%	Legacy Wealth Management, LLC	200	€9.8k	0%	0.01%
0.0089%	Merrill Lynch & Co. Inc., Banking Investments	180	€8.8k	0%	no data
0.0062%	Archer Investment Corporation	126	€6.2k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/26 15:07
End of Day Share Price	2024/12/23 00:00
Earnings	2024/09/30
Annual Earnings	2024/09/30

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

PhenixFIN Corporation is covered by 19 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Mark DeVries	Barclays
Kannan Venkateshwar	Barclays
Christopher Testa	B. Riley Wealth