Rockley Photonics Holdings Limited

OTCPK:RKLY.Q Stock Report

Market Cap: US$929.2k

Rockley Photonics Holdings Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of RKLY.Q?
Owner TypeNumber of SharesOwnership Percentage
Public Companies6,949,3175.23%
Hedge Funds14,733,34711.1%
Individual Insiders26,886,00820.3%
Institutions28,382,47621.4%
General Public55,796,45742%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 3.3%.

Top Shareholders

Top 25 shareholders own 56.8% of the company
OwnershipNameSharesCurrent ValueChange %Portfolio %
13.2%
Andrew Rickman
17,508,450US$122.6k0%no data
11.1%
Armistice Capital, LLC
14,733,347US$103.1k0%no data
6.96%
David Sin
9,237,500US$64.7k0%no data
5.23%
Hengtong Optic-Electric Co., Ltd.
6,949,317US$48.6k0%no data
4.93%
5Y Capital
6,541,253US$45.8k-7.77%no data
4.3%
BlackRock, Inc.
5,714,363US$40.0k-2.42%no data
2.2%
Highbridge Capital Management, LLC
2,916,015US$20.4k3,490%no data
1.34%
The Vanguard Group, Inc.
1,775,302US$12.4k-1.79%no data
1.17%
State Street Global Advisors, Inc.
1,548,459US$10.8k-22.8%no data
1.1%
Geode Capital Management, LLC
1,456,321US$10.2k-0.05%no data
1%
Wazee Street Capital Management LLC
1,330,970US$9.3k0%100.0%
0.96%
Lombard Odier Darier Hentsch & Cie Asset Management
1,272,381US$8.9k-26.8%no data
0.73%
HighTower Advisors, LLC
966,214US$6.8k23.1%no data
0.58%
Northern Trust Global Investments
766,131US$5.4k-10.7%no data
0.41%
Amundi Asset Management
539,582US$3.8k0%no data
0.29%
BNY Mellon Asset Management
379,545US$2.7k6.06%no data
0.25%
Morgan Stanley, Investment Banking and Brokerage Investments
334,086US$2.3k88.4%no data
0.23%
Ersel Asset Management SGR S.p.A.
300,000US$2.1k0%no data
0.19%
Charles Schwab Investment Management, Inc.
247,130US$1.7k-5.77%no data
0.16%
Y-Intercept (Hong Kong) Limited
213,585US$1.5k0%no data
0.15%
Banque Pictet & Cie S.A., Asset Management Arm
205,026US$1.4k0%no data
0.1%
Alprime Capital AG
133,022US$931.20%0.02%
0.094%
BCV Asset Management
125,220US$876.5-12.3%no data
0.091%
Rhumbline Advisers Ltd Partnership
121,168US$848.21.58%no data
0.067%
Game Plan Financial Advisors, LLC
88,500US$619.5-7.81%no data

Company Analysis and Financial Data Status

DataLast Updated (UTC time)
Company Analysis2023/03/16 12:18
End of Day Share Price 2023/03/14 00:00
Earnings2022/09/30
Annual Earnings2021/12/31

Data Sources

The data used in our company analysis is from S&P Global Market Intelligence LLC. The following data is used in our analysis model to generate this report. Data is normalised which can introduce a delay from the source being available.

PackageDataTimeframeExample US Source *
Company Financials10 years
  • Income statement
  • Cash flow statement
  • Balance sheet
Analyst Consensus Estimates+3 years
  • Forecast financials
  • Analyst price targets
Market Prices30 years
  • Stock prices
  • Dividends, Splits and Actions
Ownership10 years
  • Top shareholders
  • Insider trading
Management10 years
  • Leadership team
  • Board of directors
Key Developments10 years
  • Company announcements

* example for US securities, for non-US equivalent regulatory forms and sources are used.

Unless specified all financial data is based on a yearly period but updated quarterly. This is known as Trailing Twelve Month (TTM) or Last Twelve Month (LTM) Data. Learn more here.

Analysis Model and Snowflake

Details of the analysis model used to generate this report is available on our Github page, we also have guides on how to use our reports and tutorials on Youtube.

Learn about the world class team who designed and built the Simply Wall St analysis model.

Industry and Sector Metrics

Our industry and section metrics are calculated every 6 hours by Simply Wall St, details of our process are available on .

Analyst Sources

Rockley Photonics Holdings Limited is covered by 4 analysts. 1 of those analysts submitted the estimates of revenue or earnings used as inputs to our report. Analysts submissions are updated throughout the day.

AnalystInstitution
Tristan GerraBaird
Nathaniel Quinn BoltonNeedham & Company
Timothy SavageauxNorthland Capital Markets