Duos Technologies Group Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:DUOT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
21 May 24	BuyUS$10,187	Charles Ferry	Individual		3,773	US$2.70

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of DUOT?
Owner Type	Number of Shares	Ownership Percentage
Institutions	2,104,724	18.3%
Individual Insiders	3,344,681	29%
General Public	6,073,816	52.7%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 57.7%.

Top Shareholders

Top 25 shareholders own 47.07% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
11.1%	Bleichroeder LP	1,283,162	US$7.4m	-21.2%	1.94%
10.6%	Sandra Pessin	1,221,062	US$7.0m	0%	no data
4.91%	Charles Ferry	566,036	US$3.3m	4,600%	no data
3.93%	Adrian Goldfarb	452,337	US$2.6m	3,990%	no data
3.48%	Laurence Lytton	400,568	US$2.3m	0%	no data
2.48%	Bard Associates Inc.	285,866	US$1.6m	-28.7%	0.62%
1.95%	Christopher King	225,000	US$1.3m	0%	no data
1.86%	The Vanguard Group, Inc.	214,204	US$1.2m	0%	no data
1.57%	Brian Pessin	180,911	US$1.0m	0%	no data
0.71%	Kenneth Ehrman	81,768	US$470.2k	17%	no data
0.62%	Geode Capital Management, LLC	70,871	US$407.5k	6.3%	no data
0.55%	HighTower Advisors, LLC	63,143	US$363.1k	6.76%	no data
0.5%	Norman Pessin	57,972	US$333.3k	0%	no data
0.5%	James Nixon	57,233	US$329.1k	5.16%	no data
0.4%	Ned Mavrommatis	46,447	US$267.1k	34.3%	no data
0.34%	Northern Trust Global Investments	38,786	US$223.0k	80.3%	no data
0.32%	Andrew Murphy	36,771	US$211.4k	0%	no data
0.22%	Morgan Stanley, Investment Banking and Brokerage Investments	25,000	US$143.7k	26.9%	no data
0.17%	Essex Investment Management Company, LLC	19,364	US$111.3k	0%	0.02%
0.16%	Mesirow Financial Investment Management, Inc.	18,760	US$107.9k	0%	no data
0.16%	Frank Lonegro	18,576	US$106.8k	17.8%	no data
0.16%	LPL Financial Corporation, Asset Management Arm	17,900	US$102.9k	0%	no data
0.14%	State Street Global Advisors, Inc.	15,979	US$91.9k	40.4%	no data
0.11%	Private Advisor Group, LLC	13,250	US$76.2k	-0.79%	no data
0.11%	Goldman Sachs Group, Investment Banking and Securities Investments	12,599	US$72.4k	0%	no data

Company Analysis and Financial Data Status

Data	Last Updated (UTC time)
Company Analysis	2025/04/21 21:21
End of Day Share Price	2025/04/21 00:00
Earnings	2024/12/31
Annual Earnings	2024/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

Package	Data	Timeframe	Example US Source ^*
Company Financials	10 years	Income statement Cash flow statement Balance sheet	SEC Form 10-K SEC Form 10-Q
Analyst Consensus Estimates	+3 years	Forecast financials Analyst price targets	Analyst Research Reports Blue Matrix
Market Prices	30 years	Stock prices Dividends, Splits and Actions	ICE Market Data SEC Form S-1
Ownership	10 years	Top shareholders Insider trading	SEC Form 4 SEC Form 13D
Management	10 years	Leadership team Board of directors	SEC Form 10-K SEC Form DEF 14A
Key Developments	10 years	Company announcements	SEC Form 8-K

^* Example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on Github.

Analyst Sources

Duos Technologies Group, Inc. is covered by 3 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

Analyst	Institution
Edward Woo	Ascendiant Capital Markets LLC
Michael Legg	Benchmark Company
Michael Latimore	Northland Capital Markets