Transphorm Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:TGAN Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
29 Feb 24	SellUS$28,806	Primit Parikh	Individual		6,000	US$4.80
21 Jul 23	BuyUS$5,728,760	KKR & Co. Inc.	Company		1,735,988	US$3.30

Insider Buying: TGAN insiders have only sold shares in the past 3 months.

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 6.7%.

Top 25 shareholders own 76.69% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
38.5%	KKR & Co. Inc.	24,411,968	US$117.7m	0%	0.84%
7.8%	Columbia Management Investment Advisers, LLC	4,943,812	US$23.8m	11.3%	0.01%
7.5%	Doris Hsu	4,750,000	US$22.9m	0%	no data
6.31%	Wingtech Technology Co.,Ltd	4,000,000	US$19.3m	0%	no data
5.95%	YASKAWA Electric Corporation	3,770,000	US$18.2m	20.8%	no data
2.64%	BlackRock, Inc.	1,672,958	US$8.1m	15.9%	no data
2.34%	The Vanguard Group, Inc.	1,480,319	US$7.1m	1.06%	no data
1.59%	Polar Asset Management Partners Inc.	1,009,702	US$4.9m	0%	0.17%
0.84%	Geode Capital Management, LLC	531,276	US$2.6m	12.7%	no data
0.65%	State Street Global Advisors, Inc.	409,062	US$2.0m	0.67%	no data
0.39%	Jacob Asset Management of New York LLC	250,084	US$1.2m	0%	1.43%
0.35%	Northern Trust Global Investments	224,846	US$1.1m	1.53%	no data
0.29%	Umesh Mishra	182,253	US$878.5k	2.75%	no data
0.28%	Primit Parikh	177,977	US$857.9k	2.16%	no data
0.19%	Aigh Capital Management, LLC	118,750	US$572.4k	-97.4%	0.23%
0.15%	Mario Rivas	92,314	US$444.9k	21%	no data
0.13%	Charles Schwab Investment Management, Inc.	84,217	US$405.9k	0%	no data
0.13%	BNY Mellon Asset Management	79,273	US$382.1k	-8.33%	no data
0.11%	Cameron McAulay	69,114	US$333.1k	13.3%	no data
0.1%	Black Maple Capital Management LP	63,923	US$308.1k	0%	0.28%
0.1%	Julian Humphreys	63,831	US$307.7k	88.7%	no data
0.085%	Katharina McFarland	53,738	US$259.0k	38.4%	no data
0.084%	Morgan Stanley, Investment Banking and Brokerage Investments	53,426	US$257.5k	304%	no data
0.076%	Water Island Capital, LLC	48,157	US$232.1k	0%	0.03%
0.073%	Cynthia Moreland	46,150	US$222.4k	138%	no data