Caterpillar Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of CATD?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	29,930	0.0062%
State or Government	512,603	0.106%
Individual Insiders	922,189	0.191%
General Public	132,202,031	27.4%
Institutions	349,135,735	72.3%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 49.92% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.64%	The Vanguard Group, Inc.	46,525,174	US$16.9b	0.1%	0.25%
7.54%	State Street Global Advisors, Inc.	36,384,598	US$13.2b	-0.63%	0.49%
7.33%	BlackRock, Inc.	35,411,116	US$12.9b	-2.21%	0.21%
4.17%	Capital Research and Management Company	20,118,886	US$7.3b	-8.23%	0.35%
3.67%	State Farm Insurance Companies, Asset Management Arm	17,734,370	US$6.5b	0%	5.82%
2.12%	Geode Capital Management, LLC	10,213,455	US$3.7b	0.66%	0.26%
1.85%	Fisher Asset Management, LLC	8,952,632	US$3.3b	2.34%	1.33%
1.52%	Bill & Melinda Gates Foundation Trust	7,353,614	US$2.7b	0%	6.84%
1.27%	Northern Trust Global Investments	6,122,853	US$2.2b	-3.77%	0.34%
1.23%	Norges Bank Investment Management	5,915,124	US$2.2b	0%	0.17%
1.14%	UBS Asset Management AG	5,486,594	US$2.0b	0.58%	0.2%
0.96%	Morgan Stanley, Investment Banking and Brokerage Investments	4,625,909	US$1.7b	6.25%	0.19%
0.83%	FMR LLC	3,990,856	US$1.5b	-11.7%	0.09%
0.72%	Legal & General Investment Management Limited	3,492,033	US$1.3b	-9.59%	0.23%
0.67%	BNY Asset Management	3,241,378	US$1.2b	-3.88%	0.23%
0.67%	Charles Schwab Investment Management, Inc.	3,232,679	US$1.2b	0.23%	0.19%
0.64%	Dimensional Fund Advisors LP	3,098,956	US$1.1b	0.95%	0.18%
0.61%	Eaton Vance Management	2,930,934	US$1.1b	2.72%	0.25%
0.58%	Bank of America Corporation, Asset Management Arm	2,807,123	US$1.0b	59.9%	0.3%
0.55%	Citigroup Inc.,Banking and Securities Investments	2,645,989	US$962.9m	254%	0.7%
0.51%	Goldman Sachs Asset Management, L.P.	2,466,005	US$897.4m	-1.17%	0.24%
0.46%	Teachers Insurance and Annuity Association-College Retirement Equities Fund	2,236,486	US$813.8m	1.69%	0.2%
0.44%	Columbia Management Investment Advisers, LLC	2,117,763	US$770.6m	0.42%	0.17%
0.42%	Merrill Lynch & Co. Inc., Banking Investments	2,036,884	US$741.2m	0.09%	0.27%
0.39%	Amundi Asset Management SAS	1,860,608	US$677.1m	-15.8%	0.14%

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2024/12/19 09:44
End of Day Share Price	2024/12/19 00:00
Earnings	2024/09/30
Annual Earnings	2023/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Caterpillar Inc. is covered by 68 analysts. 16 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
John Eade	Argus Research Company
William Grace	Avondale Partners
Mircea Dobre	Baird