PennyMac Financial Services Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:1AC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
27 Aug 24	Sell€917,376	James C. Hunt	Individual	10,000	€91.74
14 Aug 24	Sell€1,012,017	Joseph Mazzella	Individual	11,396	€88.80
03 Jun 24	Sell€831,928	David Spector	Individual	10,000	€83.19
22 May 24	Sell€2,533,198	Douglas Jones	Individual	30,000	€85.65
15 May 24	Sell€857,148	David Spector	Individual	10,000	€85.71
15 May 24	Sell€965,001	Daniel Perotti	Individual	11,400	€84.65
03 May 24	Sell€1,386,813	Joseph Mazzella	Individual	16,465	€84.23
09 Apr 24	Sell€835,721	David Spector	Individual	10,000	€83.57
25 Mar 24	Sell€433,770	Derek Stark	Individual	5,255	€82.54
12 Mar 24	Sell€2,345,782	David Spector	Individual	29,777	€78.82
11 Mar 24	Sell€1,345,631	Douglas Jones	Individual	17,079	€78.79
11 Mar 24	Sell€787,487	David Spector	Individual	10,000	€78.75
04 Mar 24	Sell€394,466	James Follette	Individual	5,061	€77.94
20 Feb 24	Sell€1,208,761	David Spector	Individual	15,000	€80.58
15 Feb 24	Sell€937,773	Daniel Perotti	Individual	11,400	€82.26
16 Jan 24	Sell€1,162,660	David Spector	Individual	15,000	€77.51

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 1AC?
Owner Type	Number of Shares	Ownership Percentage
General Public	948,023	1.85%
Individual Insiders	3,549,324	6.92%
Hedge Funds	4,531,792	8.84%
Institutions	42,228,669	82.4%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 2.7%.

Top Shareholders

Top 25 shareholders own 85.45% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
30.7%	HC Partners LLC	15,741,237	€1.5b	0%	100.0%
8.98%	T. Rowe Price Group, Inc.	4,600,487	€441.4m	-3.3%	0.04%
8.84%	MFN Partners Management, LP	4,531,792	€434.8m	0%	8.78%
5.24%	The Vanguard Group, Inc.	2,686,913	€257.8m	1.2%	no data
4.39%	Dimensional Fund Advisors LP	2,249,934	€215.8m	-8.98%	0.04%
4.32%	BlackRock, Inc.	2,212,174	€212.2m	0.54%	no data
2.28%	FMR LLC	1,166,680	€111.9m	232%	0.01%
2.26%	Invesco Ltd.	1,157,492	€111.0m	11.8%	0.03%
1.93%	Senvest Management, LLC	989,062	€94.9m	-10.8%	2.74%
1.83%	Vandad Fartaj	938,226	€90.0m	0%	no data
1.78%	State Street Global Advisors, Inc.	911,741	€87.5m	6.02%	no data
1.68%	JP Morgan Asset Management	861,442	€82.6m	-0.6%	0.01%
1.48%	David Spector	760,634	€73.0m	-3.79%	no data
1.26%	Geode Capital Management, LLC	647,764	€62.1m	3.13%	no data
1.14%	Goldman Sachs Asset Management, L.P.	584,744	€56.1m	-0.73%	0.02%
0.97%	Douglas Jones	496,337	€47.6m	0%	no data
0.89%	Basswood Capital Management, L.L.C.	458,332	€44.0m	0.04%	2.3%
0.87%	Charles Schwab Investment Management, Inc.	447,351	€42.9m	7.45%	0.01%
0.73%	Northern Trust Global Investments	372,321	€35.7m	3.42%	0.01%
0.71%	Norges Bank Investment Management	362,088	€34.7m	0%	no data
0.68%	Goldman Sachs Group, Investment Banking and Securities Investments	349,968	€33.6m	420%	0.02%
0.67%	American Century Investment Management Inc	341,866	€32.8m	-1.76%	0.02%
0.65%	Boston Partners Global Investors, Inc.	331,083	€31.8m	11.4%	0.02%
0.64%	Alyeska Investment Group, L.P.	329,326	€31.6m	0%	0.16%
0.52%	Joseph Mazzella	268,623	€25.8m	-3.97%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/20 02:17
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

PennyMac Financial Services, Inc. is covered by 18 analysts. 6 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Mark DeVries	Barclays
Mark DeVries	Barclays
Terry Ma	Barclays