Assertio Holdings Ownership

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqCM:ASRT Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Shares	Max Price
14 Mar 24	SellUS$11,463	James Tyree	Individual	10,251	US$1.12
12 Sep 23	SellUS$479,405	Daniel Peisert	Individual	158,402	US$3.04
11 Sep 23	SellUS$322,593	Paul Schwichtenberg	Individual	104,980	US$3.07
11 Sep 23	SellUS$195,794	Ajay Patel	Individual	64,313	US$3.04
11 Sep 23	SellUS$137,441	Sam Schlessinger	Individual	45,236	US$3.04
19 May 23	SellUS$652,011	Heather Mason	Individual	89,286	US$7.30

Insider Trading Volume

Insider Buying: ASRT insiders have only sold shares in the past 3 months.

Ownership Breakdown

What is the ownership structure of ASRT?
Owner Type	Number of Shares	Ownership Percentage
Private Companies	8,777	0.00923%
Individual Insiders	1,604,498	1.69%
Hedge Funds	13,419,440	14.1%
Institutions	34,458,011	36.2%
General Public	45,633,879	48%

Dilution of Shares: Shareholders have been substantially diluted in the past year, with total shares outstanding growing by 70.9%.

Top Shareholders

Top 25 shareholders own 47.15% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
8.01%	Nantahala Capital Management, LLC	7,619,440	US$8.0m	63.2%	0.86%
6.91%	BlackRock, Inc.	6,574,483	US$6.9m	10.6%	no data
6.1%	Armistice Capital LLC	5,800,000	US$6.1m	47.8%	0.18%
5.13%	The Vanguard Group, Inc.	4,878,543	US$5.1m	7.64%	no data
3.3%	Renaissance Technologies LLC	3,142,514	US$3.3m	22.9%	0.01%
2.11%	Geode Capital Management, LLC	2,002,394	US$2.1m	6.43%	no data
2.1%	AQR Capital Management, LLC	1,997,354	US$2.1m	556%	no data
1.67%	Cowen Inc,Private Banking and Investment Banking Investments	1,584,164	US$1.7m	0%	0.07%
1.6%	State Street Global Advisors, Inc.	1,525,649	US$1.6m	11%	no data
1.33%	Two Sigma Investments, LP	1,261,229	US$1.3m	4.49%	no data
1.28%	Two Sigma Advisers, LP	1,220,415	US$1.3m	147%	no data
1.05%	Bridgeway Capital Management, LLC	1,001,816	US$1.1m	-6.54%	0.02%
0.81%	Northern Trust Global Investments	770,907	US$813.3k	4.07%	no data
0.64%	Goldman Sachs Group, Investment Banking and Securities Investments	612,313	US$646.0k	152%	no data
0.64%	Daniel Peisert	607,457	US$640.9k	86.9%	no data
0.61%	BNY Mellon Asset Management	582,125	US$614.1k	-12.9%	no data
0.6%	Goldman Sachs Asset Management, L.P.	575,452	US$607.1k	72.8%	no data
0.59%	Senvest Management, LLC	562,898	US$593.9k	0%	0.02%
0.59%	Morgan Stanley, Investment Banking and Brokerage Investments	558,898	US$589.6k	54.2%	no data
0.4%	Empowered Funds, LLC	380,417	US$401.3k	0%	0.01%
0.39%	Perritt Capital Management, Inc.	373,184	US$393.7k	3.04%	0.24%
0.36%	CM Management, LLC	345,000	US$364.0k	106%	0.38%
0.32%	D. E. Shaw & Co., L.P.	299,852	US$316.3k	0%	no data
0.31%	Kennedy Capital Management LLC	295,840	US$312.1k	-62.7%	0.01%
0.29%	Peter Staple	280,496	US$295.9k	0%	no data