Smith Micro Software Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:SMSI Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
14 Mar 25	SellUS$7,100	Thomas Campbell	Individual	10,000	US$0.71
16 Dec 24	SellUS$345	James Kempton	Individual	437	US$0.79
03 Dec 24	SellUS$5,512	William Smith	Individual	7,066	US$0.78

Insider Trading Volume

Insider Buying: SMSI insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of SMSI?
Owner Type	Number of Shares	Ownership Percentage
Institutions	1,448,643	8.15%
Individual Insiders	4,666,259	26.3%
General Public	11,658,957	65.6%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 85.1%.

Top Shareholders

Top 25 shareholders own 34.13% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
20.2%	William Smith	3,597,766	US$3.3m	8.54%	no data
2.93%	Pacific Ridge Capital Partners, LLC	521,018	US$476.4k	122%	0.12%
2.7%	Richard Abbe	480,505	US$439.4k	0%	no data
1.62%	Iroquois Capital Management, LLC	288,303	US$263.6k	0%	22.22%
1.25%	James Kempton	222,237	US$203.2k	217%	no data
0.78%	Geode Capital Management, LLC	137,979	US$126.2k	59.9%	no data
0.51%	The Vanguard Group, Inc.	90,826	US$83.1k	0%	no data
0.41%	Andrew Arno	73,139	US$66.9k	51.9%	no data
0.39%	Von Cameron	69,251	US$63.3k	53%	no data
0.3%	Gregory Szabo	53,000	US$48.5k	89.3%	no data
0.29%	Jane Street Group, LLC, Asset Management Arm	51,480	US$47.1k	191%	no data
0.28%	Samuel Gulko	49,782	US$45.5k	101%	no data
0.28%	BlackRock, Inc.	49,110	US$44.9k	0%	no data
0.27%	Steven Elfman	48,594	US$44.4k	106%	no data
0.26%	XTX Holdings Limited, Asset Management Arm	46,714	US$42.7k	80.6%	no data
0.25%	Renaissance Technologies LLC	44,141	US$40.4k	60.9%	no data
0.2%	Simplex Trading, LLC, Asset Management Arm	35,482	US$32.4k	1,530%	no data
0.19%	Asha Keddy	34,136	US$31.2k	274%	no data
0.18%	Two Sigma Investments, LP	31,710	US$29.0k	178%	no data
0.16%	Thomas Campbell	29,213	US$26.7k	106%	no data
0.14%	State Street Global Advisors, Inc.	25,422	US$23.2k	0%	no data
0.14%	Two Sigma Securities, LLC, Asset Management Arm	24,909	US$22.8k	-56.7%	no data
0.14%	Raymond James Financial Inc., Asset Management Arm	24,628	US$22.5k	0%	no data
0.12%	Citadel Advisors LLC	21,113	US$19.3k	2.57%	no data
0.092%	Morgan Stanley, Investment Banking and Brokerage Investments	16,410	US$15.0k	-18%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/04/19 02:06
End of Day Share Price	2025/04/17 00:00
Earnings	2024/12/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Smith Micro Software, Inc. is covered by 18 analysts. 2 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Mark Schappel	Benchmark Company
Matthew Harrigan	Benchmark Company
Kevin Dede	Brigantine Advisors