Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

DB:CAT1 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
15 Nov 24	Sell€726	Susan Schwab	Individual	2	€363.24
06 Nov 24	Sell€506,340	Daniel Dickinson	Individual	1,300	€389.49
04 Nov 24	Sell€926,978	Cheryl Johnson	Individual	2,664	€347.96
04 Sep 24	Buy€30,554	Gerald Johnson	Individual	100	€305.54
22 Aug 24	Sell€917,296	Cheryl Johnson	Individual	2,975	€308.33
16 Jul 24	Sell€484,995	Cheryl Johnson	Individual	1,508	€321.62
30 May 24	Sell€472,830	Cheryl Johnson	Individual	1,508	€313.55
20 May 24	Buy€32,814	Gerald Johnson	Individual	100	€328.14
03 May 24	Buy€156,600	David MacLennan	Individual	500	€313.20
23 Feb 24	Buy€104,612	David MacLennan	Individual	350	€298.89
05 Feb 24	Sell€5,993,881	Andrew R. Bonfield	Individual	20,000	€310.58
25 Jan 24	Sell€2,768,469	Andrew R. Bonfield	Individual	10,000	€276.85

Insider Trading Volume

Insider Buying: CAT1 insiders have sold more shares than they have bought in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAT1?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	29,930	0.0062%
State or Government	512,603	0.106%
Individual Insiders	935,236	0.194%
General Public	129,651,194	26.9%
Institutions	351,673,525	72.8%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 50.11% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.64%	The Vanguard Group, Inc.	46,525,174	€16.9b	0.1%	0.26%
7.54%	State Street Global Advisors, Inc.	36,384,598	€13.2b	-0.63%	0.51%
7.5%	BlackRock, Inc.	36,212,981	€13.1b	0%	0.22%
4.17%	Capital Research and Management Company	20,118,886	€7.3b	-8.23%	0.37%
3.67%	State Farm Insurance Companies, Asset Management Arm	17,734,370	€6.4b	0%	5.94%
2.12%	Geode Capital Management, LLC	10,213,455	€3.7b	0.66%	0.27%
1.85%	Fisher Asset Management, LLC	8,952,632	€3.2b	2.34%	1.39%
1.52%	Bill & Melinda Gates Foundation Trust	7,353,614	€2.7b	0%	7.07%
1.27%	Northern Trust Global Investments	6,122,853	€2.2b	-3.77%	0.36%
1.23%	Norges Bank Investment Management	5,915,124	€2.1b	0%	0.18%
1.14%	UBS Asset Management AG	5,486,594	€2.0b	0.58%	0.21%
0.96%	Morgan Stanley, Investment Banking and Brokerage Investments	4,625,909	€1.7b	6.25%	0.2%
0.83%	FMR LLC	3,990,856	€1.4b	-11.7%	0.09%
0.72%	Legal & General Investment Management Limited	3,492,033	€1.3b	-9.59%	0.24%
0.67%	BNY Asset Management	3,241,378	€1.2b	-3.88%	0.24%
0.67%	Charles Schwab Investment Management, Inc.	3,232,679	€1.2b	0.23%	0.2%
0.64%	Dimensional Fund Advisors LP	3,098,956	€1.1b	0.95%	0.17%
0.61%	Eaton Vance Management	2,930,934	€1.1b	2.72%	0.26%
0.58%	Bank of America Corporation, Asset Management Arm	2,807,123	€1.0b	59.9%	0.31%
0.55%	Citigroup Inc.,Banking and Securities Investments	2,645,989	€960.5m	254%	0.74%
0.51%	Goldman Sachs Asset Management, L.P.	2,466,005	€895.2m	-1.17%	0.25%
0.49%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,370,797	€860.6m	7.8%	0.21%
0.44%	Columbia Management Investment Advisers, LLC	2,117,763	€768.8m	0.42%	0.18%
0.42%	Merrill Lynch & Co. Inc., Banking Investments	2,036,884	€739.4m	0.09%	0.28%
0.39%	Amundi Asset Management SAS	1,860,608	€675.4m	-15.8%	0.15%