Hercules Capital Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:19H Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
06 Aug 24	Buy€95,938	Thomas Fallon	Individual	5,723	€16.76
06 Aug 24	Buy€95,671	Gayle Crowell	Individual	5,790	€16.52
06 Aug 24	Buy€26,523	Nikos Theodosopoulos	Individual	1,608	€16.49
06 Aug 24	Buy€95,734	DeAnne Aguirre	Individual	5,660	€16.91
06 Aug 24	Buy€95,747	Wade Loo	Individual	5,645	€16.96
06 Aug 24	Buy€47,910	Pam Randhawa	Individual	2,898	€16.53
25 Jun 24	Buy€13,143	Gayle Crowell	Individual	701.6	€18.73

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of 19H?
Owner Type	Number of Shares	Ownership Percentage
Individual Insiders	2,947,118	1.84%
VC/PE Firms	9,411,490	5.88%
Institutions	32,294,699	20.2%
General Public	115,537,413	72.1%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7.3%.

Top Shareholders

Top 25 shareholders own 18.54% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.88%	Kingdom Holding Company	9,411,490	€173.3m	0%	5.09%
1.94%	Van Eck Associates Corporation	3,115,419	€57.4m	10.3%	0.07%
1.71%	Sound Income Strategies, LLC	2,737,345	€50.4m	1.77%	3.71%
1.34%	Scott Bluestein	2,139,179	€39.4m	-1.02%	no data
0.77%	Morgan Stanley, Investment Banking and Brokerage Investments	1,240,049	€22.8m	6.2%	no data
0.73%	Legal & General Investment Management Limited	1,171,517	€21.6m	-6.61%	no data
0.62%	LPL Financial Corporation, Asset Management Arm	986,915	€18.2m	15.3%	0.01%
0.6%	Advisors Capital Management, LLC	955,600	€17.6m	0.98%	0.3%
0.46%	Melia Wealth LLC	743,573	€13.7m	1.57%	7.71%
0.44%	BlackRock, Inc.	703,352	€12.9m	7.89%	no data
0.41%	Wells Fargo & Company, Securities and Brokerage Investments	654,838	€12.1m	-0.43%	no data
0.37%	Gilman Hill Asset Management, LLC	597,707	€11.0m	-1.64%	2.02%
0.29%	Two Sigma Advisers, LP	460,200	€8.5m	-45%	0.02%
0.29%	Two Sigma Investments, LP	457,677	€8.4m	-21.9%	0.02%
0.27%	City National Rochdale, LLC	428,471	€7.9m	2.36%	0.02%
0.27%	Cain, Watters & Associates, LLC	424,669	€7.8m	17.3%	0.74%
0.25%	Muzinich & Co., Inc.	408,362	€7.5m	9.93%	5.21%
0.25%	Advisors Asset Management, Inc.	406,985	€7.5m	9.33%	0.14%
0.25%	Nikko Asset Management Co., Ltd.	401,133	€7.4m	10.1%	no data
0.25%	Citadel Advisors LLC	392,948	€7.2m	189%	0.01%
0.24%	Putnam LLC	387,225	€7.1m	28%	0.01%
0.24%	Confluence Investment Management LLC	380,452	€7.0m	0.24%	0.1%
0.23%	Stifel Asset Management Corp.	372,692	€6.9m	-4.37%	0.01%
0.22%	Denali Advisors, LLC	358,580	€6.6m	0%	0.74%
0.22%	S&T Bank, Wealth Management Group	357,127	€6.6m	-7.76%	1.85%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/23 12:19
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

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Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Hercules Capital, Inc. is covered by 27 analysts. 8 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Bryce Rowe	Baird
Vernon Plack	BB&T Capital Markets
Sarkis Sherbetchyan	B. Riley Securities, Inc.