Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?


Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.


Ownership Breakdown

What is the ownership structure of CATR?
Owner TypeNumber of SharesOwnership Percentage
Private Companies29,9300.00617%
State or Government518,0020.107%
Individual Insiders914,0180.188%
General Public131,720,47027.2%
Institutions351,715,69672.5%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.


Top Shareholders

Top 25 shareholders own 50.04% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
9.59%
The Vanguard Group, Inc.
46,478,953CA$24.6b-2.9%0.26%
7.55%
State Street Global Advisors, Inc.
36,614,119CA$19.4b-2.08%0.52%
7.47%
BlackRock, Inc.
36,212,981CA$19.2b7.99%0.22%
4.52%
Capital Research and Management Company
21,923,980CA$11.6b-29.5%0.4%
3.66%
State Farm Insurance Companies, Asset Management Arm
17,734,370CA$9.4b-0.15%5.9%
2.09%
Geode Capital Management, LLC
10,146,307CA$5.4b-0.72%0.28%
1.8%
Fisher Asset Management, LLC
8,747,620CA$4.6b4.87%1.4%
1.52%
Bill & Melinda Gates Foundation Trust
7,353,614CA$3.9b0%6.47%
1.31%
Northern Trust Global Investments
6,362,589CA$3.4b-0.88%0.36%
1.22%
Norges Bank Investment Management
5,915,124CA$3.1b5.32%0.18%
1.12%
UBS Asset Management AG
5,454,747CA$2.9b23.5%0.22%
0.93%
FMR LLC
4,517,053CA$2.4b-12.3%0.1%
0.9%
Morgan Stanley, Investment Banking and Brokerage Investments
4,353,897CA$2.3b0.97%0.19%
0.8%
Legal & General Investment Management Limited
3,862,443CA$2.0b2.01%0.27%
0.7%
BNY Asset Management
3,372,368CA$1.8b-5.21%0.23%
0.67%
Charles Schwab Investment Management, Inc.
3,224,591CA$1.7b-0.02%0.2%
0.63%
Dimensional Fund Advisors LP
3,069,840CA$1.6b5.69%0.17%
0.59%
Eaton Vance Management
2,853,360CA$1.5b0%0.26%
0.51%
Goldman Sachs Asset Management, L.P.
2,495,266CA$1.3b2.17%0.25%
0.46%
Amundi Asset Management SAS
2,210,777CA$1.2b-10.7%0.17%
0.45%
Teachers Insurance and Annuity Association-College Retirement Equities Fund
2,199,278CA$1.2b-7.45%0.21%
0.43%
Columbia Management Investment Advisers, LLC
2,108,817CA$1.1b10.4%0.18%
0.42%
Merrill Lynch & Co. Inc., Banking Investments
2,035,037CA$1.1b3.62%0.28%
0.36%
Bank of America Corporation, Asset Management Arm
1,755,568CA$930.1m4.1%0.22%
0.33%
PRIMECAP Management Company
1,622,727CA$859.8m-6.25%0.43%