Retail Opportunity Investments Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:ROIC Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
30 Oct 23	BuyUS$16,740	Michael Indiveri	Individual		1,500	US$11.16
31 Aug 23	SellUS$53,820	Laura Pomerantz	Individual		4,000	US$13.46

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of ROIC?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	37,292	0.0273%
State or Government	70,909	0.052%
Individual Insiders	4,166,815	3.05%
Institutions	132,163,141	96.9%

Dilution of Shares: Shareholders have been diluted in the past year, with total shares outstanding growing by 7%.

Top Shareholders

Top 25 shareholders own 81.3% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
18.8%	BlackRock, Inc.	23,974,661	US$311.3m	4%	0.01%
15.4%	The Vanguard Group, Inc.	19,655,826	US$255.3m	-0.83%	no data
6.32%	State Street Global Advisors, Inc.	8,049,377	US$104.5m	0.89%	no data
5.41%	CenterSquare Investment Management LLC	6,896,053	US$89.6m	31%	1.27%
3.93%	Principal Global Investors, LLC	5,011,476	US$65.1m	186%	0.03%
3.31%	Hermes Investment Management Limited	4,216,242	US$54.8m	10.8%	0.26%
2.5%	Nikko Asset Management Co., Ltd.	3,181,551	US$41.3m	12.4%	0.01%
2.49%	LaSalle Investment Management Securities, LLC	3,179,277	US$41.3m	43.7%	1.39%
2.41%	Geode Capital Management, LLC	3,070,401	US$39.9m	4.55%	no data
1.73%	Stuart Tanz	2,209,864	US$28.7m	10.6%	no data
1.65%	Charles Schwab Investment Management, Inc.	2,100,480	US$27.3m	0%	no data
1.55%	JP Morgan Asset Management	1,980,849	US$25.7m	13.5%	no data
1.55%	Schroder Investment Management Limited	1,972,752	US$25.6m	-2.26%	0.02%
1.5%	CBRE Investment Management Listed Real Assets LLC	1,910,603	US$24.8m	-24.8%	0.33%
1.36%	Stichting Pensioenfonds ABP	1,730,817	US$22.5m	0%	0.02%
1.34%	Dimensional Fund Advisors LP	1,713,539	US$22.3m	-2.18%	no data
1.31%	Jennison Associates LLC	1,675,304	US$21.8m	-38.6%	0.01%
1.26%	Apollo Real Estate Fund Adviser, LLC	1,611,410	US$20.9m	36.2%	1.24%
1.2%	BNY Mellon Asset Management	1,525,565	US$19.8m	-3.59%	no data
1.17%	Millennium Management LLC	1,488,815	US$19.3m	-44.9%	0.02%
1.16%	Northern Trust Global Investments	1,473,680	US$19.1m	-4.18%	no data
1.01%	Marshall Wace LLP	1,285,331	US$16.7m	0%	0.03%
1%	Morgan Stanley, Investment Banking and Brokerage Investments	1,273,119	US$16.5m	57.3%	no data
0.98%	Waterfront Capital Partners LLC	1,244,481	US$16.2m	0%	1.49%
0.93%	Ranger Global Real Estate Advisors, LLC	1,189,171	US$15.4m	-15.4%	2.77%