TRACON Pharmaceuticals Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:TCON Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
10 Nov 23	SellUS$1,401,571	Opaleye Management Inc.	Company		238,200.4	US$5.88
27 Apr 23	BuyUS$37,889	Charles Theuer	Individual		2,549.95	US$15.00

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 91%.

Top 25 shareholders own 13.92% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
5.87%	Ikarian Capital, LLC	133,547	US$247.1k	-3.42%	0.07%
1.58%	Wayne Aaronson	35,846	US$66.3k	-35.8%	no data
0.91%	Acadian Asset Management LLC	20,695	US$38.3k	0%	no data
0.91%	Squarepoint OPS LLC	20,613	US$38.1k	0%	no data
0.89%	Charles Theuer	20,321	US$37.6k	0%	no data
0.58%	The Vanguard Group, Inc.	13,138	US$24.3k	-57.6%	no data
0.57%	BlackRock, Inc.	13,063	US$24.2k	-2.45%	no data
0.57%	Boothbay Fund Management, LLC	12,942	US$23.9k	0%	no data
0.46%	Geode Capital Management, LLC	10,439	US$19.3k	-2.08%	no data
0.42%	Millennium Management LLC	9,572	US$17.7k	0%	no data
0.22%	Renaissance Technologies LLC	4,901	US$9.1k	-27.1%	no data
0.18%	Johnson & Johnson Innovation - JJDC, Inc.	4,200	US$7.8k	0%	no data
0.18%	Lincoln Park Capital, LLC	4,071	US$7.5k	-96.5%	0.17%
0.17%	State Street Global Advisors, Inc.	3,757	US$7.0k	0%	no data
0.13%	Corient Private Wealth LLC	2,872	US$5.3k	0%	no data
0.055%	Scott Brown	1,256	US$2.3k	0%	no data
0.048%	Northern Trust Global Investments	1,084	US$2.0k	0%	no data
0.035%	Gts Securities Llc., Asset Management Arm	789	US$1.5k	0%	no data
0.034%	Brookline Investments, Inc.	767	US$1.4k	0%	100.0%
0.029%	HoyleCohen, LLC	650	US$1.2k	0%	no data
0.026%	Saundra Pelletier	602	US$1.1k	0%	no data
0.023%	Tower Research Capital LLC	518	US$958.4	-0.38%	no data
0.022%	BNY Mellon Asset Management	512	US$947.1	0%	no data
0.017%	William LaRue	388	US$717.7	0%	no data
0.0077%	Bonne Adams	175	US$323.7	0%	no data