TRACON Pharmaceuticals Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

OTCPK:TCON Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
10 Nov 23	SellUS$1,401,571	Opaleye Management Inc.	Company		238,200.4	US$5.88

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 102.3%.

Top 25 shareholders own 13.24% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
4.98%	Ikarian Capital, LLC	133,547	US$113.5k	-3.42%	0.05%
1.34%	Wayne Aaronson	35,846	US$30.5k	-35.8%	no data
0.84%	LPL Financial Corporation, Asset Management Arm	22,532	US$19.2k	0%	no data
0.77%	Acadian Asset Management LLC	20,695	US$17.6k	0%	no data
0.76%	Charles Theuer	20,321	US$17.3k	0%	no data
0.73%	Squarepoint OPS LLC	19,449	US$16.5k	-5.65%	no data
0.56%	Renaissance Technologies LLC	15,011	US$12.8k	206%	no data
0.54%	Geode Capital Management, LLC	14,335	US$12.2k	37.3%	no data
0.49%	The Vanguard Group, Inc.	13,138	US$11.2k	0%	no data
0.49%	BlackRock, Inc.	13,004	US$11.1k	-0.45%	no data
0.34%	Jane Street Group, LLC, Asset Management Arm	9,115	US$7.7k	0%	no data
0.17%	UBS Asset Management AG	4,566	US$3.9k	0%	no data
0.16%	Johnson & Johnson Innovation - JJDC, Inc.	4,200	US$3.6k	0%	no data
0.15%	Lincoln Park Capital, LLC	4,071	US$3.5k	0%	0.11%
0.15%	Susquehanna International Group, LLP, Asset Management Arm	3,893	US$3.3k	0%	no data
0.14%	State Street Global Advisors, Inc.	3,757	US$3.2k	0%	no data
0.14%	Millennium Management LLC	3,732	US$3.2k	-61%	no data
0.11%	Corient Private Wealth LLC	2,872	US$2.4k	0%	no data
0.1%	Hudson River Trading LLC, Asset Management Arm	2,718	US$2.3k	0%	no data
0.065%	Two Sigma Investments, LP	1,741	US$1.5k	0%	no data
0.052%	XTX Holdings Limited, Asset Management Arm	1,398	US$1.2k	0%	no data
0.047%	Scott Brown	1,256	US$1.1k	0%	no data
0.046%	ETF Portfolio Partners, Inc.	1,232	US$1.0k	0%	no data
0.043%	SpiderRock Advisors, LLC	1,149	US$976.6	0%	no data
0.04%	Northern Trust Global Investments	1,084	US$921.2	0%	no data