Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

XTRA:CAT1 Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
04 Dec 24	Buy€37,848	Gerald Johnson	Individual	100	€378.48
25 Nov 24	Sell€3,866,690	Andrew R. Bonfield	Individual	10,000	€388.04
15 Nov 24	Sell€726	Susan Schwab	Individual	2	€363.24
06 Nov 24	Sell€506,340	Daniel Dickinson	Individual	1,300	€389.49
04 Nov 24	Sell€926,978	Cheryl Johnson	Individual	2,664	€347.96
04 Sep 24	Buy€30,554	Gerald Johnson	Individual	100	€305.54
22 Aug 24	Sell€917,296	Cheryl Johnson	Individual	2,975	€308.33
16 Jul 24	Sell€484,995	Cheryl Johnson	Individual	1,508	€321.62
30 May 24	Sell€472,830	Cheryl Johnson	Individual	1,508	€313.55
20 May 24	Buy€32,814	Gerald Johnson	Individual	100	€328.14
03 May 24	Buy€156,600	David MacLennan	Individual	500	€313.20
23 Feb 24	Buy€104,612	David MacLennan	Individual	350	€298.89
05 Feb 24	Sell€5,993,881	Andrew R. Bonfield	Individual	20,000	€310.58
25 Jan 24	Sell€2,768,469	Andrew R. Bonfield	Individual	10,000	€276.85

Insider Trading Volume

Insider Buying: CAT1 insiders have sold more shares than they have bought in the past 3 months.

Ownership Breakdown

What is the ownership structure of CAT1?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	29,930	0.0062%
State or Government	512,603	0.106%
Individual Insiders	922,189	0.191%
General Public	132,470,985	27.4%
Institutions	348,866,781	72.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 49.92% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.64%	The Vanguard Group, Inc.	46,525,174	€16.1b	0.1%	0.25%
7.54%	State Street Global Advisors, Inc.	36,384,598	€12.6b	-0.63%	0.49%
7.33%	BlackRock, Inc.	35,411,116	€12.3b	-2.21%	0.21%
4.17%	Capital Research and Management Company	20,118,886	€7.0b	-8.23%	0.35%
3.67%	State Farm Insurance Companies, Asset Management Arm	17,734,370	€6.1b	0%	5.78%
2.12%	Geode Capital Management, LLC	10,213,455	€3.5b	0.66%	0.26%
1.85%	Fisher Asset Management, LLC	8,952,632	€3.1b	2.34%	1.32%
1.52%	Bill & Melinda Gates Foundation Trust	7,353,614	€2.5b	0%	6.83%
1.27%	Northern Trust Global Investments	6,122,853	€2.1b	-3.77%	0.34%
1.23%	Norges Bank Investment Management	5,915,124	€2.1b	0%	0.17%
1.14%	UBS Asset Management AG	5,486,594	€1.9b	0.58%	0.2%
0.96%	Morgan Stanley, Investment Banking and Brokerage Investments	4,625,909	€1.6b	6.25%	0.19%
0.83%	FMR LLC	3,990,856	€1.4b	-11.7%	0.09%
0.72%	Legal & General Investment Management Limited	3,492,033	€1.2b	-9.59%	0.23%
0.67%	BNY Asset Management	3,241,378	€1.1b	-3.88%	0.23%
0.67%	Charles Schwab Investment Management, Inc.	3,232,679	€1.1b	0.23%	0.19%
0.64%	Dimensional Fund Advisors LP	3,098,956	€1.1b	0.95%	0.18%
0.61%	Eaton Vance Management	2,930,934	€1.0b	2.72%	0.25%
0.58%	Bank of America Corporation, Asset Management Arm	2,807,123	€973.4m	59.9%	0.3%
0.55%	Citigroup Inc.,Banking and Securities Investments	2,645,989	€917.5m	254%	0.7%
0.51%	Goldman Sachs Asset Management, L.P.	2,466,005	€855.1m	-1.17%	0.24%
0.46%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,236,486	€775.5m	1.69%	0.2%
0.44%	Columbia Management Investment Advisers, LLC	2,117,763	€734.3m	0.42%	0.17%
0.42%	Merrill Lynch & Co. Inc., Banking Investments	2,036,884	€706.3m	0.09%	0.27%
0.39%	Amundi Asset Management SAS	1,860,608	€645.2m	-15.8%	0.14%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/20 20:39
End of Day Share Price	2024/12/20 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Caterpillar Inc. is covered by 68 analysts. 16 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
John Eade	Argus Research Company
William Grace	Avondale Partners
Mircea Dobre	Baird